Fund HoldingsWHITEBOX ADVISORS LLC

Total Portfolio Value
$2.25B
Total Bought
$1.54B
Total Sold
$1.23B
Net Transaction
+$306.43M
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
SPDR S&P 500 ETF TR(SPY)(Put)0922,500+922,5000438,473+438,473
ROYAL CARIBBEAN GROUP(Put)
COM
01,600,000+1,600,0000207,184+207,184
AMERICAN AIRLS GROUP INC(AAL)(Put)010,150,000+10,150,0000139,461+139,461
CARNIVAL CORP(Put)05,100,000+5,100,000094,554+94,554
ROYAL CARIBBEAN GROUP(RCL)000142,441215,7559.61%+73,314
APPLE INC(AAPL)(Put)0350,000+350,000067,386+67,386
SELECT SECTOR SPDR TR(Put)
ST STR INDL ETF
0500,000+500,000056,995+56,995
VANECK ETF TRUST(Put)
OIL SERVICES ETF
0150,000+150,000046,428+46,428
WOLFSPEED INC(WOLF)000044,2981.97%+44,298
WOLFSPEED INC(WOLF)(Put)01,000,000+1,000,000043,510+43,510
SEMTECH CORP(SMTC)000041,4861.85%+41,486
TIDEWATER INC NEW(TDW)(Call)0500,000+500,000036,055+36,055
BREAD FINANCIAL HOLDINGS INC(Put)01,000,000+1,000,000032,940+32,940
UNITED AIRLS HLDGS INC(UAL)(Put)0770,000+770,000031,770+31,770
CATERPILLAR INC(CAT)(Put)0100,000+100,000029,567+29,567
BEYOND MEAT INC(Put)03,184,200+3,184,200028,339+28,339
MICROSTRATEGY INC(MSTR)0000101,4124.52%+101,412
GRIFOLS S A(GRFS)1,966,1063,678,262+1,712,15617,97042,5211.89%+24,551
RIVIAN AUTOMOTIVE INC(RIVN)(Put)01,000,000+1,000,000023,460+23,460
IAC INC(PPLI)01,280,890+1,280,890067,0932.99%+67,093
UPSTART HLDGS INC(UPST)(Put)0420,000+420,000017,161+17,161
SUNNOVA ENERGY INTL INC.(Put)01,000,000+1,000,000015,250+15,250
NORWEGIAN CRUISE LINE HLDG L(Put)
SHS
0750,000+750,000015,030+15,030
SCHWAB CHARLES CORP(SCHW)(Put)0200,000+200,000013,760+13,760
MICROSTRATEGY INC(MSTR)(Put)021,000+21,000013,264+13,264
CARDLYTICS INC000013,2230.59%+13,223
REPLIGEN CORP(RGEN)000012,8340.57%+12,834
COINBASE GLOBAL INC(COIN)00024,16936,8581.64%+12,689
LIBERTY MEDIA CORP DEL235,660601,926+366,2665,99817,2990.77%+11,302
LIBERTY MEDIA CORP DEL161,340518,774+357,4344,10814,9300.66%+10,823
INVESCO QQQ TR(Put)026,000+26,000010,648+10,648
ALBERTSONS COS INC1,106,8221,550,607+443,78525,18035,6641.59%+10,484
XOMETRY INC(XMTR)000029,8151.33%+29,815
MICROSTRATEGY INC(MSTR)(Call)015,000+15,00009,474+9,474
INSMED INC(INSM)00018,35227,7511.24%+9,399
MARATHON DIGITAL HOLDINGS IN(MARA)000029,0901.30%+29,090
UPSTART HLDGS INC(UPST)00013,78121,8370.97%+8,056
PROSHARES TR
BITCOIN ETF
0379,825+379,82507,7830.35%+7,783
SUNNOVA ENERGY INTL INC.00007,5560.34%+7,556
MICROSTRATEGY INC(MSTR)00054,17261,2002.73%+7,027
PTC THERAPEUTICS INC(PTCT)0009,11415,9920.71%+6,878
ALGONQUIN PWR UTILS CORP2,215,0003,157,963+942,96313,11319,9580.89%+6,846
NOVA LTD(NVMI)000040,5461.81%+40,546
HCI GROUP INC000027,4791.22%+27,479
TRANSOCEAN LTD(RIG)(Put)0950,000+950,00006,033+6,033
BAXTER INTL INC728,500856,530+128,03027,49433,1131.47%+5,620
LUMEN TECHNOLOGIES INC(LUMN)(Put)03,000,000+3,000,00005,490+5,490
BAUSCH HEALTH COS INC1,194,0001,890,882+696,8829,81515,1650.68%+5,350
PLUG PWR INC00005,2190.23%+5,219
SABRE CORP(Put)01,150,000+1,150,00005,060+5,060
AZUL S A(Put)0500,000+500,00004,845+4,845
LUCID GROUP INC(LCID)(Put)0950,000+950,00004,000+4,000
GENERAL MTRS CO(GM)177,867273,991+96,1245,8649,8420.44%+3,977
SUNNOVA ENERGY INTL INC.000071,5783.19%+71,578
BROOKFIELD CORP(BN)1,013,940865,340-148,60031,70634,7171.55%+3,012
CONSTELLIUM SE(CSTM)0143,746+143,74602,8690.13%+2,869
LIBERTY MEDIA CORP DEL
DEB
0005,4778,2820.37%+2,805
INFINERA CORP00013,96816,6920.74%+2,725
FISKER INC(Put)01,417,300+1,417,30002,480+2,480
HEICO CORP NEW0183,581+183,581026,1491.16%+26,149
GROUPON INC00002,3960.11%+2,396
COMMUNITY HEALTH SYS INC NEW1,488,5712,139,993+651,4224,3176,6980.30%+2,381
BAUSCH PLUS LOMB CORP801,647932,819+131,17213,58815,9140.71%+2,326
CUTERA INC00002,2560.10%+2,256
BANDWIDTH INC(BAND)00015,84818,0840.81%+2,235
AMC ENTMT HLDGS INC(AMC)(Put)0350,000+350,00002,142+2,142
BENTLEY SYS INC(BSY)00001,9410.09%+1,941
ALTICE USA INC175,172770,291+595,1195732,5030.11%+1,931
PROSPECT CAP CORP(PSEC)(Put)0311,000+311,00001,863+1,863
IHEARTMEDIA INC0696,246+696,24601,8590.08%+1,859
AMERICAN AIRLINES GROUP INC(AAL)0000115,1475.13%+115,147
IRON HORSE ACQUISITIONS CORP0150,000+150,00001,5060.07%+1,506
WAYFAIR INC(W)00021,88923,3751.04%+1,486
HERTZ GLOBAL HLDGS INC0659,401+659,40103,6140.16%+3,614
TWO HARBORS INVENTMENT CORPO(TWO)0007,4528,5370.38%+1,085
AMERICAN AXLE & MFG HLDGS IN612,069627,069+15,0004,4445,5240.25%+1,081
ESPERION THERAPEUTICS INC NE0008,6789,7440.43%+1,066
ARTIVION INC000020,4300.91%+20,430
DELTA AIR LINES INC DEL(DAL)074,136+74,13602,9820.13%+2,982
LIBERTY MEDIA CORP DEL
DEB
00003,6400.16%+3,640
URGENTLY INC0278,189+278,18908820.04%+882
TRIPLE FLAG PRECIOUS METAL(TFPM)03,567,446+3,567,446047,4882.11%+47,488
KEEN VISION ACQUISITION CORP075,000+75,00007750.03%+775
CHORD ENERGY CORPORATION(CHRD)177,550177,550028,77629,5141.31%+739
OAK WOODS ACQUISITION CORP068,000+68,00007160.03%+716
ENCORE CAP GROUP INC000020,8450.93%+20,845
MBIA INC0275,176+275,17601,6840.07%+1,684
NEXTNAV INC(NN)0135,545+135,54506030.03%+603
REALOGY GRP LLC/REALOGY CO
NOTE
00011,75412,3180.55%+564
HAYMAKER ACQUISITION CORP IV
CLASS A
050,000+50,00005140.02%+514
TRANSDIGM GROUP INC(TDG)(Put)0500+5000506+506
99 ACQUISITION GROUP INC035,000+35,00003570.02%+357
QUETTA ACQUISITION CORP030,000+30,00003060.01%+306
AT&T INC(T)172,847172,84702,5962,9000.13%+304
MERCER INTL INC064,025+64,02506070.03%+607
ROYAL CARIBBEAN GROUP
COM
01,630+1,63002110.01%+211
AI TRANSN ACQUISITION CORP020,000+20,00002040.01%+204
GOODYEAR TIRE & RUBR CO(GT)0395,411+395,41105,6620.25%+5,662
AMC ENTMT HLDGS INC(AMC)024,241+24,24101480.01%+148
KOHLS CORP(KSS)044,770+44,77001,2840.06%+1,284
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