Fund HoldingsBASSO CAPITAL MANAGEMENT, L.P.

Total Portfolio Value
$96.08M
Total Bought
$32.37M
Total Sold
$32.36M
Net Transaction
+$5.2K
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
VANGUARD S&P 500 ETF049,020+49,020021,41222.29%+21,412
INVESCO S&P 500 EQUAL WEIGHT ETF
S&P500 EQL WGT
042,821+42,82106,7577.03%+6,757
SPDR S&P 500 ETF TRUST(SPY)36,06235,202-86015,41616,73217.41%+1,316
ISHARES MSCI INDIA SMALL CAP ETF
MSCI INDIA SM CP
014,750+14,75001,0291.07%+1,029
VANGUARD SHORT-TERM TREASURY ETF
SHORT TERM TREAS
25,01441,534+16,5201,4412,4232.52%+982
VANGUARD TOTAL STOCK MARKET ETF37,81237,450-3628,0328,8849.25%+852
FRANKLIN FTSE INDIA ETF
FRANKLIN INDIA
015,000+15,00005230.54%+523
SPDR GOLD SHARES(GLD)17,63517,63503,0243,3713.51%+348
VANGUARD UTILITIES ETF
UTILITIES ETF
02,210+2,21003030.32%+303
ENERGY SELECT SECTOR SPDR FUND
ST STR ENERG ETF
4,5118,311+3,8004086970.73%+289
HESS MIDSTREAM LP CL A SHS(HESM)6,50012,000+5,5001893800.40%+190
DIMENSIONAL US MARKETWIDE VALUE ETF
US MKTWIDE VALUE
48,61048,61001,6541,8091.88%+156
CHENIERE ENERGY INC COM NEW(LNG)1,8252,650+8253034520.47%+150
HF SINCLAIR CORP COM(DINO)02,646+2,64601470.15%+147
DIMENSIONAL U.S. TARGETED VALUE ETF
US TARGETED VLU
20,30320,30309281,0621.11%+135
MPLX LP COM UNIT REP LTD(MPLX)66,95068,300+1,3502,3812,5082.61%+127
DISNEY WALT CO COM(DIS)01,313+1,31301190.12%+119
INVESCO PREFERRED ETF010,319+10,31901180.12%+118
DIMENSIONAL U.S. SMALL CAP ETF
US SMALL CAP ETF
16,13116,13108479621.00%+115
WESTERN MIDSTREAM PARTNERS LP COM UNIT LP INT(WES)41,15041,15001,1211,2041.25%+84
PHILIP MORRIS INTL INC COM(PM)0849+8490800.08%+80
WISDOMTREE INDIA EARNINGS FUND(WT)16,85016,85006196910.72%+71
INVESCO QQQ TRUST SERIES I1,3501,352+24845540.58%+70
TC ENERGY CORP COM(TRP)13,37013,37004605230.54%+63
AMAZON COM INC COM(AMZN)2,3362,33602973550.37%+58
ISHARES SEMICONDUCTOR ETF56156102663230.34%+57
BLOCK INC 0.25 11/01/2027(XYZ)750,000750,00005636160.64%+53
GLOBAL X URANIUM ETF
GLOBAL X URANIUM
01,900+1,9000530.05%+53
VANGUARD MID-CAP ETF2,1252,12504434940.51%+52
VANGUARD EXTENDED MARKET ETF2,2522,25203233700.39%+47
WILLIAMS COS INC COM(WMB)35,50035,50001,1961,2361.29%+40
CLOUDFLARE INC 0 08/15/2026(NET)800,000800,00006807180.75%+38
JPMORGAN CHASE & CO COM(JPM)1,4511,45102102470.26%+36
DRAFTKINGS INC NEW 0 03/15/2028(DKNG)800,000800,00006056410.67%+36
ISHARES MSCI EMERGING MARKETS EX CHINA ETF
MSCI EMRG CHN
4,0004,00001992220.23%+22
PEMBINA PIPELINE CORP COM(PBA)5,0015,00101501720.18%+22
TARGA RES CORP COM(TRGP)3,5003,700+2003003210.33%+21
SHOPIFY INC 0.125 11/01/2025(SHOP)410,000410,00003663870.40%+21
FS KKR CAP CORP COM(FSK)67,00067,00001,3191,3381.39%+19
BILL HOLDINGS INC 0 04/01/2027(BILL)800,000800,00006486630.69%+15
NUSTAR ENERGY LP UNIT COM12,20012,20002132280.24%+15
VANGUARD HEALTH CARE ETF
HEALTH CAR ETF
96696602272420.25%+15
WEYERHAEUSER CO MTN BE COM NEW(WY)3,5523,55201091240.13%+15
ETSY INC 0.25 06/15/2028(ETSY)300,000300,00002272400.25%+14
BLACKSTONE MORTGAGE TRUST INC 5.5 03/15/2027(BXMT)575,000575,00005115220.54%+10
BLACKSTONE SECD LENDING FD COMMON STOCK(BXSL)35,00035,00009589671.01%+10
CONSOLIDATED EDISON INC COM(ED)1,3471,34701151230.13%+7
CONAGRA BRANDS INC COM(CAG)4,0604,06001111160.12%+5
DUPONT DE NEMOURS INC COM(DD)1,7031,70301271310.14%+4
DOW INC COM(DOW)1,0971,097057600.06%+4
VANECK MORNINGSTAR WIDE MOAT ETF
MRNGSTR WDE MOAT
270270020230.02%+2
GENERAL MLS INC COM(GIS)1,8711,87101201220.13%+2
GOLUB CAP BDC INC COM(GBDC)3,3003,300048500.05%+1
CANADIAN NAT RES LTD COM(CNQ)1,2001,200078790.08%+1
PEPSICO INC COM(PEP)67467401141140.12%0
ISHARES MSCI EMERGING MARKETS SMALL CAP ETF76760440.00%0
KRAFT HEINZ CO COM(KHC)000000
ISHARES S&P 500 GROWTH ETF268201-6718150.02%-3
AMEREN CORP COM(AEE)1,5231,52301141100.11%-4
BP PLC SPONSORED ADR(BP)1,5001,500058530.06%-5
SUNCOR ENERGY INC NEW COM(SU)2,2002,200076700.07%-5
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN(PAA)50,50050,50007747650.80%-9
CISCO SYS INC COM(CSCO)2,7182,71801461370.14%-9
ENERGY TRANSFER L P COM UT LTD PTN(ET)188,500188,50002,6452,6012.71%-43
ISHARES TIPS BOND ETF5240-524540-54
WHITEHORSE FIN INC COM122,138122,13801,5601,5021.56%-57
ONEOK INC NEW COM(OKE)32,92728,842-4,0852,0892,0252.11%-63
ENTERPRISE PRODS PARTNERS L P COM(EPD)69,07769,07701,8911,8201.89%-70
ALTRIA GROUP INC COM(MO)3,7301,814-1,916157730.08%-84
ISHARES PREFERRED & INCOME SECURITIES ETF3,8000-3,8001150-115
ENLINK MIDSTREAM LLC COM UNIT REP LTD25,00010,000-15,0003061220.13%-184
HOLLY ENERGY PARTNERS L P COM UT LTD PTN8,4000-8,4001840-184
ISHARES MSCI JAPAN ETF
MSCI JAPAN ETF
3,2000-3,2001930-193
ISHARES MSCI JAPAN SMALL-CAP ETF2,9000-2,9001970-197
PHILLIPS 66 COM(PSX)2,612612-2,000314810.08%-232
VANGUARD UTILITIES ETF
UTILITIES ETF
2,2100-2,2102820-282
EXXON MOBIL CORP COM6,0742,993-3,0817142990.31%-415
ACTIVISION BLIZZARD INC COM6,1840-6,1845790-579
WISDOMTREE JAPAN HEDGED EQUITY FUND(WT)6,6000-6,6005820-582
INVESCO S&P 500 EQUAL WEIGHT ETF
S&P500 EQL WGT
5,1000-5,1007230-723
ALPHABET INC CAP STK CL A(GOOG)12,8235,152-7,6711,6787200.75%-958
UBER TECHNOLOGIES INC 12/15/2025(UBER)1,050,0000-1,050,0009800-980
MICROSOFT CORP COM(MSFT)8,1862,492-5,6942,5859370.98%-1,648
APPLE INC COM(AAPL)15,3603,653-11,7072,6307030.73%-1,926
VANGUARD S&P 500 ETF52,9500-52,95020,7930-20,793
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