Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q2 2024 ▲▼ | Q3 2024 ▲▼ | Change ▲▼ | Q2 2024 ▲▼ | Q3 2024 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| HIGH INCOME SECS FD SHS BEN INT(PCF) | 16,770 | 901,436 | +884,666 | 117 | 6,157 | 1.18% | +6,040 |
| SPDR S&P 500 ETF TRUST(SPY) | 222,036 | 219,626 | -2,410 | 120,836 | 126,013 | 24.07% | +5,176 |
| GENERAL AMERN INVS CO INC COM(GAM) | 675,276 | 713,877 | +38,601 | 33,575 | 38,271 | 7.31% | +4,696 |
| CENTRAL SECS CORP COM(CET) | 95,565 | 156,730 | +61,165 | 4,207 | 7,185 | 1.37% | +2,978 |
| ISHARES RUSSELL 2000 ETF | 36,217 | 42,296 | +6,079 | 7,348 | 9,343 | 1.78% | +1,995 |
| SRH TOTAL RETURN FUND INC COM(STEW) | 144,744 | 225,752 | +81,008 | 2,106 | 3,567 | 0.68% | +1,461 |
| TRI CONTL CORP COM(TY) | 406,892 | 412,572 | +5,680 | 12,601 | 13,631 | 2.60% | +1,030 |
| ROYCE SMALL CAP TRUST INC COM(RVT) | 460,923 | 484,723 | +23,800 | 6,670 | 7,610 | 1.45% | +941 |
| SCHWAB U.S. LARGE-CAP ETF | 281,362 | 280,212 | -1,150 | 18,078 | 19,012 | 3.63% | +935 |
| ADAM NAT RES FD INC COM(PEO) | 51,918 | 91,012 | +39,094 | 1,226 | 2,113 | 0.40% | +888 |
| DESTRA MULTI-ALTERNATIVE FD COMMON SHARES(DMA) | 71,309 | 166,807 | +95,498 | 575 | 1,446 | 0.28% | +871 |
| ASA GOLD AND PRECIOUS MTLS LMT SHS SHS | 59,694 | 91,073 | +31,379 | 1,047 | 1,892 | 0.36% | +845 |
| VIRTUS DIVIDEND INTEREST & PR COM(NFJ) | 171,601 | 223,857 | +52,256 | 2,107 | 2,919 | 0.56% | +812 |
| INVESCO S&P 500 EQUAL WEIGHT ETF S&P500 EQL WGT | 50,389 | 50,372 | -17 | 8,278 | 9,025 | 1.72% | +747 |
| GABELLI HLTHCARE & WELLNESS TR SHS(GRX) | 115,919 | 168,317 | +52,398 | 1,111 | 1,843 | 0.35% | +733 |
| ROYCE MICRO-CAP TR INC COM(RMT) | 318,672 | 378,145 | +59,473 | 2,929 | 3,634 | 0.69% | +705 |
| SCHWAB U.S. BROAD MARKET ETF | 211,299 | 210,006 | -1,293 | 13,284 | 13,970 | 2.67% | +685 |
| NEUBERGER BERMAN NEXT GENERATI COMMON STOCK(NBXG) | 122,462 | 175,626 | +53,164 | 1,581 | 2,253 | 0.43% | +672 |
| BROOKFIELD REAL ASSETS INCOME SHS BEN INT(RA) | 11,428 | 58,240 | +46,812 | 146 | 798 | 0.15% | +652 |
| ELLSWORTH GROWTH & INCOME FD L COM(ECF) | 65,050 | 127,734 | +62,684 | 536 | 1,148 | 0.22% | +612 |
| APPLE INC COM(AAPL) | 19,646 | 20,323 | +677 | 4,138 | 4,735 | 0.90% | +597 |
| SABA CAPITAL INCOME & OPPORTUN COM NEW(SABA) | 0 | 65,550 | +65,550 | 0 | 558 | 0.11% | +558 |
| BNY MELLON STRATEGIC MUNI BOND | 41,405 | 123,424 | +82,019 | 246 | 769 | 0.15% | +523 |
| GABELLI DIVID & INCOME TR COM COM | 80,660 | 95,126 | +14,466 | 1,832 | 2,326 | 0.44% | +494 |
| SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST(DIA) | 15,865 | 15,794 | -71 | 6,205 | 6,683 | 1.28% | +478 |
| TORTOISE SUSTAINABLE & SOCIAL COM SH BEN INT | 8,911 | 40,626 | +31,715 | 103 | 530 | 0.10% | +428 |
| ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT COM SH BEN INT | 106,576 | 144,146 | +37,570 | 896 | 1,312 | 0.25% | +415 |
| BLACKROCK HEALTH SCIENCES TERM COM SHS | 164,064 | 182,732 | +18,668 | 2,520 | 2,894 | 0.55% | +374 |
| SCHWAB U.S. SMALL-CAP ETF | 94,907 | 94,657 | -250 | 4,503 | 4,875 | 0.93% | +371 |
| NYLI CBRE GBL INFR MEGTRNDS TR COM(MEGI) | 132,623 | 138,626 | +6,003 | 1,699 | 2,067 | 0.39% | +368 |
| SPECIAL OPPORTUNITIES FD INC COM(SPE) | 259,190 | 269,555 | +10,365 | 3,390 | 3,750 | 0.72% | +359 |
| VANGUARD S&P 500 ETF | 8,922 | 9,125 | +203 | 4,462 | 4,815 | 0.92% | +353 |
| SPDR PORTFOLIO S&P 500 ETF ST STR P500ETF | 69,157 | 70,723 | +1,566 | 4,426 | 4,775 | 0.91% | +348 |
| ALLSPRING UTILITIES AND HIGH I WF UTILITIES INC | 471 | 27,329 | +26,858 | 5 | 305 | 0.06% | +300 |
| VANGUARD TOTAL STOCK MARKET ETF | 31,070 | 30,414 | -656 | 8,312 | 8,612 | 1.65% | +300 |
| BANCROFT FD LTD COM | 18,690 | 35,288 | +16,598 | 293 | 592 | 0.11% | +299 |
| AMPLIFY CYBERSECURITY ETF | 0 | 4,097 | +4,097 | 0 | 280 | 0.05% | +280 |
| SCHWAB U.S. LARGE-CAP VALUE ETF | 49,522 | 49,026 | -496 | 3,669 | 3,940 | 0.75% | +272 |
| THORNBURG INCM BUILDER OPP TR COM(TBLD) | 16,208 | 29,762 | +13,554 | 261 | 530 | 0.10% | +269 |
| CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT | 39,885 | 88,384 | +48,499 | 215 | 482 | 0.09% | +267 |
| BNY MELLON STRATEGIC MUNICIPALS(LEO) | 56,455 | 93,340 | +36,885 | 346 | 608 | 0.12% | +262 |
| SPROTT FOCUS TR INC COM(FUND) | 63,348 | 94,563 | +31,215 | 474 | 728 | 0.14% | +254 |
| VIRTUS TOTAL RETURN FD INC COM(ZTR) | 29,167 | 66,524 | +37,357 | 159 | 412 | 0.08% | +253 |
| CLOUGH GLOBAL DIVID & INCOME F COM(GLV) | 33,799 | 72,199 | +38,400 | 193 | 425 | 0.08% | +233 |
| CONSTELLATION ENERGY CORP COM(CEG) | 3,492 | 3,530 | +38 | 699 | 918 | 0.18% | +219 |
| ALLSPRING GLOBAL DIVIDEND OPPO COM(EOD) | 25,046 | 67,320 | +42,274 | 122 | 337 | 0.06% | +216 |
| SCHWAB U.S. MID-CAP ETF | 46,998 | 46,590 | -408 | 3,658 | 3,871 | 0.74% | +213 |
| GABELLI GLOBAL SMALL & MID CAP COM(GGZ) | 81,586 | 90,996 | +9,410 | 921 | 1,129 | 0.22% | +208 |
| BNY MELLON MUN BD INFRASTRUCTU COM SHS(DMB) | 23,573 | 40,547 | +16,974 | 249 | 453 | 0.09% | +203 |
| CLOUGH GLOBAL EQUITY FD COM COM | 13,696 | 42,511 | +28,815 | 96 | 295 | 0.06% | +199 |
| SCHWAB US DIVIDEND EQUITY ETF | 29,155 | 29,178 | +23 | 2,267 | 2,466 | 0.47% | +199 |
| PIONEER MUNICIPAL HIGH INCOME COM | 53,934 | 71,913 | +17,979 | 443 | 636 | 0.12% | +193 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - JULY US EQTY PWR BUF | 60,159 | 62,256 | +2,097 | 2,337 | 2,520 | 0.48% | +183 |
| BLACKROCK ENHANCED GLOBAL DIVI COM | 15,793 | 30,560 | +14,767 | 168 | 344 | 0.07% | +177 |
| ABRDN NATL MUN INCOME FD SH BEN INT | 13,797 | 28,481 | +14,684 | 146 | 318 | 0.06% | +172 |
| DUFF & PHELPS UTLITY AND INFST COM(DPG) | 9,998 | 22,931 | +12,933 | 98 | 269 | 0.05% | +171 |
| JOHN HANCOCK HEDGED EQUITY & I COM(HEQ) | 4,907 | 19,478 | +14,571 | 51 | 214 | 0.04% | +163 |
| ABRDN GLOBAL DYNAMIC DIVIDEND COM COM | 1,040 | 15,928 | +14,888 | 10 | 169 | 0.03% | +159 |
| GAMCO Nat Res Gold & Income | 17,590 | 43,527 | +25,937 | 97 | 256 | 0.05% | +159 |
| BLACKROCK N Y MUN INCOME TRUST SH BEN INT | 42,446 | 54,792 | +12,346 | 455 | 603 | 0.12% | +148 |
| ISHARES CORE S&P MID-CAP ETF | 2,654 | 4,816 | +2,162 | 155 | 300 | 0.06% | +145 |
| BLACKROCK MUNIHLDNGS CALI QLTY COM(MUC) | 4,800 | 16,660 | +11,860 | 53 | 192 | 0.04% | +139 |
| PIMCO CALIF MUN INCOME FD II COM | 0 | 21,930 | +21,930 | 0 | 138 | 0.03% | +138 |
| BLACKROCK INNOVATION AND GRW SHS BEN INT(BTX) | 368,889 | 371,276 | +2,387 | 2,667 | 2,803 | 0.54% | +136 |
| COMCAST CORP NEW CL A(CCZ) | 4,010 | 6,800 | +2,790 | 157 | 284 | 0.05% | +127 |
| INVESCO QQQ TRUST SERIES I | 6,841 | 6,972 | +131 | 3,277 | 3,403 | 0.65% | +125 |
| LAM RESEARCH CORP COM NEW(LRCX) | 0 | 152 | +152 | 0 | 124 | 0.02% | +124 |
| INNOVATOR LADDERED ALLOCATION BUFFER ETF LADDERED ALC BFR | 317 | 4,198 | +3,881 | 10 | 133 | 0.03% | +123 |
| FT VEST U.S. EQUITY BUFFER ETF - APRIL FT VEST US EQT | 40,550 | 42,079 | +1,529 | 1,582 | 1,701 | 0.32% | +119 |
| FT VEST US EQUITY BUFFER ETF - MARCH FT VEST US EQT | 103,605 | 102,291 | -1,314 | 4,204 | 4,323 | 0.83% | +119 |
| BLACKROCK ENHANCED INTL DIV TR COM BENE INTER | 19,560 | 38,918 | +19,358 | 109 | 226 | 0.04% | +117 |
| BLACKROCK MUNIHLDGS NY QLTY FD COM | 28,500 | 37,740 | +9,240 | 307 | 421 | 0.08% | +115 |
| WALMART INC COM(WMT) | 7,113 | 7,363 | +250 | 482 | 595 | 0.11% | +113 |
| ABRDN PHYSICAL GOLD SHARES ETF(SGOL) | 63,141 | 60,291 | -2,850 | 1,403 | 1,515 | 0.29% | +112 |
| INNOVATOR U.S. EQUITY BUFFER ETF - JUNE US EQTY BUFR JUN | 94,460 | 93,346 | -1,114 | 3,691 | 3,799 | 0.73% | +108 |
| CLEARBRIDGE ENERGY MIDSTRM OPP COM(EMO) | 4,377 | 6,824 | +2,447 | 180 | 288 | 0.06% | +108 |
| FT VEST LADDERED BUFFER ETF FT LADD BUFF ETF | 45,505 | 47,414 | +1,909 | 1,316 | 1,417 | 0.27% | +101 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 1,936 | 1,923 | -13 | 788 | 885 | 0.17% | +98 |
| MFS MUN INCOME TR SH BEN INT(MFM) | 15,401 | 31,688 | +16,287 | 84 | 181 | 0.03% | +97 |
| INNOVATOR U.S. EQUITY BUFFER ETF - APRIL US EQT BUFR APR | 49,724 | 49,719 | -5 | 2,063 | 2,156 | 0.41% | +93 |
| HERZFELD CARIBBEAN BASIN FD IN COM(HERZ) | 239,046 | 289,096 | +50,050 | 562 | 653 | 0.12% | +92 |
| ORACLE CORP COM(ORCL) | 2,642 | 2,725 | +83 | 373 | 464 | 0.09% | +91 |
| META PLATFORMS INC CL A(META) | 1,041 | 1,070 | +29 | 525 | 613 | 0.12% | +88 |
| CALAMOS LNG SHR EQT DYNAMIC TR COM(CPZ) | 30,886 | 35,182 | +4,296 | 471 | 552 | 0.11% | +81 |
| SWISS HELVETIA FD INC COM(SWZ) | 91,317 | 91,317 | 0 | 737 | 817 | 0.16% | +80 |
| ABRDN HEALTHCARE INVESTORS SH BEN INT(HQH) | 30,268 | 32,668 | +2,400 | 528 | 608 | 0.12% | +80 |
| PIMCO NEW YORK MUN INCOME FD I COM | 0 | 12,432 | +12,432 | 0 | 78 | 0.01% | +78 |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY US EQTY BUFR MAY | 65,251 | 64,704 | -547 | 2,478 | 2,553 | 0.49% | +75 |
| GE AEROSPACE COM NEW(GE) | 2,490 | 2,492 | +2 | 396 | 470 | 0.09% | +74 |
| INNOVATOR U.S. EQUITY ACCELERATED 9 BUFFER ETF - JULY US EQT ACLRTD 9 | 75,690 | 75,066 | -624 | 2,440 | 2,513 | 0.48% | +73 |
| FRANKLIN UNVL TR SH BEN INT(FT) | 0 | 9,578 | +9,578 | 0 | 72 | 0.01% | +72 |
| NUVEEN PENNSYLVANIA QLT MUN FD COM | 53,022 | 56,896 | +3,874 | 647 | 718 | 0.14% | +71 |
| HOME DEPOT INC COM(HD) | 833 | 875 | +42 | 287 | 354 | 0.07% | +68 |
| MFS HIGH INCOME MUN TR SH BEN INT SH BEN INT | 92,376 | 102,493 | +10,117 | 343 | 410 | 0.08% | +68 |
| SPDR GOLD SHARES(GLD) | 2,858 | 2,791 | -67 | 614 | 678 | 0.13% | +64 |
| ABRDN LIFE SCIENCES INVESTORS SH BEN INT(HQL) | 62,244 | 62,717 | +473 | 882 | 946 | 0.18% | +64 |
| EXELON CORP COM(EXC) | 10,701 | 10,692 | -9 | 370 | 434 | 0.08% | +63 |
| ISHARES RUSSELL 2000 VALUE ETF | 6,491 | 6,291 | -200 | 989 | 1,049 | 0.20% | +61 |
| NEW GERMANY FD INC COM(GF) | 0 | 6,784 | +6,784 | 0 | 61 | 0.01% | +61 |
| INNOVATOR U.S. EQUITY BUFFER ETF - MARCH US EQTY BUFR MAR | 35,346 | 35,210 | -136 | 1,526 | 1,585 | 0.30% | +59 |