Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q3 2023 ▲▼ | Q4 2023 ▲▼ | Change ▲▼ | Q3 2023 ▲▼ | Q4 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| NUVEEN AMT-FR QLTY MUNI INC | 20,648,999 | 23,657,938 | +3,008,939 | 199,882 | 260,237 | 7.92% | +60,355 |
| NUVEEN NY AMT FREE MUN INCOME COM(NRK) | 17,105,165 | 19,529,693 | +2,424,528 | 161,644 | 205,648 | 6.26% | +44,004 |
| NUVEEN QUALITY MUNICIPAL INCOME FUND(NAD) | 9,615,232 | 11,763,244 | +2,148,012 | 97,498 | 134,689 | 4.10% | +37,191 |
| BLACKROCK MUNICIPAL INCOME FUND(BLK) | 10,612,310 | 12,403,877 | +1,791,567 | 107,715 | 144,381 | 4.39% | +36,666 |
| EATON VANCE MUN BD FD COM(EIM) | 8,206,940 | 10,330,094 | +2,123,154 | 73,534 | 104,644 | 3.18% | +31,110 |
| NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND(NAC) | 4,650,884 | 6,288,053 | +1,637,169 | 44,881 | 69,735 | 2.12% | +24,853 |
| BLACKROCK MUNIVEST FUND | 7,353,043 | 9,253,673 | +1,900,630 | 44,559 | 65,886 | 2.00% | +21,327 |
| BLACKROCK MUNIHOLDINGS FUND INC(MHD) | 4,698,267 | 5,645,506 | +947,239 | 48,439 | 67,238 | 2.05% | +18,799 |
| BLACKROCK 2030 MUNICIPAL TARGET TERM TRUST(BTT) | 1,889,024 | 2,512,207 | +623,183 | 36,666 | 52,254 | 1.59% | +15,588 |
| ARES II ACQ CRP; TNT ACQ DT: 4/21/2025; CASH: $10.10 | 1,710,900 | 2,712,010 | +1,001,110 | 17,571 | 28,313 | 0.86% | +10,742 |
| INVESCO TRUST FOR INVESTMENT G(VGM) | 2,461,545 | 3,199,553 | +738,008 | 20,923 | 31,644 | 0.96% | +10,720 |
| KEEN VISION ACQ CRP; TNT ACQ DT: 4/25/2024; CASH: $10.13(KVACF) | 393,025 | 1,278,000 | +884,975 | 3,997 | 13,202 | 0.40% | +9,205 |
| VIRTUS GLOBAL DIVIDEND & INCOME FUND(ZTR) | 838,685 | 2,353,707 | +1,515,022 | 4,026 | 12,969 | 0.39% | +8,943 |
| BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND(MUC) | 3,541,791 | 3,773,789 | +231,998 | 33,860 | 42,002 | 1.28% | +8,143 |
| NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND(NVG) | 1,015,468 | 1,574,566 | +559,098 | 10,469 | 18,611 | 0.57% | +8,142 |
| INVESCO MUNICIPAL OPPORTUNITY(VMO) | 1,473,696 | 2,078,577 | +604,881 | 12,129 | 19,975 | 0.61% | +7,847 |
| GLOBAL LIGHTS ACQ CRP; TNT ACQ DT: 11/16/2024; CASH: $10.05 | 0 | 748,250 | +748,250 | 0 | 7,542 | 0.23% | +7,542 |
| EATON VANCE TAX-ADV DVD INC COM | 263,487 | 578,381 | +314,894 | 5,581 | 12,869 | 0.39% | +7,288 |
| PACER US SMALL CAP CASH COWS US SM CAP CA ETF | 0 | 151,365 | +151,365 | 0 | 7,270 | 0.22% | +7,270 |
| ANGEL OAK FINANCIAL STRATEGIES INCOME TERM TRUST(FINS) | 3,574,532 | 4,223,725 | +649,193 | 43,037 | 50,305 | 1.53% | +7,267 |
| BLACKROCK MUNICIPAL INCOME TRUST | 3,543,107 | 3,834,293 | +291,186 | 31,427 | 38,611 | 1.17% | +7,184 |
| BLACKROCK MUN INC TRUST II | 2,836,689 | 3,086,566 | +249,877 | 25,927 | 32,965 | 1.00% | +7,037 |
| LIBERTY ALL-STAR GROWTH FD(ASG) | 640,657 | 1,681,642 | +1,040,985 | 3,165 | 8,879 | 0.27% | +5,714 |
| NABORS ENERGY ACQ CRP II; TNT ACQ DT: 7/14/2024; CASH: $10.15 | 307,500 | 828,675 | +521,175 | 3,127 | 8,602 | 0.26% | +5,474 |
| ESH ACQ CRP; TNT ACQ DT: 12/14/2024 CASH: $10.15 | 325,996 | 856,370 | +530,374 | 3,299 | 8,752 | 0.27% | +5,453 |
| NUVEEN NAS100 DYN OVERWRT FD(QQQX) | 0 | 233,280 | +233,280 | 0 | 5,400 | 0.16% | +5,400 |
| CONCORD ACQ CRP II; TNT ACQ DT: 9/1/2023; CASH: $10.00 | 306,975 | 726,025 | +419,050 | 3,156 | 7,536 | 0.23% | +4,380 |
| CORNERSTONE STRATEGIC VALUE | 0 | 599,817 | +599,817 | 0 | 4,313 | 0.13% | +4,313 |
| EATON VANCE TAX-ADV GLOBAL DIV INCOME FUND | 1,269,768 | 1,390,813 | +121,045 | 19,529 | 23,783 | 0.72% | +4,254 |
| VANGUARD INDEX FDS S&P 500 ETF SH | 467,040 | 429,547 | -37,493 | 183,406 | 187,626 | 5.71% | +4,220 |
| BLACKROCK HEALTH SCIENCES TRUST II | 958,125 | 1,217,589 | +259,464 | 13,807 | 17,838 | 0.54% | +4,031 |
| WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT COM SH BEN INT | 6,905,403 | 7,145,082 | +239,679 | 54,000 | 58,018 | 1.77% | +4,018 |
| VANGUARD INDEX FDS SMALL CP ETF | 361,968 | 339,548 | -22,420 | 68,437 | 72,436 | 2.20% | +3,998 |
| VOYA GLBL EQTY DIV & PREM OPP COM COM | 2,254,893 | 2,978,311 | +723,418 | 11,049 | 14,802 | 0.45% | +3,753 |
| Virtus DVD Intrst & PRM STR(NFJ) | 2,751,188 | 2,770,575 | +19,387 | 31,171 | 34,909 | 1.06% | +3,738 |
| BlackRock MuniYield Quality Fund III | 2,787,439 | 2,606,392 | -181,047 | 26,620 | 30,338 | 0.92% | +3,718 |
| GABELLI DIVD & INCOME TR COM COM | 1,786,277 | 1,770,745 | -15,532 | 34,725 | 38,319 | 1.17% | +3,594 |
| SPARK ACQ CRP; TNT ACQ DT: 7/5/2025; CASH: $10.05(SPKL) | 0 | 350,000 | +350,000 | 0 | 3,549 | 0.11% | +3,549 |
| BlackRock MuniHoldings New Jersey Quality Fund(MUJ) | 0 | 303,280 | +303,280 | 0 | 3,460 | 0.11% | +3,460 |
| COHEN & STEERS QUAL INC RLTY(RQI) | 20,637 | 296,817 | +276,180 | 209 | 3,633 | 0.11% | +3,424 |
| BLACKROCK INNOVATION & GROWTH(BTX) | 780,390 | 1,203,858 | +423,468 | 5,432 | 8,824 | 0.27% | +3,393 |
| NEUBERGER BERMAN NEXT GENERATION CONNECTIVITY FUND(NBXG) | 3,694,824 | 3,828,156 | +133,332 | 38,500 | 41,842 | 1.27% | +3,342 |
| BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST | 5,376,306 | 5,723,137 | +346,831 | 26,828 | 30,161 | 0.92% | +3,333 |
| EATON VANCE TAX-ADV GLOBAL DIV OPP FUND(ETO) | 647,830 | 712,026 | +64,196 | 13,831 | 16,832 | 0.51% | +3,001 |
| EATON VANCE TAX-MANAGED DIV EQUITY INCOME FUND COM | 0 | 242,502 | +242,502 | 0 | 2,956 | 0.09% | +2,956 |
| LIBERTY RESOURCES ACQ CRP; TNT ACQ DT: 08/08/2023; CASH: $10.15 | 122,825 | 381,120 | +258,295 | 1,339 | 4,166 | 0.13% | +2,827 |
| ADAMS DIVERSIFIED EQUITY FD COM | 0 | 155,000 | +155,000 | 0 | 2,745 | 0.08% | +2,745 |
| PIONEER DIVERSIFIED HIGH INCOME TRUST | 1,017,142 | 1,221,203 | +204,061 | 10,395 | 13,102 | 0.40% | +2,707 |
| NUVEEN MUNICIPAL CREDIT INCOME FUND(NZF) | 7,930,878 | 7,226,642 | -704,236 | 82,719 | 85,419 | 2.60% | +2,700 |
| HAYMAKER 4 ACQ CRP; TNT ACQ DT: 7/25/2025; CASH: $10.10 CLASS A | 0 | 250,775 | +250,775 | 0 | 2,575 | 0.08% | +2,575 |
| VANGUARD BD INDEX FD INC TOTAL BND MRKT | 179,729 | 205,412 | +25,683 | 12,541 | 15,108 | 0.46% | +2,567 |
| COLISEUM ACQ CRP; TNT ACQ DT: 6/23/2023; CASH: $10.00 | 0 | 240,000 | +240,000 | 0 | 2,551 | 0.08% | +2,551 |
| EATON VANCE TAX-MAN GLOBAL EQUITY FUND COM | 2,587,355 | 2,768,656 | +181,301 | 19,069 | 21,374 | 0.65% | +2,305 |
| Duff & Phelps Utility & Inc(DPG) | 205,047 | 437,735 | +232,688 | 1,768 | 4,014 | 0.12% | +2,247 |
| JOHN HANCOCK T/A DVD INCOME | 0 | 118,131 | +118,131 | 0 | 2,241 | 0.07% | +2,241 |
| BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST | 2,410,011 | 2,510,352 | +100,341 | 22,726 | 24,903 | 0.76% | +2,176 |
| NUVEEN NJ DIV ADVANTAGE MUN FD COM COM | 0 | 175,891 | +175,891 | 0 | 2,072 | 0.06% | +2,072 |
| INVESCO ADVANTAGE MUNICIPAL INCOME TRUST II | 795,026 | 942,137 | +147,111 | 5,891 | 7,961 | 0.24% | +2,070 |
| 99 ACQ CRP; TNT ACQ DT: 5/18/2024; CASH: $10.10 | 0 | 200,800 | +200,800 | 0 | 2,046 | 0.06% | +2,046 |
| BLACKROCK MUNIYIELD NEW YORK QUALITY FUND INC | 973,835 | 1,032,621 | +58,786 | 8,628 | 10,667 | 0.32% | +2,039 |
| Eaton Vance Enhanced Equity Income Fund(EOS) | 352,864 | 427,136 | +74,272 | 6,062 | 7,996 | 0.24% | +1,934 |
| NUVEEN NY DIVID ADVNTG MUN FD COM(NAN) | 896,313 | 951,059 | +54,746 | 8,667 | 10,500 | 0.32% | +1,832 |
| BLACKROCK SCIENCE AND TECHNOLOGY TRUST II(BSTZ) | 1,267,790 | 1,360,614 | +92,824 | 20,919 | 22,736 | 0.69% | +1,817 |
| ABERDEEN GLOBAL INFRA INCOME FUND(ASGI) | 617,562 | 648,533 | +30,971 | 9,943 | 11,635 | 0.35% | +1,692 |
| BLACKROCK CR ALLCTN INC TR COM | 857,225 | 957,867 | +100,642 | 8,298 | 9,885 | 0.30% | +1,587 |
| BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND INC | 798,980 | 844,739 | +45,759 | 7,295 | 8,878 | 0.27% | +1,584 |
| BlackRock ESG Capital Allocation Trust(ECAT) | 1,668,774 | 1,622,093 | -46,681 | 24,681 | 26,164 | 0.80% | +1,483 |
| VIRTUS ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPP FD(AIO) | 919,909 | 954,715 | +34,806 | 15,188 | 16,612 | 0.51% | +1,424 |
| FIRST TR ABERDEEN GLBL OPP FD COM SHS | 1,353,416 | 1,452,564 | +99,148 | 7,714 | 9,137 | 0.28% | +1,422 |
| INFLECTION POINT ACQ CRP; TNT ACQ DT: 11/25/2024 CASH: $10.05 | 1,010,100 | 1,134,300 | +124,200 | 10,322 | 11,717 | 0.36% | +1,396 |
| ISHARES TREASURY FLOATING RATE ETF TRS FLT RT BD | 0 | 27,150 | +27,150 | 0 | 1,370 | 0.04% | +1,370 |
| CALAMOS STRAT TOT RETURN FD(CSQ) | 0 | 89,658 | +89,658 | 0 | 1,333 | 0.04% | +1,333 |
| SWISS HELVETIA FD INC COM(SWZ) | 27,920 | 182,830 | +154,910 | 213 | 1,499 | 0.05% | +1,286 |
| BAYVIEW ACQ CRP; TNT ACQ DT: 9/18/2024; CASH: $10.00 | 0 | 121,575 | +121,575 | 0 | 1,217 | 0.04% | +1,217 |
| CARTESIAN GROWTH CORP II, INC; TNT ACQ DT: 11/10/2023; CASH: $10.30(REEUF) | 653,589 | 744,154 | +90,565 | 7,059 | 8,148 | 0.25% | +1,090 |
| ROYCE VALUE TRUST(RVT) | 142,268 | 200,510 | +58,242 | 1,831 | 2,919 | 0.09% | +1,088 |
| INSIGHT SELECT INCOME FUND | 495,018 | 531,853 | +36,835 | 7,440 | 8,494 | 0.26% | +1,054 |
| TEMPLETON DRAGON FD INC COM(TDF) | 221,590 | 358,089 | +136,499 | 1,892 | 2,926 | 0.09% | +1,033 |
| BOWEN ACQ CORP. TNT ACQ DT: 04/27/2024; CASH: $10.20 | 232,690 | 328,690 | +96,000 | 2,371 | 3,392 | 0.10% | +1,021 |
| VOYA INFRASTRUCTURE INDUST AND MATER FUND(IDE) | 30,003 | 122,850 | +92,847 | 283 | 1,251 | 0.04% | +968 |
| FOUR LEAF ACQ CRP; TNT ACQ DT: 3/17/2024; CASH: $10.30 | 174,412 | 261,400 | +86,988 | 1,828 | 2,747 | 0.08% | +919 |
| INVESCO PENNSYLVANIA VALUE MUNICIPAL INCOME TRUST(VPV) | 31,762 | 118,926 | +87,164 | 284 | 1,189 | 0.04% | +905 |
| VOYA GLOBAL ADVANTAGE PREMIUM OPP FUND(IGA) | 406,068 | 494,176 | +88,108 | 3,370 | 4,210 | 0.13% | +840 |
| GLOBALINK INVESTMENT INCE. TNT ACQ DT: 3/09/2023; CASH: $10.15 | 175,900 | 251,025 | +75,125 | 1,895 | 2,721 | 0.08% | +826 |
| Eaton Vance Tax-Managed Buy-Write Opportunities Fund(ETV) | 214,970 | 273,432 | +58,462 | 2,573 | 3,371 | 0.10% | +798 |
| Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund(ETW) | 1,803,526 | 1,874,832 | +71,306 | 13,779 | 14,567 | 0.44% | +789 |
| MS CHINA A SHARE | 573,206 | 622,085 | +48,879 | 7,142 | 7,925 | 0.24% | +783 |
| JAPAN SMALLER CAPTLZTN FD INC COM(JOF) | 1,029,482 | 1,065,494 | +36,012 | 7,320 | 8,087 | 0.25% | +767 |
| BLACKROCK HEALTH SCIENCES(BME) | 0 | 18,003 | +18,003 | 0 | 728 | 0.02% | +728 |
| TAIWAN FD INC COM(TWN) | 114,880 | 119,693 | +4,813 | 3,444 | 4,140 | 0.13% | +696 |
| SPDR SER TR NUVN BR SHT MUNI ST NUVE TERM ETF | 66,430 | 78,786 | +12,356 | 3,071 | 3,765 | 0.11% | +694 |
| VANGUARD BD INDEX FD INC LONG TERM BOND | 13,030 | 20,750 | +7,720 | 874 | 1,548 | 0.05% | +674 |
| ABERDEEN TOTAL DYNAMIC DIVID | 3,107,206 | 2,997,737 | -109,469 | 23,490 | 24,162 | 0.74% | +671 |
| ABERDEEN GLOBAL DYNAMIC DIVIDEND FUND COM | 605,380 | 632,505 | +27,125 | 5,243 | 5,908 | 0.18% | +665 |
| VANGUARD GROWTH ETF | 24,062 | 23,007 | -1,055 | 6,552 | 7,152 | 0.22% | +600 |
| SRH TOTAL RETURN FUND INC(STEW) | 0 | 41,003 | +41,003 | 0 | 569 | 0.02% | +569 |
| BLACKROCK CALIFORNIA MUNICIPAL INCOME TR | 0 | 46,618 | +46,618 | 0 | 561 | 0.02% | +561 |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND(FPF) | 677,947 | 653,452 | -24,495 | 10,101 | 10,658 | 0.32% | +556 |
| BLACKROCK MUNIVEST FUND II | 304,194 | 313,267 | +9,073 | 2,826 | 3,374 | 0.10% | +548 |
| OCA ACQ CRP; TNT ACQ DT: 7/14/2022; CASH: $10.15 | 676,565 | 709,603 | +33,038 | 7,192 | 7,657 | 0.23% | +465 |