Advisors Asset Management, Inc.
Comparing Q4 2025 vs Q3 2025
Sorting applies to all holdings for this quarter on the server, then the page is sliced. Prior-quarter values come from the full prior-quarter filing.
Issuer ▲▼ | Shares | Value ($K) | ||||
|---|---|---|---|---|---|---|
Q3 2025 ▲▼ | Q4 2025 ▲▼ | Change ▲▼ | Q3 2025 ▲▼ | Q4 2025 ▲▼ | Change ▲▼ | |
| ALPHABET INC | 607,626 | 597,363 | -10,263 | 147,713,881 | 186,974,619 | +39,260,738 |
| APPLE INC | 537,387 | 547,716 | +10,329 | 136,834,852 | 148,902,072 | +12,067,220 |
| MICRON TECHNOLOGY INC | 0 | 59,664 | +59,664 | 0 | 17,028,702 | +17,028,702 |
| UNITED PARCEL SERVICE INC | 0 | 323,285 | +323,285 | 0 | 32,066,639 | +32,066,639 |
| MERCK & CO INC | 0 | 342,689 | +342,689 | 0 | 36,071,444 | +36,071,444 |
| PARKER-HANNIFIN CORP | 0 | 25,683 | +25,683 | 0 | 22,574,330 | +22,574,330 |
| CELESTICA INC | 0 | 87,920 | +87,920 | 0 | 25,990,031 | +25,990,031 |
| ELI LILLY & CO | 0 | 22,727 | +22,727 | 0 | 24,424,252 | +24,424,252 |
| NUVEEN CA QUALTY MUN INCOME | 0 | 1,349,549 | +1,349,549 | 0 | 15,938,174 | +15,938,174 |
| AMAZON COM INC | 787,146 | 772,660 | -14,486 | 172,833,647 | 178,345,381 | +5,511,734 |
| NUVEEN CALIFORNIA AMT QLT MU | 0 | 964,891 | +964,891 | 0 | 12,003,244 | +12,003,244 |
| LAM RESEARCH CORP | 0 | 94,695 | +94,695 | 0 | 16,209,890 | +16,209,890 |
| BLACKROCK MUNIHLDNGS CALI QL | 889,974 | 1,351,242 | +461,268 | 9,656,218 | 14,323,165 | +4,666,947 |
| LUMENTUM HLDGS INC | 0 | 15,225 | +15,225 | 0 | 5,611,783 | +5,611,783 |
| INVESCO CALIF VALUE MUN INCO | 0 | 1,150,260 | +1,150,260 | 0 | 12,802,394 | +12,802,394 |
| ROCKWELL AUTOMATION INC | 0 | 26,868 | +26,868 | 0 | 10,453,533 | +10,453,533 |
| CUMMINS INC | 0 | 44,329 | +44,329 | 0 | 22,627,738 | +22,627,738 |
| TOTALENERGIES SE | 0 | 61,380 | +61,380 | 0 | 4,015,480 | +4,015,480 |
| AMGEN INC | 109,990 | 106,880 | -3,110 | 31,039,178 | 34,982,893 | +3,943,715 |
| WALMART INC | 0 | 807,302 | +807,302 | 0 | 89,941,516 | +89,941,516 |
| ATI INC | 91,859 | 97,321 | +5,462 | 7,471,811 | 11,168,558 | +3,696,747 |
| VIATRIS INC | 0 | 873,407 | +873,407 | 0 | 10,873,917 | +10,873,917 |
| ARMOUR RESIDENTIAL REIT INC | 455,234 | 581,087 | +125,853 | 6,801,196 | 10,279,429 | +3,478,233 |
| ASTRAZENECA PLC | 50,365 | 79,730 | +29,365 | 3,864,003 | 7,329,579 | +3,465,576 |
| FEDEX CORP | 0 | 69,243 | +69,243 | 0 | 20,001,533 | +20,001,533 |
| ROCKET LAB CORP | 0 | 82,576 | +82,576 | 0 | 5,760,502 | +5,760,502 |
| AMPHENOL CORP NEW | 176,910 | 185,349 | +8,439 | 21,892,613 | 25,048,064 | +3,155,451 |
| OMNICOM GROUP INC | 0 | 65,189 | +65,189 | 0 | 5,264,012 | +5,264,012 |
| CALAMOS STRATEGIC TOTAL RETU | 0 | 676,020 | +676,020 | 0 | 12,979,584 | +12,979,584 |
| AMERICAN EXPRESS CO | 109,219 | 105,835 | -3,384 | 36,278,183 | 39,153,658 | +2,875,475 |
| ACCENTURE PLC IRELAND | 56,875 | 62,826 | +5,951 | 14,025,375 | 16,856,216 | +2,830,841 |
| ADVANCED MICRO DEVICES INC | 29,769 | 35,557 | +5,788 | 4,816,327 | 7,614,887 | +2,798,560 |
| VIRTUS CONVERTIBLE & INC FD | 0 | 1,052,148 | +1,052,148 | 0 | 14,498,599 | +14,498,599 |
| NUVEEN CALIFORNIA MUNI VLU F | 0 | 1,070,770 | +1,070,770 | 0 | 9,583,392 | +9,583,392 |
| AES CORP | 735,609 | 867,436 | +131,827 | 9,680,614 | 12,439,032 | +2,758,418 |
| EDISON INTL | 0 | 147,737 | +147,737 | 0 | 8,867,175 | +8,867,175 |
| CALAMOS GBL DYN INCOME FUND | 0 | 1,517,250 | +1,517,250 | 0 | 11,242,823 | +11,242,823 |
| JOHNSON & JOHNSON | 0 | 179,884 | +179,884 | 0 | 37,226,994 | +37,226,994 |
| COMFORT SYS USA INC | 0 | 7,803 | +7,803 | 0 | 7,282,462 | +7,282,462 |
| DYNEX CAP INC | 0 | 403,876 | +403,876 | 0 | 5,658,303 | +5,658,303 |
| HONEYWELL INTL INC | 0 | 36,312 | +36,312 | 0 | 7,084,108 | +7,084,108 |
| ALLEGIANT TRAVEL CO | 17,727 | 42,083 | +24,356 | 1,077,270 | 3,588,417 | +2,511,147 |
| GE AEROSPACE | 0 | 46,412 | +46,412 | 0 | 14,296,288 | +14,296,288 |
| TAIWAN SEMICONDUCTOR MFG LTD | 0 | 34,625 | +34,625 | 0 | 10,522,191 | +10,522,191 |
| BRISTOL-MYERS SQUIBB CO | 211,930 | 222,305 | +10,375 | 9,558,043 | 11,991,132 | +2,433,089 |
| SHOPIFY INC | 0 | 346,289 | +346,289 | 0 | 55,742,140 | +55,742,140 |
| BLACKROCK ENHANCED LARGE CAP | 331,393 | 424,746 | +93,353 | 7,622,039 | 9,926,314 | +2,304,275 |
| GOLDMAN SACHS GROUP INC | 0 | 29,180 | +29,180 | 0 | 25,649,220 | +25,649,220 |
| TWO HBRS INVT CORP | 0 | 920,820 | +920,820 | 0 | 9,668,610 | +9,668,610 |
| EASTMAN CHEM CO | 0 | 54,140 | +54,140 | 0 | 3,455,756 | +3,455,756 |
| ORCHID IS CAP INC | 0 | 428,350 | +428,350 | 0 | 3,084,120 | +3,084,120 |
| ABRDN HEALTHCARE INVESTORS | 363,020 | 463,367 | +100,347 | 6,701,349 | 8,776,171 | +2,074,822 |
| MOOG INC | 0 | 23,759 | +23,759 | 0 | 5,786,504 | +5,786,504 |
| INVESCO ADVANTAGE MUN INCOME | 0 | 666,492 | +666,492 | 0 | 6,078,407 | +6,078,407 |
| FRANKLIN UNVL TR | 0 | 689,053 | +689,053 | 0 | 5,512,424 | +5,512,424 |
| PUTNAM MUN OPPORTUNITIES TR | 0 | 598,344 | +598,344 | 0 | 6,402,281 | +6,402,281 |
| NUVEEN S&P 500 BUY-WRITE INC | 0 | 1,306,523 | +1,306,523 | 0 | 19,205,888 | +19,205,888 |
| GABELLI DIVID & INCOME TR | 0 | 565,491 | +565,491 | 0 | 15,703,685 | +15,703,685 |
| FLAHERTY & CRUMRINE PFD INCO | 0 | 309,687 | +309,687 | 0 | 2,926,542 | +2,926,542 |
| CATERPILLAR INC | 0 | 9,501 | +9,501 | 0 | 5,442,838 | +5,442,838 |
| TUTOR PERINI CORP | 0 | 166,256 | +166,256 | 0 | 11,142,477 | +11,142,477 |
| TESLA INC | 0 | 15,378 | +15,378 | 0 | 6,915,794 | +6,915,794 |
| WESTERN MIDSTREAM PARTNERS L | 0 | 235,121 | +235,121 | 0 | 9,287,280 | +9,287,280 |
| CEMEX SAB DE CV | 0 | 834,409 | +834,409 | 0 | 9,587,359 | +9,587,359 |
| ELLSWORTH GROWTH & INCOME FD | 0 | 393,918 | +393,918 | 0 | 4,581,266 | +4,581,266 |
| BNY MELLON STRATEGIC MUNS IN | 694,270 | 986,207 | +291,937 | 4,339,188 | 6,272,277 | +1,933,089 |
| JPMORGAN CHASE & CO. | 0 | 75,912 | +75,912 | 0 | 24,460,365 | +24,460,365 |
| CITIGROUP INC | 0 | 74,074 | +74,074 | 0 | 8,643,695 | +8,643,695 |
| BLACKROCK ENHANCED GLOBAL DI | 858,422 | 1,010,603 | +152,181 | 9,931,943 | 11,834,161 | +1,902,218 |
| WESTERN ASSET MANAGED MUNS F | 0 | 592,613 | +592,613 | 0 | 6,186,880 | +6,186,880 |
| NUVEEN VRIABL RAT PFD & INM | 0 | 276,932 | +276,932 | 0 | 5,270,016 | +5,270,016 |
| COMCAST CORP NEW | 0 | 711,717 | +711,717 | 0 | 21,273,221 | +21,273,221 |
| NEWMONT CORP | 0 | 105,656 | +105,656 | 0 | 10,549,752 | +10,549,752 |
| MFS MULTIMARKET INCOME TR | 0 | 394,101 | +394,101 | 0 | 1,832,570 | +1,832,570 |
| ALPHABET INC | 27,363 | 27,027 | -336 | 6,664,259 | 8,481,073 | +1,816,814 |
| NUVEEN CR STRATEGIES INCOME | 0 | 1,754,402 | +1,754,402 | 0 | 8,807,098 | +8,807,098 |
| INVESCO MUN OPPORTUNITY TR | 0 | 637,733 | +637,733 | 0 | 6,103,105 | +6,103,105 |
| NORTHERN OIL & GAS INC | 0 | 146,517 | +146,517 | 0 | 3,145,720 | +3,145,720 |
| CALAMOS CONV OPPORTUNITIES & | 58,065 | 226,592 | +168,527 | 626,521 | 2,374,684 | +1,748,163 |
| SALESFORCE INC | 0 | 34,388 | +34,388 | 0 | 9,109,725 | +9,109,725 |
| INTUITIVE SURGICAL INC | 0 | 23,460 | +23,460 | 0 | 13,286,806 | +13,286,806 |
| HERC HLDGS INC | 0 | 43,627 | +43,627 | 0 | 6,473,374 | +6,473,374 |
| BLACKROCK MUNIASSETS FD INC | 216,330 | 384,686 | +168,356 | 2,401,263 | 4,119,987 | +1,718,724 |
| NUVEEN MUN HIGH INCOME OPPOR | 0 | 167,745 | +167,745 | 0 | 1,709,322 | +1,709,322 |
| BROADCOM INC | 150,819 | 148,698 | -2,121 | 49,756,696 | 51,464,378 | +1,707,682 |
| ROBERT HALF INC. | 0 | 178,860 | +178,860 | 0 | 4,857,838 | +4,857,838 |
| ABBVIE INC | 72,086 | 80,372 | +8,286 | 16,690,792 | 18,364,198 | +1,673,406 |
| TORTOISE ENERGY INFRA CORP | 0 | 381,612 | +381,612 | 0 | 15,607,931 | +15,607,931 |
| INSPERITY INC | 0 | 71,373 | +71,373 | 0 | 2,763,563 | +2,763,563 |
| QUALCOMM INC | 0 | 49,505 | +49,505 | 0 | 8,467,830 | +8,467,830 |
| RTX CORPORATION | 0 | 100,840 | +100,840 | 0 | 18,494,056 | +18,494,056 |
| NEUBERGER MUN FD INC | 0 | 737,420 | +737,420 | 0 | 7,462,690 | +7,462,690 |
| NATERA INC | 0 | 15,452 | +15,452 | 0 | 3,539,899 | +3,539,899 |
| EATON VANCE MUN BD FD | 0 | 758,114 | +758,114 | 0 | 7,376,449 | +7,376,449 |
| RIVERNORTH MANAGED DUR MUN I | 0 | 228,430 | +228,430 | 0 | 3,108,932 | +3,108,932 |
| SINCLAIR INC | 0 | 278,005 | +278,005 | 0 | 4,253,477 | +4,253,477 |
| SOUTHERN COPPER CORP | 0 | 33,327 | +33,327 | 0 | 4,781,425 | +4,781,425 |
| MICROCHIP TECHNOLOGY INC. | 0 | 179,114 | +179,114 | 0 | 11,413,144 | +11,413,144 |
| ASTRONICS CORP | 140,013 | 145,941 | +5,928 | 6,385,993 | 7,915,840 | +1,529,847 |
| MCDONALDS CORP | 0 | 41,101 | +41,101 | 0 | 12,561,699 | +12,561,699 |