PRINCIPAL SECURITIES, INC.
Comparing Q4 2025 vs Q3 2025
Sorting applies to all holdings for this quarter on the server, then the page is sliced. Prior-quarter values come from the full prior-quarter filing.
Issuer ▲▼ | Shares | Value ($K) | ||||
|---|---|---|---|---|---|---|
Q3 2025 ▲▼ | Q4 2025 ▲▼ | Change ▲▼ | Q3 2025 ▲▼ | Q4 2025 ▲▼ | Change ▲▼ | |
| SPDR SERIES TRUST | 0 | 833,868 | +833,868 | 0 | 66,892,910 | +66,892,910 |
| PRINCIPAL EXCHANGE TRADED FD | 0 | 2,939,281 | +2,939,281 | 0 | 86,826,356 | +86,826,356 |
| SPDR SERIES TRUST | 0 | 267,120 | +267,120 | 0 | 28,501,737 | +28,501,737 |
| ISHARES TR | 0 | 543,326 | +543,326 | 0 | 25,286,372 | +25,286,372 |
| PRINCIPAL EXCHANGE TRADED FD | 0 | 3,724,528 | +3,724,528 | 0 | 122,760,453 | +122,760,453 |
| ISHARES TR | 0 | 295,252 | +295,252 | 0 | 202,229,914 | +202,229,914 |
| PRINCIPAL EXCHANGE TRADED FD | 0 | 4,157,920 | +4,157,920 | 0 | 86,858,939 | +86,858,939 |
| ISHARES TR | 0 | 220,752 | +220,752 | 0 | 20,278,242 | +20,278,242 |
| PRINCIPAL EXCHANGE TRADED FD | 0 | 3,886,459 | +3,886,459 | 0 | 145,664,478 | +145,664,478 |
| PRINCIPAL EXCHANGE TRADED FD | 0 | 734,899 | +734,899 | 0 | 14,385,636 | +14,385,636 |
| FIDELITY COVINGTON TRUST | 0 | 149,048 | +149,048 | 0 | 33,486,626 | +33,486,626 |
| PRINCIPAL EXCHANGE TRADED FD | 0 | 2,872,059 | +2,872,059 | 0 | 54,583,471 | +54,583,471 |
| SPDR SERIES TRUST | 0 | 394,576 | +394,576 | 0 | 13,340,612 | +13,340,612 |
| SPDR SERIES TRUST | 0 | 549,655 | +549,655 | 0 | 13,010,327 | +13,010,327 |
| ALPHABET INC | 194,972 | 192,530 | -2,442 | 47,397,698 | 60,261,837 | +12,864,139 |
| ISHARES TR | 0 | 361,345 | +361,345 | 0 | 43,426,437 | +43,426,437 |
| APPLE INC | 262,373 | 289,790 | +27,417 | 66,808,110 | 78,782,298 | +11,974,188 |
| PRINCIPAL EXCHANGE TRADED FD | 0 | 1,157,632 | +1,157,632 | 0 | 60,418,512 | +60,418,512 |
| ALPHABET INC | 110,698 | 122,239 | +11,541 | 26,960,552 | 38,358,536 | +11,397,984 |
| SPDR SERIES TRUST | 0 | 427,435 | +427,435 | 0 | 11,314,196 | +11,314,196 |
| SIMPLIFY EXCHANGE TRADED FUN | 0 | 437,425 | +437,425 | 0 | 11,443,039 | +11,443,039 |
| FIDELITY COVINGTON TRUST | 0 | 109,218 | +109,218 | 0 | 8,255,803 | +8,255,803 |
| ELI LILLY &CO | 0 | 21,305 | +21,305 | 0 | 22,896,052 | +22,896,052 |
| BLACKROCK ETF TRUST | 0 | 206,448 | +206,448 | 0 | 7,704,639 | +7,704,639 |
| PRINCIPAL EXCHANGE TRADED FD | 0 | 2,319,425 | +2,319,425 | 0 | 133,900,408 | +133,900,408 |
| PRINCIPAL EXCHANGE TRADED FD | 0 | 4,470,607 | +4,470,607 | 0 | 306,013,025 | +306,013,025 |
| ISHARES TR | 0 | 1,388,177 | +1,388,177 | 0 | 138,651,078 | +138,651,078 |
| NVIDIA CORPORATION | 0 | 426,065 | +426,065 | 0 | 79,461,146 | +79,461,146 |
| SPDR SERIES TRUST | 0 | 69,580 | +69,580 | 0 | 6,763,882 | +6,763,882 |
| GOLDMAN SACHS ETF TR | 0 | 1,180,477 | +1,180,477 | 0 | 111,437,071 | +111,437,071 |
| TRUST FOR PROFESSIONAL MANAG | 0 | 1,301,886 | +1,301,886 | 0 | 54,249,586 | +54,249,586 |
| BLACKROCK ETF TRUST | 319,887 | 408,780 | +88,893 | 18,937,331 | 24,857,907 | +5,920,576 |
| SELECT SECTOR SPDR TR | 0 | 37,205 | +37,205 | 0 | 5,771,243 | +5,771,243 |
| SPDR SERIES TRUST | 0 | 123,005 | +123,005 | 0 | 5,763,996 | +5,763,996 |
| INNOVATOR ETFS TRUST | 0 | 167,161 | +167,161 | 0 | 5,628,311 | +5,628,311 |
| ISHARES TR | 0 | 44,396 | +44,396 | 0 | 15,226,500 | +15,226,500 |
| AMAZON COM INC | 315,536 | 323,352 | +7,816 | 69,282,233 | 74,636,072 | +5,353,839 |
| SELECT SECTOR SPDR TR | 0 | 97,250 | +97,250 | 0 | 5,326,363 | +5,326,363 |
| ISHARES TR | 0 | 775,899 | +775,899 | 0 | 17,865,068 | +17,865,068 |
| PRINCIPAL EXCHANGE TRADED FD | 0 | 927,395 | +927,395 | 0 | 17,685,428 | +17,685,428 |
| ISHARES TR | 0 | 108,994 | +108,994 | 0 | 21,648,485 | +21,648,485 |
| ISHARES TR | 0 | 279,584 | +279,584 | 0 | 26,621,989 | +26,621,989 |
| SELECT SECTOR SPDR TR | 0 | 30,876 | +30,876 | 0 | 4,445,223 | +4,445,223 |
| GLOBAL X FDS | 0 | 280,831 | +280,831 | 0 | 4,296,714 | +4,296,714 |
| VANGUARD WORLD FD | 0 | 13,306 | +13,306 | 0 | 5,492,128 | +5,492,128 |
| BROADCOM INC | 0 | 113,334 | +113,334 | 0 | 39,224,766 | +39,224,766 |
| SELECT SECTOR SPDR TR | 0 | 34,287 | +34,287 | 0 | 4,036,266 | +4,036,266 |
| SPDR SERIES TRUST | 0 | 15,944 | +15,944 | 0 | 3,846,375 | +3,846,375 |
| CAPITAL GRP FIXED INCM ETF T | 0 | 437,990 | +437,990 | 0 | 11,992,178 | +11,992,178 |
| ISHARES TR | 0 | 506,449 | +506,449 | 0 | 41,771,947 | +41,771,947 |
| SPDR SERIES TRUST | 0 | 159,929 | +159,929 | 0 | 3,611,192 | +3,611,192 |
| SCHWAB STRATEGIC TR | 0 | 1,359,101 | +1,359,101 | 0 | 44,333,880 | +44,333,880 |
| SELECT SECTOR SPDR TR | 0 | 80,715 | +80,715 | 0 | 3,445,722 | +3,445,722 |
| VANGUARD INDEX FDS | 0 | 62,399 | +62,399 | 0 | 11,067,653 | +11,067,653 |
| ISHARES TR | 0 | 434,711 | +434,711 | 0 | 53,582,430 | +53,582,430 |
| SPDR S&P 500 ETF TR | 0 | 24,143 | +24,143 | 0 | 16,463,410 | +16,463,410 |
| CAPITAL GRP FIXED INCM ETF T | 0 | 378,269 | +378,269 | 0 | 9,638,296 | +9,638,296 |
| LAM RESEARCH CORP | 0 | 60,252 | +60,252 | 0 | 10,313,960 | +10,313,960 |
| ISHARES TR | 0 | 142,012 | +142,012 | 0 | 30,116,475 | +30,116,475 |
| WALMART INC | 0 | 134,037 | +134,037 | 0 | 14,933,075 | +14,933,075 |
| CAPITAL GROUP DIVIDEND VALUE | 0 | 296,898 | +296,898 | 0 | 12,956,616 | +12,956,616 |
| SCHWAB STRATEGIC TR | 0 | 249,855 | +249,855 | 0 | 8,182,739 | +8,182,739 |
| ISHARES TR | 0 | 179,752 | +179,752 | 0 | 67,126,602 | +67,126,602 |
| WELLS FARGO CO NEW | 0 | 147,416 | +147,416 | 0 | 13,739,137 | +13,739,137 |
| BLACKROCK ETF TRUST | 131,222 | 216,892 | +85,670 | 4,482,544 | 7,222,488 | +2,739,944 |
| UNILEVER PLC | 0 | 41,182 | +41,182 | 0 | 2,693,303 | +2,693,303 |
| ISHARES TR | 0 | 24,288 | +24,288 | 0 | 2,675,269 | +2,675,269 |
| ISHARES GOLD TR | 0 | 107,106 | +107,106 | 0 | 8,693,816 | +8,693,816 |
| VANGUARD SCOTTSDALE FDS | 0 | 220,883 | +220,883 | 0 | 17,610,996 | +17,610,996 |
| SPDR SERIES TRUST | 0 | 28,843 | +28,843 | 0 | 2,635,647 | +2,635,647 |
| SPDR SERIES TRUST | 0 | 85,944 | +85,944 | 0 | 2,595,506 | +2,595,506 |
| JOHNSON &JOHNSON | 0 | 62,517 | +62,517 | 0 | 12,937,931 | +12,937,931 |
| PRINCIPAL EXCHANGE TRADED FD | 0 | 573,727 | +573,727 | 0 | 14,033,354 | +14,033,354 |
| KLA CORP | 0 | 7,226 | +7,226 | 0 | 8,779,571 | +8,779,571 |
| VANGUARD WORLD FD | 0 | 56,201 | +56,201 | 0 | 16,177,480 | +16,177,480 |
| SIMPLIFY EXCHANGE TRADED FUN | 0 | 226,433 | +226,433 | 0 | 5,042,654 | +5,042,654 |
| RTX CORPORATION | 0 | 63,274 | +63,274 | 0 | 11,604,379 | +11,604,379 |
| ISHARES TR | 0 | 147,933 | +147,933 | 0 | 10,563,890 | +10,563,890 |
| ISHARES TR | 0 | 32,312 | +32,312 | 0 | 6,936,997 | +6,936,997 |
| ISHARES TR | 0 | 491,983 | +491,983 | 0 | 21,637,399 | +21,637,399 |
| TESLA INC | 0 | 41,361 | +41,361 | 0 | 18,600,983 | +18,600,983 |
| SSGA ACTIVE ETF TR | 0 | 59,032 | +59,032 | 0 | 2,436,259 | +2,436,259 |
| SELECT SECTOR SPDR TR | 0 | 52,431 | +52,431 | 0 | 2,344,185 | +2,344,185 |
| SALESFORCE INC | 0 | 41,550 | +41,550 | 0 | 11,007,104 | +11,007,104 |
| SSGA ACTIVE TR | 0 | 36,876 | +36,876 | 0 | 2,297,744 | +2,297,744 |
| TRUST FOR PROFESSIONAL MANAG | 0 | 390,984 | +390,984 | 0 | 9,809,789 | +9,809,789 |
| JPMORGAN CHASE &CO. | 0 | 96,932 | +96,932 | 0 | 31,233,433 | +31,233,433 |
| VANGUARD INDEX FDS | 0 | 150,849 | +150,849 | 0 | 28,810,592 | +28,810,592 |
| GLOBAL X FDS | 0 | 275,101 | +275,101 | 0 | 6,610,677 | +6,610,677 |
| RUSSELL INVTS EXCHANGE TRADE | 0 | 71,114 | +71,114 | 0 | 2,111,224 | +2,111,224 |
| FIRST TR EXCHANGE TRADED FD | 0 | 44,454 | +44,454 | 0 | 4,370,747 | +4,370,747 |
| TRUST FOR PROFESSIONAL MANAG | 0 | 667,694 | +667,694 | 0 | 23,709,818 | +23,709,818 |
| AMPLIFY ETF TR | 0 | 179,874 | +179,874 | 0 | 2,070,350 | +2,070,350 |
| CAPITAL GROUP CORE EQUITY ET | 0 | 291,627 | +291,627 | 0 | 11,732,135 | +11,732,135 |
| SPDR SERIES TRUST | 0 | 22,754 | +22,754 | 0 | 2,029,673 | +2,029,673 |
| SIMPLIFY EXCHANGE TRADED FUN | 0 | 79,106 | +79,106 | 0 | 2,006,930 | +2,006,930 |
| MERCK &CO INC | 0 | 56,475 | +56,475 | 0 | 5,944,563 | +5,944,563 |
| VANGUARD INDEX FDS | 0 | 157,844 | +157,844 | 0 | 52,920,367 | +52,920,367 |
| SPDR SERIES TRUST | 0 | 66,468 | +66,468 | 0 | 1,946,183 | +1,946,183 |
| TAIWAN SEMICONDUCTOR MFG LTD | 0 | 76,039 | +76,039 | 0 | 23,107,572 | +23,107,572 |