Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q3 2023 ▲▼ | Q4 2023 ▲▼ | Change ▲▼ | Q3 2023 ▲▼ | Q4 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| INVESCO QQQ TR(Put) | 0 | 105,000 | +105,000 | 0 | 43,000 | — | +43,000 |
| SPDR S&P 500 ETF TR(SPY)(Put) | 63,000 | 100,000 | +37,000 | 26,931 | 47,531 | — | +20,600 |
| INVESCO LTD(IVZ)(Call) | 10,000 | 216,400 | +206,400 | 145 | 3,861 | — | +3,715 |
| VIATRIS INC(VTRS)(Call) | 440,100 | 716,500 | +276,400 | 4,339 | 7,760 | — | +3,420 |
| NORTHERN TR CORP(NTRS) | 25,801 | 45,301 | +19,500 | 1,793 | 3,822 | 1.49% | +2,030 |
| SPDR SER TR(Call) ST STR SP BIOT | 10,000 | 30,000 | +20,000 | 730 | 2,679 | — | +1,949 |
| TEVA PHARMACEUTICAL INDS LTD(TEVA)(Call) | 155,400 | 305,400 | +150,000 | 1,585 | 3,188 | — | +1,603 |
| CAPITAL ONE FINL CORP(COF) | 62,810 | 54,310 | -8,500 | 6,096 | 7,121 | 2.78% | +1,025 |
| TRUIST FINL CORP(TFC)(Call) | 115,200 | 115,200 | 0 | 3,296 | 4,253 | — | +957 |
| WELLS FARGO CO NEW(WFC) | 84,406 | 87,906 | +3,500 | 3,449 | 4,327 | 1.69% | +878 |
| TRUIST FINL CORP(TFC) | 99,450 | 97,450 | -2,000 | 2,845 | 3,598 | 1.40% | +753 |
| ISHARES TR(Call) | 100,000 | 111,000 | +11,000 | 3,795 | 4,463 | — | +668 |
| REGIONS FINANCIAL CORP NEW(RF) | 67,500 | 91,500 | +24,000 | 1,161 | 1,773 | 0.69% | +612 |
| JPMORGAN CHASE & CO(JPM) | 15,635 | 15,635 | 0 | 2,267 | 2,660 | 1.04% | +392 |
| WESTERN UN CO(WU) | 359,090 | 429,090 | +70,000 | 4,733 | 5,115 | 2.00% | +382 |
| SOUTHSTATE CORPORATION | 18,512 | 18,512 | 0 | 1,247 | 1,563 | 0.61% | +316 |
| UBER TECHNOLOGIES INC(UBER) | 224,148 | 172,148 | -52,000 | 10,309 | 10,599 | 4.14% | +291 |
| REGIONS FINANCIAL CORP NEW(RF)(Call) | 40,000 | 50,000 | +10,000 | 688 | 969 | — | +281 |
| FEDERATED HERMES INC(FHI) | 86,542 | 94,542 | +8,000 | 2,931 | 3,201 | 1.25% | +270 |
| VIATRIS INC(VTRS) | 631,389 | 597,889 | -33,500 | 6,225 | 6,475 | 2.53% | +250 |
| PERRIGO CO PLC(PRGO) | 125,778 | 132,632 | +6,854 | 4,019 | 4,268 | 1.67% | +249 |
| BROOKDALE SR LIVING INC(BKD) | 579,989 | 454,744 | -125,245 | 2,401 | 2,647 | 1.03% | +245 |
| BARRICK GOLD CORP | 145,267 | 128,817 | -16,450 | 2,114 | 2,330 | 0.91% | +217 |
| CANNAE HLDGS INC | 223,535 | 224,535 | +1,000 | 4,167 | 4,381 | 1.71% | +214 |
| FIRST BANCORP N C | 14,531 | 14,531 | 0 | 409 | 538 | 0.21% | +129 |
| SCIENCE 37 HOLDINGS INC | 0 | 22,284 | +22,284 | 0 | 119 | 0.05% | +119 |
| ISHARES INC CORE MSCI EMKT | 38,300 | 38,300 | 0 | 1,823 | 1,937 | 0.76% | +115 |
| CITIGROUP INC(C) | 49,434 | 41,434 | -8,000 | 2,033 | 2,131 | 0.83% | +98 |
| RIVERVIEW BANCORP INC | 99,209 | 99,209 | 0 | 552 | 635 | 0.25% | +83 |
| ISHARES INC MSCI SINGPOR ETF | 164,774 | 164,774 | 0 | 3,024 | 3,081 | 1.20% | +58 |
| VANECK ETF TRUST GOLD MINERS ETF | 12,573 | 12,573 | 0 | 338 | 390 | 0.15% | +52 |
| GOLDMAN SACHS GROUP INC(GS) | 9,293 | 7,793 | -1,500 | 3,007 | 3,006 | 1.17% | -1 |
| PROVIDENT FINL HLDGS INC | 68,210 | 66,713 | -1,497 | 893 | 841 | 0.33% | -52 |
| GILEAD SCIENCES INC(GILD) | 81,903 | 74,903 | -7,000 | 6,138 | 6,068 | 2.37% | -70 |
| INDEPENDENT BANK GROUP INC | 24,918 | 17,785 | -7,133 | 986 | 905 | 0.35% | -81 |
| SCIENCE 37 HOLDINGS INC | 445,672 | 0 | -445,672 | 178 | 0 | — | -178 |
| TEVA PHARMACEUTICAL INDS LTD(TEVA) | 340,866 | 314,866 | -26,000 | 3,477 | 3,287 | 1.28% | -190 |
| UBS GROUP AG(UBS) | 8,163 | 0 | -8,163 | 201 | 0 | — | -201 |
| SELECT SECTOR SPDR TR ST STR ENERG ETF | 43,000 | 43,000 | 0 | 3,887 | 3,605 | 1.41% | -282 |
| VERITEX HLDGS INC | 20,194 | 0 | -20,194 | 362 | 0 | — | -362 |
| BARRICK GOLD CORP(Call) | 150,000 | 100,000 | -50,000 | 2,183 | 1,809 | — | -373 |
| CAPITAL ONE FINL CORP(COF)(Call) | 4,000 | 0 | -4,000 | 388 | 0 | — | -388 |
| PFIZER INC(PFE)(Call) | 386,800 | 429,900 | +43,100 | 12,830 | 12,377 | — | -453 |
| ALPS ETF TR ALERIAN MLP | 98,223 | 86,223 | -12,000 | 4,145 | 3,666 | 1.43% | -479 |
| WESTERN UN CO(WU)(Call) | 417,700 | 421,000 | +3,300 | 5,505 | 5,018 | — | -487 |
| SHELL PLC(SHEL) | 51,520 | 42,520 | -9,000 | 3,317 | 2,798 | 1.09% | -519 |
| BANK AMERICA CORP | 24,438 | 0 | -24,438 | 669 | 0 | — | -669 |
| SPDR SER TR ST STR SP BIOT | 37,200 | 21,700 | -15,500 | 2,716 | 1,938 | 0.76% | -779 |
| WELLS FARGO CO NEW(WFC)(Call) | 86,000 | 48,000 | -38,000 | 3,514 | 2,363 | — | -1,151 |
| CARDINAL HEALTH INC(CAH) | 42,584 | 25,184 | -17,400 | 3,697 | 2,539 | 0.99% | -1,159 |
| INVESCO LTD(IVZ) | 329,071 | 196,354 | -132,717 | 4,778 | 3,503 | 1.37% | -1,275 |
| PFIZER INC(PFE) | 250,292 | 207,792 | -42,500 | 8,302 | 5,982 | 2.33% | -2,320 |
| CITIGROUP INC(C)(Call) | 270,000 | 120,000 | -150,000 | 11,105 | 6,173 | — | -4,932 |