Fund HoldingsPRINCIPAL SECURITIES, INC.

Total Portfolio Value
$6.48B
Total Bought
$981.18M
Total Sold
$587.67M
Net Transaction
+$393.51M
Filing Period:
Securities
SharesValue ($K)
Q3 2025
Q4 2025
Change
Q3 2025
Q4 2025
Weight (%)
Change
SPDR SERIES TRUST
ST STR P500ETF
0833,868+833,868066,8931.03%+66,893
PRINCIPAL EXCHANGE TRADED FD
CAP APP SEL ETF
803,2232,939,281+2,136,05823,29986,8261.34%+63,527
SPDR SERIES TRUST
ST STR P500GRW
0267,120+267,120028,5020.44%+28,502
ISHARES TR
CORE UNIVRSL USD
0543,326+543,326025,2860.39%+25,286
PRINCIPAL EXCHANGE TRADED FD
INTL EQUITY ETF
3,135,2393,724,528+589,28999,230122,7601.89%+23,530
ISHARES TR268,803295,252+26,449179,910202,2303.12%+22,320
PRINCIPAL EXCHANGE TRADED FD
PRNC INVT GRAD
3,108,8134,157,920+1,049,10765,59886,8591.34%+21,261
ISHARES TR0220,752+220,752020,2780.31%+20,278
PRINCIPAL EXCHANGE TRADED FD
FOCU BLUE CH ETF
3,382,0283,886,459+504,431127,282145,6642.25%+18,382
PRINCIPAL EXCHANGE TRADED FD
SPECTRUM PREFERR
0734,899+734,899014,3860.22%+14,386
FIDELITY COVINGTON TRUST86,652149,048+62,39619,25133,4870.52%+14,235
PRINCIPAL EXCHANGE TRADED FD
ACTIVE HIGH YL
2,112,8282,872,059+759,23141,09354,5830.84%+13,491
SPDR SERIES TRUST
ST INTER BD ETF
0394,576+394,576013,3410.21%+13,341
SPDR SERIES TRUST
ST PORT HIGH ETF
0549,655+549,655013,0100.20%+13,010
ALPHABET INC(GOOG)194,972192,530-2,44247,39860,2620.93%+12,864
ISHARES TR264,525361,345+96,82031,43343,4260.67%+11,993
APPLE INC(AAPL)262,373289,790+27,41766,80878,7821.22%+11,974
PRINCIPAL EXCHANGE TRADED FD
PRNCPL VLU ETF
933,3361,157,632+224,29648,98860,4190.93%+11,430
ALPHABET INC(GOOG)110,698122,239+11,54126,96138,3590.59%+11,398
SPDR SERIES TRUST
ST LON TREAS ETF
0427,435+427,435011,3140.17%+11,314
SIMPLIFY EXCHANGE TRADED FUN
BARRIER INCOME
87,682437,425+349,7432,30311,4430.18%+9,141
ELI LILLY &CO(LLY)021,305+21,305022,8960.35%+22,896
FIDELITY COVINGTON TRUST0109,218+109,21808,2560.13%+8,256
BLACKROCK ETF TRUST0206,448+206,44807,7050.12%+7,705
PRINCIPAL EXCHANGE TRADED FD
PRIN U S SMALL
2,219,4432,319,425+99,982126,442133,9002.07%+7,459
PRINCIPAL EXCHANGE TRADED FD
US MEGA CP ETF
4,379,5014,470,607+91,106298,564306,0134.72%+7,449
ISHARES TR1,311,5301,388,177+76,647131,481138,6512.14%+7,170
NVIDIA CORPORATION(NVDA)388,113426,065+37,95272,41479,4611.23%+7,047
SPDR SERIES TRUST
ST BLOO HIGH ETF
069,580+69,58006,7640.10%+6,764
GOLDMAN SACHS ETF TR1,137,6841,180,477+42,793105,122111,4371.72%+6,315
TRUST FOR PROFESSIONAL MANAG
ACTIVEPASSIVE US
1,176,0651,301,886+125,82147,96054,2500.84%+6,290
BLACKROCK ETF TRUST
ISHARES US EQUIT
319,887408,780+88,89318,93724,8580.38%+5,921
SELECT SECTOR SPDR TR
ST STR INDL ETF
037,205+37,20505,7710.09%+5,771
SPDR SERIES TRUST
ST STR SP600 SML
0123,005+123,00505,7640.09%+5,764
INNOVATOR ETFS TRUST
US SML CP PWR B
0167,161+167,16105,6280.09%+5,628
ISHARES TR29,65244,396+14,7449,86915,2270.23%+5,357
AMAZON COM INC(AMZN)315,536323,352+7,81669,28274,6361.15%+5,354
SELECT SECTOR SPDR TR
ST STR FINL ETF
097,250+97,25005,3260.08%+5,326
ISHARES TR
US TREAS BD ETF
563,417775,899+212,48213,02617,8650.28%+4,839
PRINCIPAL EXCHANGE TRADED FD
SPECTRUM PFD
672,795927,395+254,60012,87717,6850.27%+4,808
ISHARES TR
MSCI USA QLT FCT
0108,994+108,994021,6480.33%+21,648
ISHARES TR231,823279,584+47,76122,05826,6220.41%+4,564
SELECT SECTOR SPDR TR
ST STR TECHN ETF
030,876+30,87604,4450.07%+4,445
GLOBAL X FDS
RUSSELL 2000
0280,831+280,83104,2970.07%+4,297
VANGUARD WORLD FD013,306+13,30605,4920.08%+5,492
BROADCOM INC(AVGO)106,459113,334+6,87535,12239,2250.61%+4,103
SELECT SECTOR SPDR TR
ST STR SVC ETF
034,287+34,28704,0360.06%+4,036
SPDR SERIES TRUST
ST STR SP AERO
015,944+15,94403,8460.06%+3,846
CAPITAL GRP FIXED INCM ETF T
MUN INM ETF
0437,990+437,990011,9920.19%+11,992
ISHARES TR
CORE MSCI INTL
475,828506,449+30,62138,14741,7720.64%+3,625
SPDR SERIES TRUST
ST LONG BD ETF
0159,929+159,92903,6110.06%+3,611
SCHWAB STRATEGIC TR1,279,9641,359,101+79,13740,84444,3340.68%+3,490
SELECT SECTOR SPDR TR
ST STR UTIL ETF
080,715+80,71503,4460.05%+3,446
VANGUARD INDEX FDS45,45862,399+16,9417,93611,0680.17%+3,132
ISHARES TR418,180434,711+16,53150,48353,5820.83%+3,100
SPDR S&P 500 ETF TR(SPY)024,143+24,143016,4630.25%+16,463
CAPITAL GRP FIXED INCM ETF T
MUN HIGH ETF
264,921378,269+113,3486,7009,6380.15%+2,938
LAM RESEARCH CORP(LRCX)55,47560,252+4,7777,42810,3140.16%+2,886
ISHARES TR131,894142,012+10,11827,23730,1160.46%+2,879
WALMART INC(WMT)0134,037+134,037014,9330.23%+14,933
CAPITAL GROUP DIVIDEND VALUE
SHS CREAT UNIT
0296,898+296,898012,9570.20%+12,957
SCHWAB STRATEGIC TR160,957249,855+88,8985,3718,1830.13%+2,812
ISHARES TR175,983179,752+3,76964,31867,1271.04%+2,808
WELLS FARGO CO NEW(WFC)0147,416+147,416013,7390.21%+13,739
BLACKROCK ETF TRUST
ISHA I IN TE ETF
131,222216,892+85,6704,4837,2220.11%+2,740
UNILEVER PLC(UL)041,182+41,18202,6930.04%+2,693
ISHARES TR024,288+24,28802,6750.04%+2,675
ISHARES GOLD TR(IAU)82,766107,106+24,3406,0238,6940.13%+2,671
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
0220,883+220,883017,6110.27%+17,611
SPDR SERIES TRUST
ST STR BLO 1 ETF
028,843+28,84302,6360.04%+2,636
SPDR SERIES TRUST
ST SHOR CORP ETF
085,944+85,94402,5960.04%+2,596
JOHNSON &JOHNSON(JNJ)55,80362,517+6,71410,34712,9380.20%+2,591
PRINCIPAL EXCHANGE TRADED FD
REAL EST ACT ETF
452,742573,727+120,98511,44514,0330.22%+2,588
KLA CORP(KLAC)07,226+7,22608,7800.14%+8,780
VANGUARD WORLD FD
HEALTH CAR ETF
056,201+56,201016,1770.25%+16,177
SIMPLIFY EXCHANGE TRADED FUN
HIGH YIELD ETF
0226,433+226,43305,0430.08%+5,043
RTX CORPORATION(RTX)063,274+63,274011,6040.18%+11,604
ISHARES TR0147,933+147,933010,5640.16%+10,564
ISHARES TR032,312+32,31206,9370.11%+6,937
ISHARES TR
MSCI UK ETF NEW
456,845491,983+35,13819,17421,6370.33%+2,464
TESLA INC(TSLA)36,33741,361+5,02416,16018,6010.29%+2,441
SSGA ACTIVE ETF TR
ST STR BL LN ETF
059,032+59,03202,4360.04%+2,436
SELECT SECTOR SPDR TR
ST STR ENERG ETF
052,431+52,43102,3440.04%+2,344
SALESFORCE INC(CRM)041,550+41,550011,0070.17%+11,007
SSGA ACTIVE TR
STATE STREET US
036,876+36,87602,2980.04%+2,298
TRUST FOR PROFESSIONAL MANAG
ACTIVEPASSIVE MN
0390,984+390,98409,8100.15%+9,810
JPMORGAN CHASE &CO.(JPM)91,96896,932+4,96429,00931,2330.48%+2,224
VANGUARD INDEX FDS142,587150,849+8,26226,59128,8110.44%+2,220
GLOBAL X FDS
SUPERDIVIDEND
185,466275,101+89,6354,4476,6110.10%+2,163
RUSSELL INVTS EXCHANGE TRADE
GLOBA EQUIT ETF
071,114+71,11402,1110.03%+2,111
FIRST TR EXCHANGE TRADED FD
RBA INDL ETF
044,454+44,45404,3710.07%+4,371
TRUST FOR PROFESSIONAL MANAG
ACTIVEPASSIVE EQ
608,977667,694+58,71721,61323,7100.37%+2,097
AMPLIFY ETF TR0179,874+179,87402,0700.03%+2,070
CAPITAL GROUP CORE EQUITY ET
SHS CREAT UNIT
0291,627+291,627011,7320.18%+11,732
SPDR SERIES TRUST
ST STR CONV ETF
022,754+22,75402,0300.03%+2,030
MERCK &CO INC(MRK)056,475+56,47505,9450.09%+5,945
VANGUARD INDEX FDS155,275157,844+2,56950,95752,9200.82%+1,964
SPDR SERIES TRUST
ST SHO TREAS ETF
066,468+66,46801,9460.03%+1,946
TAIWAN SEMICONDUCTOR MFG LTD(TSM)75,77476,039+26521,16323,1080.36%+1,945
SIMPLIFY EXCHANGE TRADED FUN
TREASURY OPT INC
0204,192+204,19204,8400.07%+4,840
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