Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q2 2023 ▲▼ | Q3 2023 ▲▼ | Change ▲▼ | Q2 2023 ▲▼ | Q3 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| BLACKROCK GLOBAL ENERGY RES. | 0 | 596,971 | +596,971 | 0 | 7,826 | 0.69% | +7,826 |
| ISHARES MSCI CHINA ETF MSCI CHINA ETF | 0 | 137,118 | +137,118 | 0 | 5,936 | 0.52% | +5,936 |
| NUVEEN FLOATING RATE INCOME FUND(JFR) | 0 | 531,802 | +531,802 | 0 | 4,366 | 0.38% | +4,366 |
| BROOKFIELD REAL ASSETS INCOME | 0 | 355,581 | +355,581 | 0 | 4,356 | 0.38% | +4,356 |
| INVESCO HIGH INCOME 2023 TARGET FUND | 546,386 | 1,004,630 | +458,244 | 4,051 | 6,842 | 0.60% | +2,790 |
| FRANKLIN LTD DURATION INCOME TRUST(FTF) | 0 | 427,113 | +427,113 | 0 | 2,601 | 0.23% | +2,601 |
| ALPHABET INC(GOOG) | 110,560 | 118,285 | +7,725 | 13,235 | 15,479 | 1.36% | +2,244 |
| VOYA ASIA PACIFIC HIGH DIV FUND | 2,472,016 | 2,993,440 | +521,424 | 15,203 | 17,332 | 1.52% | +2,129 |
| EATON VANCE LIMITED DURATION INCOME FUND COM | 0 | 233,055 | +233,055 | 0 | 2,107 | 0.18% | +2,107 |
| VOYA EMERGING MARKETS HIGH INC(IHD) | 2,666,888 | 3,181,983 | +515,095 | 13,948 | 15,687 | 1.37% | +1,739 |
| AMAZON.COM INC(AMZN) | 11,575 | 25,315 | +13,740 | 1,508 | 3,218 | 0.28% | +1,710 |
| WESTERN ASSET HIGH YIELD DEFINED OPPORTU | 101,625 | 227,736 | +126,111 | 1,192 | 2,617 | 0.23% | +1,425 |
| MFS HIGH YIELD MUNICIPAL TRU | 251,413 | 709,091 | +457,678 | 808 | 2,219 | 0.19% | +1,411 |
| ISHARES MSCI FRONTIER 100 ETF | 45,000 | 90,500 | +45,500 | 1,164 | 2,346 | 0.21% | +1,182 |
| GABELLI DIV & INCOME TRUST COM | 0 | 44,302 | +44,302 | 0 | 861 | 0.08% | +861 |
| ISHARES MSCI INDIA ETF MSCI INDIA ETF | 0 | 18,611 | +18,611 | 0 | 823 | 0.07% | +823 |
| MS CHINA A SHARE | 0 | 6,814,748 | +6,814,748 | 0 | 84,912 | 7.44% | +84,912 |
| KKR & CO INC(KKR) | 137,428 | 137,428 | 0 | 7,697 | 8,466 | 0.74% | +769 |
| MFS HIGH INCOME MUNICIPAL TRUST SH BEN INT | 0 | 236,556 | +236,556 | 0 | 738 | 0.06% | +738 |
| VOYA INFRASTRUCTURE INDUSTRIALS AND MAT | 281,343 | 373,209 | +91,866 | 2,782 | 3,519 | 0.31% | +737 |
| GENERAL AMERICAN INVESTORS(GAM) | 14,496 | 28,448 | +13,952 | 605 | 1,170 | 0.10% | +566 |
| THE BLACKSTONE GROUP INC(BX) | 31,121 | 31,121 | 0 | 2,893 | 3,334 | 0.29% | +441 |
| PGIM SHORT DURATION HIGH YIELD | 832,651 | 883,724 | +51,073 | 12,415 | 12,805 | 1.12% | +390 |
| MILLER/HOWARD HIGH DIVIDEND FUND | 835,351 | 885,247 | +49,896 | 8,458 | 8,782 | 0.77% | +324 |
| WESTERN ASSET HIGH INCOME OPPORTUNITY(HIO) | 310,578 | 403,530 | +92,952 | 1,179 | 1,469 | 0.13% | +290 |
| FEDERATED HERMES PREMIER MUNICIPAL INC | 137,339 | 180,874 | +43,535 | 1,459 | 1,733 | 0.15% | +274 |
| TORTOISE ENERGY INDEPENDENCE FUND | 0 | 7,884 | +7,884 | 0 | 250 | 0.02% | +250 |
| NUVEEN CREDIT STRATEGIES INCOME FUND COM SHS | 763,163 | 793,163 | +30,000 | 3,850 | 4,013 | 0.35% | +163 |
| NUVEEN MULTI-ASSET INCOME FUND | 55,668 | 70,350 | +14,682 | 649 | 782 | 0.07% | +133 |
| TEKLA HEALTHCARE OPPORTUNITIES | 55,596 | 69,596 | +14,000 | 1,060 | 1,182 | 0.10% | +122 |
| FIRST TRUST HIGH INCOME LONG/SHORT FUND | 87,240 | 102,040 | +14,800 | 999 | 1,094 | 0.10% | +95 |
| APOLLO TACTICAL INCOME FUND INC. | 111,376 | 111,376 | 0 | 1,414 | 1,489 | 0.13% | +75 |
| APOLLO SENIOR FLOATING RATE FUND INC | 129,168 | 129,168 | 0 | 1,664 | 1,736 | 0.15% | +72 |
| BLACKSTONE STRATEGIC CREDIT 2027 TERM(BGB) | 1,040,208 | 1,040,208 | 0 | 11,375 | 11,432 | 1.00% | +57 |
| CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY(EMO) | 25,500 | 25,500 | 0 | 762 | 808 | 0.07% | +46 |
| CENTRAL SECS CORP(CET) | 9,950 | 11,500 | +1,550 | 363 | 408 | 0.04% | +44 |
| BLACKROCK ENHANCED INTERNATIONAL | 109,200 | 124,200 | +15,000 | 595 | 620 | 0.05% | +25 |
| TEKLA HEALTHCARE INVESTORS(HQH) | 19,500 | 22,140 | +2,640 | 332 | 344 | 0.03% | +12 |
| THE EUROPEAN EQUITY FUND INC | 12,000 | 12,000 | 0 | 103 | 95 | 0.01% | -8 |
| DTF TAX FREE INCOME INC | 136,353 | 136,353 | 0 | 1,469 | 1,455 | 0.13% | -14 |
| CALAMOS LONG/SHORT EQUITY & DYNAMIC | 21,646 | 21,646 | 0 | 336 | 320 | 0.03% | -16 |
| ABRDN AUSTRALIA EQUITY FUND | 47,191 | 47,191 | 0 | 203 | 186 | 0.02% | -17 |
| WESTERN ASSET INVESTMENT GRADE DEFINED O | 38,692 | 38,692 | 0 | 632 | 612 | 0.05% | -20 |
| IRSA INVERSIONES Y REPRESENTAC WARRANT *W EXP 05/12/202 | 482,370 | 482,370 | 0 | 214 | 188 | 0.02% | -26 |
| EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE(ETG) | 19,787 | 19,787 | 0 | 331 | 304 | 0.03% | -26 |
| WESTERN ASSET MANAGED MUNICIPALS FUND | 36,627 | 36,627 | 0 | 364 | 327 | 0.03% | -37 |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE | 39,879 | 39,879 | 0 | 316 | 268 | 0.02% | -47 |
| THORNBURG INCOME BUILDER TRUST | 15,922 | 13,122 | -2,800 | 243 | 192 | 0.02% | -51 |
| SWISS HELVETIA FUND INC(SWZ) | 0 | 87,318 | +87,318 | 0 | 667 | 0.06% | +667 |
| INVESCO QUALITY MUNICIPAL INCOME TRUST(IQI) | 60,560 | 60,560 | 0 | 580 | 508 | 0.04% | -71 |
| NUVEEN MUNICIPAL CREDIT INCOME(NZF) | 63,013 | 63,013 | 0 | 734 | 657 | 0.06% | -77 |
| BLACKROCK MUNIYIELD FUND INC | 70,474 | 70,474 | 0 | 737 | 647 | 0.06% | -90 |
| BLACKROCK FLT RT INC | 256,758 | 241,483 | -15,275 | 3,005 | 2,912 | 0.26% | -93 |
| EATON VANCE MUNICIPAL BOND FUND | 97,484 | 97,484 | 0 | 971 | 873 | 0.08% | -98 |
| ABRDN JAPAN EQUITY FUND INC | 0 | 148,291 | +148,291 | 0 | 793 | 0.07% | +793 |
| GABELLI HEALTHCARE AND WELLNESSRX TRUST | 11,571 | 0 | -11,571 | 115 | 0 | — | -115 |
| DWS MUNICIPAL INCOME TRUST | 129,929 | 129,929 | 0 | 1,121 | 1,000 | 0.09% | -120 |
| GLOBAL X NIGERIA INDEX ETF | 88,000 | 88,000 | 0 | 895 | 757 | 0.07% | -138 |
| FIRST TRUST DYNAMIC EUROPE EQUITY INC | 11,500 | 0 | -11,500 | 151 | 0 | — | -151 |
| MEXICO EQUITY & INCOME FUND INC | 274,855 | 274,855 | 0 | 2,758 | 2,584 | 0.23% | -175 |
| EATON VANCE CALIFORNIA MUNICIPAL | 222,381 | 222,381 | 0 | 1,981 | 1,806 | 0.16% | -176 |
| FIRST TRUST HIGH YIELD OPPORTUNITY | 686,553 | 691,753 | +5,200 | 9,413 | 9,214 | 0.81% | -198 |
| VIRTUS ARTIFICIAL INTELLIGENCE & TECH(AIO) | 11,100 | 0 | -11,100 | 204 | 0 | — | -204 |
| GLOBAL X FTSE ARGENTINA 20 ETF | 50,000 | 50,000 | 0 | 2,284 | 2,064 | 0.18% | -220 |
| BLACKROCK MUNI INTERMEDIATE DURATION FUN(BLK) | 115,722 | 103,574 | -12,148 | 1,324 | 1,051 | 0.09% | -273 |
| IRSA INVERSIONES Y REPRESENTAC ADR | 92,786 | 80,178 | -12,608 | 752 | 470 | 0.04% | -282 |
| THE CARLYLE GROUP INC(CG) | 162,315 | 162,315 | 0 | 5,187 | 4,895 | 0.43% | -291 |
| PGIM GLOBAL HIGH YIELD FUND | 740,133 | 725,903 | -14,230 | 8,123 | 7,825 | 0.69% | -298 |
| COHEN & STEERS REAL ESTATE OPP | 67,090 | 47,290 | -19,800 | 924 | 617 | 0.05% | -307 |
| NEUBERGER BERMAN HIGH YIELD STRATEGIES F | 45,182 | 0 | -45,182 | 339 | 0 | — | -339 |
| BLACKROCK ESG CAPITAL ALLOCATION TERM TR(ECAT) | 485,831 | 491,672 | +5,841 | 7,611 | 7,272 | 0.64% | -339 |
| ADAMS NATURAL RESOURCES FUND I | 16,700 | 0 | -16,700 | 348 | 0 | — | -348 |
| ALLIANCEBERNSTEIN NATIONAL MUNI | 34,202 | 0 | -34,202 | 368 | 0 | — | -367 |
| TEMPLETON GLOBAL INCOME FUND | 1,269,542 | 1,269,542 | 0 | 5,275 | 4,900 | 0.43% | -375 |
| BLACKROCK SCIENCE & TECHNOLOGY TERM TRUS(BSTZ) | 225,972 | 225,172 | -800 | 4,099 | 3,715 | 0.33% | -384 |
| BLACKROCK MUNIYIELD QUALITY FUND III | 154,198 | 136,198 | -18,000 | 1,686 | 1,301 | 0.11% | -385 |
| PIONEER MUNICIPAL HIGH INCOME | 420,521 | 420,521 | 0 | 4,537 | 4,016 | 0.35% | -521 |
| CBRE CLARION GLOBAL REAL ESTATE INCOME F | 115,238 | 0 | -115,238 | 604 | 0 | — | -604 |
| NUVEEN CALIFORNIA QUALITY MUNI(NAC) | 65,000 | 0 | -65,000 | 709 | 0 | — | -709 |
| FIRST TRUST SENIOR FLOATING RATE INCOME(FCT) | 496,941 | 415,950 | -80,991 | 4,927 | 4,160 | 0.36% | -768 |
| JAPAN SMALLER CAPITALIZATION FUND, INC(JOF) | 4,499,713 | 4,447,382 | -52,331 | 32,398 | 31,621 | 2.77% | -777 |
| WESTERN ASSET DIVERSIFIED INCOME FUND | 582,581 | 532,800 | -49,781 | 7,842 | 7,054 | 0.62% | -787 |
| NUVEEN QUALITY MUNICIPAL INCOME(NAD) | 198,255 | 136,191 | -62,064 | 2,225 | 1,381 | 0.12% | -844 |
| CHINA FUND INC. | 0 | 3,374,284 | +3,374,284 | 0 | 35,666 | 3.12% | +35,666 |
| BLACKROCK CALIFORNIA MUNICIPAL | 617,585 | 617,585 | 0 | 7,334 | 6,355 | 0.56% | -979 |
| PGIM HIGH YIELD BOND FUND INC | 612,093 | 561,184 | -50,909 | 7,621 | 6,611 | 0.58% | -1,010 |
| NEW GERMANY(GF) | 1,196,680 | 1,187,660 | -9,020 | 10,752 | 9,703 | 0.85% | -1,049 |
| MAINSTAY CBRE GLOBAL INFRASTRUCTURE FUND | 377,477 | 348,386 | -29,091 | 5,170 | 4,104 | 0.36% | -1,066 |
| PIMCO ACCESS INCOME FUND | 75,426 | 0 | -75,426 | 1,112 | 0 | — | -1,112 |
| ADAMS DIVERSIFIED EQUITY FUND | 235,704 | 166,051 | -69,653 | 3,963 | 2,763 | 0.24% | -1,200 |
| BLACKROCK HEALTH SCIENCES TERM TRUST | 391,582 | 357,207 | -34,375 | 6,438 | 5,147 | 0.45% | -1,290 |
| ISHARES MSCI INDONESIA INVESTABLE MARKET MSCI INDONIA ETF | 62,994 | 0 | -62,994 | 1,451 | 0 | — | -1,451 |
| TEMPLETON DRAGON FUND | 0 | 12,203,181 | +12,203,181 | 0 | 104,215 | 9.13% | +104,215 |
| NUVEEN AMT-FREE MUNICIPAL INCOME FUND | 258,330 | 114,982 | -143,348 | 2,827 | 1,113 | 0.10% | -1,714 |
| BLACKROCK DEBT STRATEGIES FUND INC | 282,886 | 89,037 | -193,849 | 2,767 | 914 | 0.08% | -1,852 |
| NEUBERGER BERMAN ENERGY INFRAS & INCOME | 7,776,632 | 7,407,169 | -369,463 | 53,387 | 50,961 | 4.46% | -2,425 |
| KOREA FUND | 1,651,481 | 1,685,599 | +34,118 | 38,141 | 35,448 | 3.10% | -2,693 |
| BLACKROCK FLOATING RATE INCOME STRATEGY COM | 224,000 | 0 | -224,000 | 2,741 | 0 | — | -2,741 |
| TEMPLETON EMERGING MARKETS FD | 3,455,930 | 3,353,903 | -102,027 | 40,935 | 37,933 | 3.32% | -3,003 |
| ISHARES MSCI KOREA | 47,800 | 0 | -47,800 | 3,029 | 0 | — | -3,029 |