Fund Holdings

SMH CAPITAL ADVISORS INC

Filing Period:
Securities
SharesValue ($K)
Q2 2025
Q3 2025
Change
Q2 2025
Q3 2025
Weight (%)
Change
SPDR SERIES TRUST62,000200,000+138,0001,475,6004,760,0009.71%+3,284,400
HERCULES CAPITAL INC(HCXY)040,565+40,5650726,9251.48%+726,925
PROSPECT CAP CORP(PSEC)145,536438,847+293,311462,8051,167,3342.38%+704,529
WISDOMTREE INC(WT)0548,000+548,0000649,9281.33%+649,928
CAPITAL SOUTHWEST CORP(CSWC)45,21576,509+31,294996,5361,554,6703.17%+558,134
HIGHPEAK ENERGY INC(HPK)068,830+68,8300457,7200.93%+457,720
BLUE OWL CAPITAL INC(OBDC)34,74667,902+33,156667,4711,070,8152.18%+403,344
FUBOTV INC099,075+99,0750374,5040.76%+374,504
WISDOMTREE INC(WT)9,348,0009,351,000+3,00010,334,21410,646,11421.72%+311,900
GRANITE CONSTR INC(GVA)0200,000+200,0000291,4000.59%+291,400
LYFT INC(LYFT)0200,000+200,0000247,6000.51%+247,600
SELECTQUOTE INC0118,244+118,2440245,9480.50%+245,948
INNOVATIVE INDL PPTYS INC(IIPR)04,890+4,8900245,2340.50%+245,234
APOLLO GLOBAL MGMT INC(APO)01,875+1,8750233,0570.48%+233,057
INVESCO QQQ TR0348+3480219,0980.45%+219,098
AMERICAN TOWER CORP NEW(AMT)01,200+1,2000214,7760.44%+214,776
BLACKLINE INC(BL)0200,000+200,0000214,5200.44%+214,520
TRINITY CAP INC(TRIN)135,485138,961+3,4761,906,2802,096,9284.28%+190,648
CIVITAS RESOURCES INC20,69425,731+5,037569,502741,8211.51%+172,319
DICKS SPORTING GOODS INC(DKS)2,7232,7230538,637603,0081.23%+64,371
VANGUARD INTL EQUITY INDEX F7,7367,652-84382,635420,6460.86%+38,011
CARLYLE GROUP INC(CG)19,05219,005-47979,2911,013,3282.07%+34,037
VIRTUS EQUITY & CONV INCM FD10,54510,689+144252,015277,1680.57%+25,153
ADAMS DIVERSIFIED EQUITY FD13,06913,188+119283,722307,0080.63%+23,286
ISHARES TR4,2504,2500379,866401,5390.82%+21,673
WISDOMTREE INC(WT)16,89317,885+992194,441213,9100.44%+19,469
CALAMOS STRATEGIC TOTAL RETU(CSQ)14,92215,081+159272,174291,0600.59%+18,886
HANCOCK JOHN TAX-ADVANTAGED(HTD)8,7288,804+76204,149219,2190.45%+15,070
HA SUSTAINABLE INFRA CAP INC(HASI)13,78613,823+37370,281383,0470.78%+12,766
TEMPLETON EMERGING MKTS INCO20,49820,864+366122,991134,7790.27%+11,788
GABELLI DIVID & INCOME TR9,0469,063+17235,279245,7110.50%+10,432
RITHM CAPITAL CORP(RITM)34,11435,944+1,830385,148394,3100.80%+9,162
NUVEEN AMT FREE QLTY MUN INC12,20112,2010133,238142,1450.29%+8,907
BLACKROCK CR ALLOCATION INCO21,83122,123+292238,398247,1140.50%+8,716
ALLIANCEBERNSTEIN NATL MUN I12,60912,6090129,997138,5710.28%+8,574
NUVEEN QUALITY MUNCP INCOME(NAD)12,11512,1150136,776145,2560.30%+8,480
EATON VANCE TAX ADVT DIV INC8,8848,999+115214,111221,7420.45%+7,631
EATON VANCE MUN BD FD13,62013,6200131,702135,6520.28%+3,950
REALTY INCOME CORP(O)7,6857,698+13442,724446,3500.91%+3,626
ALLIANCEBERNSTEIN GLOBAL HIG23,72524,089+364261,684265,2230.54%+3,539
BLACKROCK CORPOR HI YLD FD I(HYT)26,12626,560+434254,724252,5880.52%-2,136
COHEN & STEERS QUALITY INCOM(RQI)14,72514,871+146183,327179,7910.37%-3,536
HELLO GROUP INC(MOMO)10,0000-10,0009,9500-9,950
BLACKROCK MULTI SECTOR INC T12,41612,642+226181,272167,3750.34%-13,897
VICI PPTYS INC(VICI)41,07044,111+3,0411,338,8801,322,8862.70%-15,994
CARLYLE SECURED LENDING INC21,92521,9250299,934277,1320.57%-22,802
ADVANCED FLOWER CAP INC26,00026,0000116,48084,5000.17%-31,980
U S GLOBAL INVS INC100,41091,457-8,953261,065227,7280.46%-33,337
MAIN STR CAP CORP(MAIN)18,63018,678+481,101,0511,063,1702.17%-37,881
ORION PROPERTIES INC21,2810-21,28145,3280-45,328
NEXPOINT DIVERSIFIED REL ET58,77460,349+1,575246,263191,9100.39%-54,353
VICTORY CAP HLDGS INC(VCTR)4,0910-4,091260,4760-260,476
COMPASS DIVERSIFIED73,2930-73,293460,2810-460,281
VERIZON COMMUNICATIONS INC(VZ)10,7350-10,735464,4950-464,495
PENNANTPARK INVT CORP68,2100-68,210466,5560-466,556
SPDR S&P 500 ETF TR(SPY)1,896824-1,0721,171,277562,3481.15%-608,929
CAPITAL SOUTHWEST CORP(CSWC)12,811,00012,286,000-525,00012,594,75011,886,70524.25%-708,045
WISDOMTREE INC1,450,0000-1,450,0001,903,1250-1,903,125
Page 1 of 1