Fund HoldingsWHITEBOX ADVISORS LLC

Total Portfolio Value
$2.62B
Total Bought
$1.55B
Total Sold
$1.49B
Net Transaction
+$66.95M
Filing Period:
Securities
SharesValue ($K)
Q4 2023
Q1 2024
Change
Q4 2023
Q1 2024
Weight (%)
Change
SPDR S&P 500 ETF TR(SPY)(Put)01,300,000+1,300,0000679,991+679,991
ROYAL CARIBBEAN GROUP(Put)
COM
01,600,000+1,600,0000222,416+222,416
MICROSTRATEGY INC(MSTR)000101,412242,5319.25%+141,119
FRESHPET INC(FRPT)0000121,1304.62%+121,130
MICROSTRATEGY INC(MSTR)00061,200140,5135.36%+79,314
SELECT SECTOR SPDR TR(Put)
ST STR INDL ETF
0500,000+500,000062,980+62,980
AMERICAN AIRLS GROUP INC(AAL)(Put)03,750,000+3,750,000057,563+57,563
CARNIVAL CORP(Put)03,400,000+3,400,000055,556+55,556
ATLAS ENERGY SOLUTIONS INC(AESI)02,343,788+2,343,788049,7121.90%+49,712
ENCORE CAP GROUP INC(ECPG)000046,4701.77%+46,470
BREAD FINANCIAL HOLDINGS INC(Put)01,000,000+1,000,000037,240+37,240
UNITED AIRLS HLDGS INC(UAL)(Put)0770,000+770,000036,868+36,868
CATERPILLAR INC(CAT)(Put)0100,000+100,000036,643+36,643
WOLFSPEED INC(WOLF)(Put)01,000,000+1,000,000029,500+29,500
NABORS INDS INC(NBR)000028,8561.10%+28,856
BEYOND MEAT INC(Put)03,039,200+3,039,200025,165+25,165
NOVAVAX INC(NVAX)000021,0000.80%+21,000
SEMTECH CORP(SMTC)00041,48661,9842.36%+20,498
MICROSTRATEGY INC(MSTR)(Put)011,000+11,000018,750+18,750
NOVA LTD(NVMI)00040,54658,8882.25%+18,342
TESLA INC(TSLA)(Put)0100,000+100,000017,579+17,579
MICROSTRATEGY INC(MSTR)(Call)010,000+10,000017,046+17,046
VANECK ETF TRUST(Put)
OIL SERVICES ETF
050,000+50,000016,817+16,817
SUNRUN INC(RUN)(Put)01,250,000+1,250,000016,475+16,475
RIVIAN AUTOMOTIVE INC(RIVN)(Put)01,500,000+1,500,000016,425+16,425
COLLEGIUM PHARMACEUTICAL INC(COLL)000012,6940.48%+12,694
ZSCALER INC(ZS)000022,0280.84%+22,028
EQUITY COMWLTH0667,207+667,207012,5970.48%+12,597
INVESCO QQQ TR(Put)026,000+26,000011,544+11,544
WAYFAIR INC(W)000050,2991.92%+50,299
PROSHARES TR
BITCOIN ETF
379,825538,000+158,1757,78317,3770.66%+9,595
LIBERTY MEDIA CORP DEL
DEB
0008,28217,4650.67%+9,183
UPSTART HLDGS INC(UPST)(Put)0300,000+300,00008,067+8,067
IAC INC(PPLI)1,280,8901,402,554+121,66467,09374,8122.85%+7,719
HCI GROUP INC00027,47934,4741.32%+6,995
ISHARES INC(Put)0200,000+200,00006,484+6,484
GLAUKOS CORP(GKOS)00006,2130.24%+6,213
SUNNOVA ENERGY INTL INC.(Put)01,000,000+1,000,00006,130+6,130
BAUSCH PLUS LOMB CORP932,8191,206,303+273,48415,91420,8690.80%+4,955
NEW FORTRESS ENERGY INC(Put)0150,000+150,00004,589+4,589
CONSTELLIUM SE(CSTM)143,746324,361+180,6152,8697,1720.27%+4,302
ESPERION THERAPEUTICS INC NE0009,74413,9430.53%+4,200
TPI COMPOSITES INC00004,1920.16%+4,192
NUVEEN CA QUALTY MUN INCOME(NAC)0372,562+372,56204,1060.16%+4,106
BEYOND MEAT INC000018,9340.72%+18,934
AZUL S A(Put)0500,000+500,00003,885+3,885
BLOOM ENERGY CORP(Put)0340,000+340,00003,822+3,822
TRIPLE FLAG PRECIOUS METAL(TFPM)3,567,4463,531,954-35,49247,48851,0381.95%+3,550
TRANSOCEAN LTD(RIG)(Put)0450,000+450,00002,826+2,826
VALARIS LTD(VAL)0516,005+516,005038,8351.48%+38,835
AMC ENTMT HLDGS INC(AMC)(Put)0700,000+700,00002,604+2,604
AMERICAN AXLE & MFG HLDGS IN627,0691,095,642+468,5735,5248,0640.31%+2,539
SPIRIT AIRLS INC(Put)0500,000+500,00002,420+2,420
LUMEN TECHNOLOGIES INC(LUMN)(Put)01,500,000+1,500,00002,340+2,340
LIBERTY MEDIA CORP DEL
DEB
0003,6405,9330.23%+2,293
CHORD ENERGY CORPORATION(CHRD)177,550177,550029,51431,6471.21%+2,132
INFINERA CORP00016,69218,8050.72%+2,113
AVIS BUDGET GROUP016,593+16,59302,0320.08%+2,032
LUCID GROUP INC(LCID)(Put)0700,000+700,00001,995+1,995
PIONEER MUNICIPAL HIGH INCOM0221,990+221,99001,9620.07%+1,962
NUVEEN NEW JERSEY QULT MUN F
COM
0161,692+161,69201,9530.07%+1,953
GROUPON INC0002,3964,1720.16%+1,776
FARO TECHNOLOGIES INC00001,6960.06%+1,696
NATIONAL CINEMEDIA INC01,512,505+1,512,50507,7890.30%+7,789
BROOKFIELD CORP(BN)865,340865,340034,71736,2321.38%+1,514
IRON HORSE ACQUISITIONS CORP0150,000+150,00001,4970.06%+1,497
UPSTART HLDGS INC(UPST)00021,83723,3090.89%+1,472
ARTIVION INC00020,43021,8490.83%+1,419
SERVICE PPTYS TR(SVC)0228,100+228,10001,5470.06%+1,547
BLACK HAWK ACQUISITION CORP0125,000+125,00001,2690.05%+1,269
MBIA INC275,176425,176+150,0001,6842,8740.11%+1,190
BAUSCH HEALTH COS INC1,890,8821,538,078-352,80415,16516,3190.62%+1,154
BALLYS CORPORATION082,639+82,63901,1520.04%+1,152
PIONEER MUNICIPAL HIGH INCOM0140,218+140,21801,1430.04%+1,143
BANDWIDTH INC(BAND)00018,08419,2040.73%+1,121
WARNER BROS DISCOVERY INC(WBD)0251,832+251,83202,1980.08%+2,198
DT CLOUD ACQUISITION CORP0107,306+107,30601,0900.04%+1,090
VERITONE INC00002,7880.11%+2,788
MERCER INTL INC64,025169,458+105,4336071,6860.06%+1,079
OFFICE PPTYS INCOME TR(Call)0500,000+500,00001,020+1,020
NEUBERGER BERMAN MUN FD INC093,225+93,22509760.04%+976
NUVEEN PENNSYLVANIA QLT MUN072,079+72,07908520.03%+852
BNY MELLON MUN INCOME INC0107,992+107,99207380.03%+738
GRAFTECH INTL LTD(Call)0500,000+500,0000690+690
CARNIVAL CORP041,679+41,67906810.03%+681
COMMUNITY HEALTH SYS INC NEW2,139,9932,107,391-32,6026,6987,3760.28%+678
AMC ENTMT HLDGS INC(AMC)24,241212,708+188,4671487910.03%+643
SPIRIT AIRLS INC0125,000+125,00006050.02%+605
BLACKROCK MUNIHLDGS NY QLTY050,963+50,96305400.02%+540
BUKIT JALIL GBL ACQUISITION050,000+50,00005250.02%+525
PIONEER MUN HIGH INCOME OPPO044,590+44,59005040.02%+504
VODAFONE GROUP PLC NEW(VOD)090,585+90,58508060.03%+806
FEDERATED HERMES PREM MUNI I039,550+39,55004380.02%+438
OMEROS CORP00007,9410.30%+7,941
INVESCO PA VALUE MUN INC TR040,629+40,62904160.02%+416
INVESCO TR INVT GRADE NEW YO036,588+36,58803930.02%+393
WW INTL INC(Put)0200,000+200,0000370+370
GOSSAMER BIO INC00004,0020.15%+4,002
WESTERN ASSET INTER MUNI FD043,141+43,14103420.01%+342
DWS STRATEGIC MUN INCOME TR034,777+34,77703110.01%+311
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