Securities ▲▼ | Shares | Value | |||||
|---|---|---|---|---|---|---|---|
Q3 2025 ▲▼ | Q4 2025 ▲▼ | Change ▲▼ | Q3 2025 ▲▼ | Q4 2025 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| Vanguard Index Fds S&p 500 Etf ShS P 500 ETF SHS | 443,512 | 422,908 | -20,604 | $271.60M | $265.22M | 7.08% | -$6.38M |
| Vanguard Bd Index Fd Inc Long Term BondLONG TERM BOND | 1,625,433 | 1,964,668 | +339,235 | $115.16M | $136.58M | 3.65% | +$21.42M |
| Blackrock Municipal 2030 Target Term TrustCOM SHS BEN IN(BTT) | 4,407,881 | 4,618,725 | +210,844 | $99.00M | $105.40M | 2.81% | +$6.40M |
| BlackRock MuniHoldings Fund, Inc.(MHD) | 7,157,298 | 8,490,550 | +1,333,252 | $84.10M | $99.68M | 2.66% | +$15.58M |
| Vanguard Index Fds Small Cp EtfSMALL CP ETF | 329,883 | 334,706 | +4,823 | $83.88M | $86.34M | 2.31% | +$2.45M |
| Ishares Core S&p500 EtfCORE S P500 ETF | 124,938 | 105,868 | -19,070 | $83.62M | $72.51M | 1.94% | -$11.11M |
| Vanguard Intl Equity Index Fd Ftse Emr Mkt EtfFTSE Emerging Markets ETF | 1,239,543 | 1,294,118 | +54,575 | $67.16M | $69.57M | 1.86% | +$2.41M |
| Angel Oak Financial Strategies Income Term TrustCOM BEN INT(FINS) | 5,313,982 | 5,151,041 | -162,941 | $69.67M | $68.05M | 1.82% | -$1.62M |
| Vanguard Intl Equity Index Fd Allwrld Ex UsALLWRLD EX US | 742,033 | 923,254 | +181,221 | $52.96M | $67.91M | 1.81% | +$14.96M |
| Western Asset Clym Infl Sec In Com Sh Ben IntCOM SH BEN INT COM SH BEN INT | 7,846,936 | 8,143,596 | +296,660 | $66.07M | $67.35M | 1.80% | +$1.28M |
| EAGLE POINT CREDIT 7.75 percent DUE 06/30/2030PREFERRED | 0 | 2,573,963 | +2,573,963 | $0 | $64.61M | 1.73% | +$64.61M |
| Aa Mission Acq Crp; Tnt Acq Dt: 8/1/2026; Cash: $10.05CL A | 5,815,100 | 5,717,512 | -97,588 | $61.17M | $61.01M | 1.63% | -$169.0K |
| Blackrock Munivest Fund | 8,343,979 | 8,350,955 | +6,976 | $57.24M | $57.87M | 1.55% | +$632.4K |
| BlackRock MuniHoldings California Quality Fund, Inc.(MUC) | 4,758,154 | 5,389,509 | +631,355 | $51.63M | $57.13M | 1.53% | +$5.50M |
| Blackrock Mun Inc Trust Ii | 4,426,402 | 4,897,546 | +471,144 | $46.26M | $51.13M | 1.37% | +$4.87M |
| Blackrock Municipal Income TrustSH BEN INT | 4,489,500 | 4,953,591 | +464,091 | $45.12M | $49.68M | 1.33% | +$4.57M |
| Vanguard Bd Index Fd Inc Total Bnd MrktTotal Bond Market | 501,916 | 665,035 | +163,119 | $37.33M | $49.26M | 1.32% | +$11.93M |
| Nuveen Nasdaq 100 Dynamic Overwrite Fund(QQQX) | 1,722,190 | 1,670,779 | -51,411 | $47.29M | $47.65M | 1.27% | +$359.3K |
| Gabelli Divd & Income Tr Com COM | 1,746,094 | 1,651,516 | -94,578 | $47.37M | $45.86M | 1.22% | -$1.51M |
| Ishares Lehman 7-10yr Treas7 10 YR TRSY BD | 443,638 | 476,221 | +32,583 | $42.79M | $45.79M | 1.22% | +$3.00M |
| Neuberger Berman Income Funds - Neuberger Next Generation Connectivity Fund Inc.(NBXG) | 3,200,555 | 3,075,844 | -124,711 | $49.22M | $44.42M | 1.19% | -$4.81M |
| Vanguard Core Tax Exempt Bond EtfCORE TAX EXEMPT | 533,467 | 554,144 | +20,677 | $40.14M | $41.88M | 1.12% | +$1.73M |
| Blackrock Muniholdings New York Quality Fund Inc | 3,592,742 | 3,663,762 | +71,020 | $36.72M | $37.48M | 1.00% | +$762.5K |
| Legato Acq Crp Iii; Tnt Acq Dt: 2/08/2026; Cash: $10.00 | 3,373,979 | 3,333,541 | -40,438 | $36.24M | $36.27M | 0.97% | +$32.4K |
| Nuveen New York AMT-Free Quality Municipal Income Fund(NRK) | 8,699,281 | 3,536,744 | -5,162,537 | $88.73M | $35.69M | 0.95% | -$53.05M |
| Vanguard Growth EtfGROWTH ETF | 71,803 | 72,958 | +1,155 | $34.44M | $35.59M | 0.95% | +$1.16M |
| Ishares Tr Core Msci EuroCore MSCI Europe CORE MSCI EURO | 484,802 | 488,052 | +3,250 | $33.02M | $34.64M | 0.92% | +$1.62M |
| Vanguard Ftse Pacific EtfFTSE PACIFIC ETF | 379,616 | 379,849 | +233 | $33.35M | $34.34M | 0.92% | +$992.9K |
| Eaton Vance Municipal Bond Fund(EIM) | 5,595,362 | 3,506,586 | -2,088,776 | $55.62M | $34.12M | 0.91% | -$21.50M |
| DWS Municipal Income Trust(KTF) | 3,300,834 | 3,715,549 | +414,715 | $30.27M | $33.77M | 0.90% | +$3.51M |
| OFS Capital CorporationPREFERRED(OFS) | 0 | 1,259,030 | +1,259,030 | $0 | $32.33M | 0.86% | +$32.33M |
| Ishares Russell 1000 EtfRUS 1000 ETF | 85,777 | 84,998 | -779 | $31.35M | $31.74M | 0.85% | +$391.9K |
| Vanguard Index Fds Total Stk MktTotal Stock Market | 133,852 | 94,356 | -39,496 | $43.93M | $31.63M | 0.84% | -$12.29M |
| SOUND POINT MERIDIAN CAPITAL 7.875 percent DUE 7/31/2030PREFERRED | 0 | 1,232,329 | +1,232,329 | $0 | $31.10M | 0.83% | +$31.10M |
| Vanguard Short-Term Tax-Exempt Bond EtfSHORT TRM TAX EX | 300,250 | 262,800 | -37,450 | $30.60M | $26.69M | 0.71% | -$3.91M |
| Drugs Made In America Acq Crp: 4/28/2026; Cash: $10.05 ORD SHS | 2,547,667 | 2,538,642 | -9,025 | $26.16M | $26.33M | 0.70% | +$161.2K |
| Calamos Strategic Total Return FundCOM SH BEN INT(CSQ) | 152,674 | 1,345,804 | +1,193,130 | $2.95M | $25.84M | 0.69% | +$22.89M |
| RF Acquisition Corp IISHS(RFAI) | 2,405,583 | 2,397,033 | -8,550 | $25.84M | $25.72M | 0.69% | -$115.8K |
| SARATOGA INVESTMENT CORP 6.00 percent DUE 04/30/2027PREFERRED | 0 | 1,014,297 | +1,014,297 | $0 | $25.11M | 0.67% | +$25.11M |
| GP-Act III Acquisition Corp.CL A(GPAT) | 2,306,816 | 2,331,866 | +25,050 | $24.45M | $24.93M | 0.67% | +$475.4K |
| Blackrock Muniyield New York Quality Fund Inc | 2,548,110 | 2,455,847 | -92,263 | $25.30M | $24.34M | 0.65% | -$965.3K |
| Quartzsea Acquisition Corporati(QSEA) | 2,276,380 | 2,263,880 | -12,500 | $23.06M | $23.16M | 0.62% | +$99.8K |
| Vanguard Intl Equity Index Fd Ftse Europe EtfFTSE EUROPE ETF | 272,924 | 275,400 | +2,476 | $21.78M | $23.03M | 0.61% | +$1.25M |
| Tavia Acquisition Corp.SHS(TAVI) | 2,202,502 | 2,193,702 | -8,800 | $22.80M | $22.88M | 0.61% | +$84.4K |
| OXFORD SQUARE CAPITAL CORP 7.75 percent DUE 7/31/2030PREFERRED | 0 | 867,122 | +867,122 | $0 | $22.09M | 0.59% | +$22.09M |
| BlackRock Science and Technology TrustSHS(BST) | 361,100 | 543,547 | +182,447 | $14.94M | $22.04M | 0.59% | +$7.10M |
| Financial Select Sector SpdrSTATE STREET FIN ST STR FINL ETF | 398,212 | 399,770 | +1,558 | $21.45M | $21.90M | 0.58% | +$443.7K |
| Oxford Lane Capital Corp.PREFERRED(OXLC) | 0 | 853,683 | +853,683 | $0 | $21.57M | 0.58% | +$21.57M |
| BlackRock Income Trust, Inc.(BKT) | 291,365 | 1,861,660 | +1,570,295 | $3.27M | $20.55M | 0.55% | +$17.28M |
| Spdr Ser Tr Nuvn Br Sht MuniSTATE STREET SPD ST NUVE TERM ETF | 896,907 | 398,706 | -498,201 | $43.25M | $19.13M | 0.51% | -$24.11M |
| Agriculture & Natural Solutions Acq Crp; Tnt Acq Dt: 11/10/2025; Cash: $10.00CL A SHS CL A | 1,339,618 | 1,685,893 | +346,275 | $14.62M | $18.87M | 0.50% | +$4.25M |
| Vanguard World Fds Inf Tech EtfINF TECH ETF INF TECH ETF | 25,502 | 24,977 | -525 | $19.04M | $18.83M | 0.50% | -$213.4K |
| Liberty All-Star Growth Fund, Inc.(ASG) | 3,352,438 | 3,517,079 | +164,641 | $18.61M | $18.64M | 0.50% | +$34.5K |
| Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund(ETO) | 624,947 | 612,728 | -12,219 | $17.22M | $18.60M | 0.50% | +$1.37M |
| SIM Acquisition Corp. ICL A(SIMA) | 1,768,767 | 1,735,497 | -33,270 | $18.64M | $18.38M | 0.49% | -$263.9K |
| Blackrock Core Bd Tr Shs Ben IntSHS BEN INT | 1,937,109 | 1,883,365 | -53,744 | $19.25M | $18.06M | 0.48% | -$1.19M |
| Lake Superior Acquisition Corp.CL A(LKSP) | 0 | 1,782,358 | +1,782,358 | $0 | $17.68M | 0.47% | +$17.68M |
| Blackrock New York Municipal Income TrustSH BEN INT | 683,976 | 1,653,365 | +969,389 | $6.92M | $16.77M | 0.45% | +$9.84M |
| Alliance National Municipal Income Fund | 1,281,834 | 1,539,698 | +257,864 | $13.91M | $16.66M | 0.44% | +$2.75M |
| OXFORD LANE CAPITAL CORP, 5 percent, DUE 1/31/2027PREFERRED | 0 | 669,336 | +669,336 | $0 | $16.31M | 0.44% | +$16.31M |
| Copley Acquisition CorpCL A(COPL) | 1,359,828 | 1,535,003 | +175,175 | $13.75M | $15.66M | 0.42% | +$1.91M |
| Ishares Msci Cda EtfMSCI Canada ETF | 269,534 | 286,858 | +17,324 | $13.62M | $15.47M | 0.41% | +$1.85M |
| Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund(ETW) | 1,670,234 | 1,635,014 | -35,220 | $15.12M | $15.07M | 0.40% | -$40.8K |
| NEWTEK BUSINESS SERVICES 5.5 percent DUE 2/1/2026PREFERRED | 0 | 595,191 | +595,191 | $0 | $14.99M | 0.40% | +$14.99M |
| Jpmorgan Betabuilders Japan EtfBETABULDRS JAPAN BETABULDRS JAPAN | 229,681 | 226,543 | -3,138 | $15.23M | $14.93M | 0.40% | -$301.0K |
| Charlton Aria Acquisition CorporationCL A(CHAR) | 1,443,029 | 1,423,967 | -19,062 | $14.95M | $14.89M | 0.40% | -$55.1K |
| GREAT ELM CAPITAL CORP 5 7/8 percent DUE 6/30/2026PREFERRED | 0 | 592,725 | +592,725 | $0 | $14.82M | 0.40% | +$14.82M |
| TERRA INCOME 6 7 percent DUE 3/31/2026PREFERRED | 0 | 594,051 | +594,051 | $0 | $14.78M | 0.39% | +$14.78M |
| Blackrock Enhanced International Dividend TrustCOM BENE INTER | 3,115,150 | 2,513,036 | -602,114 | $17.91M | $14.78M | 0.39% | -$3.14M |
| OXFORD LANE CAPITAL CORP. 7.125 percent 6/30/2029PREFERRED | 0 | 603,268 | +603,268 | $0 | $14.66M | 0.39% | +$14.66M |
| Pacer Global Cash Cows DividendGLOBL CASH ETF GLOBL CASH ETF | 336,447 | 353,352 | +16,905 | $13.33M | $14.57M | 0.39% | +$1.24M |
| Calamos Global Dynamic Income Fund(CHW) | 1,665,758 | 1,941,888 | +276,130 | $12.56M | $14.39M | 0.38% | +$1.83M |
| Keen Vision Acquisition CorporationSHS(KVACF) | 1,235,460 | 1,224,460 | -11,000 | $14.22M | $14.39M | 0.38% | +$167.1K |
| Blackrock Enhanced Global Dividend Trust | 1,484,752 | 1,222,780 | -261,972 | $17.18M | $14.32M | 0.38% | -$2.86M |
| Eaton Vance Tax-Man Global Equity Fund COM | 1,535,438 | 1,467,837 | -67,601 | $13.97M | $13.99M | 0.37% | +$16.0K |
| K&f Growth Acq Crp; Tnt Acq Dt: 11/05/2026; Cash: $10.05CL A SHS CL A | 1,146,450 | 1,328,387 | +181,937 | $11.71M | $13.71M | 0.37% | +$2.00M |
| Pimco California Municipal Inc COM | 1,371,202 | 1,554,343 | +183,141 | $11.96M | $13.57M | 0.36% | +$1.61M |
| GLADSTONE INVESTMENT CORP 5 percent DUE 5/1/2026PREFERRED | 0 | 537,845 | +537,845 | $0 | $13.53M | 0.36% | +$13.53M |
| Ishares Emu EtfMSCI Eurozone ETF | 193,297 | 210,019 | +16,722 | $11.97M | $13.46M | 0.36% | +$1.49M |
| Ai Infrastructure Acq Crp; Tnt Acq Dt: 4/3/2027; Cash: $10.00CL A ORD SHS CL A | 0 | 1,241,923 | +1,241,923 | $0 | $12.34M | 0.33% | +$12.34M |
| GLADSTONE INVESTMENT CORP 7.875 percent 02/01/2023PREFERRED | 0 | 480,025 | +480,025 | $0 | $12.31M | 0.33% | +$12.31M |
| McKinley Acquisition CorporationCL A(MKLY) | 0 | 1,226,785 | +1,226,785 | $0 | $12.23M | 0.33% | +$12.23M |
| Melar Acq Crp; Tnt Acq Dt: 6/18/2025; Cash: $10.00CL A SHS CL A | 1,146,655 | 1,145,155 | -1,500 | $12.04M | $12.17M | 0.33% | +$133.1K |
| OXFORD LANE CAPITAL CORP 6 percent DUE 8/31/2029PREFERRED | 0 | 516,391 | +516,391 | $0 | $12.09M | 0.32% | +$12.09M |
| GREAT ELM CAPITAL CORP 7.75 percent DUE 12/31/2030PREFERRED | 0 | 480,605 | +480,605 | $0 | $12.03M | 0.32% | +$12.03M |
| Launch One Acquisition Corp.CL A(LPAA) | 1,186,750 | 1,115,800 | -70,950 | $12.46M | $11.82M | 0.32% | -$644.6K |
| Liberty All-Star Equity FundSH BEN INT(USA) | 0 | 1,830,510 | +1,830,510 | $0 | $11.50M | 0.31% | +$11.50M |
| Aberdeen Intermediate Income FundSH BEN INT(MIN) | 4,639,674 | 4,385,724 | -253,950 | $12.43M | $11.45M | 0.31% | -$987.6K |
| Lionheart HoldingsCL A(CUB) | 1,113,175 | 1,076,675 | -36,500 | $11.70M | $11.45M | 0.31% | -$254.3K |
| OFS CAPITAL CORP 4.95 percent DUE 10/31/2028PREFERRED | 0 | 479,881 | +479,881 | $0 | $11.37M | 0.30% | +$11.37M |
| Drugs Made In America Acq Crp Ii; Tnt Acq Dt: 9/25/2027; Cash: $10.00USD ORD SHS USD ORD SHS | 0 | 1,143,625 | +1,143,625 | $0 | $11.32M | 0.30% | +$11.32M |
| OFS CREDIT CO 5.25 percent DUE 12/31/2026PREFERRED | 0 | 452,345 | +452,345 | $0 | $11.17M | 0.30% | +$11.17M |
| Eaton Vance Tax-Adv Dvd Inc COM | 612,942 | 430,276 | -182,666 | $14.99M | $10.83M | 0.29% | -$4.15M |
| Eagle Point Credit CompanyPREFERRED(ECC) | 0 | 443,719 | +443,719 | $0 | $10.60M | 0.28% | +$10.60M |
| Inflection Point Acquisition Corp. VCL A ORD SHS CL A | 1,024,763 | 1,016,543 | -8,220 | $10.49M | $10.45M | 0.28% | -$43.5K |
| SOUND POINT MERIDIAN CAPITAL, INC. 8 percent 11/30/2029PREFERRED | 0 | 402,904 | +402,904 | $0 | $10.15M | 0.27% | +$10.15M |
| Ms China A Share | 606,287 | 556,731 | -49,556 | $10.09M | $9.66M | 0.26% | -$429.8K |
| Globa Terra Acq Crp; Tnt Acq Dt: 10/08/2026; Cash: $10.00CL A CL A ORD SHS | 153,577 | 956,762 | +803,185 | $1.53M | $9.66M | 0.26% | +$8.13M |
| Templeton Dragon Fund, Inc.(TDF) | 865,720 | 855,995 | -9,725 | $10.09M | $9.64M | 0.26% | -$447.1K |
| Eaton Vance Tax-Adv Global Div Income Fund | 613,194 | 417,229 | -195,965 | $12.96M | $9.64M | 0.26% | -$3.32M |