Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q3 2024 ▲▼ | Q4 2024 ▲▼ | Change ▲▼ | Q3 2024 ▲▼ | Q4 2024 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| SPDR S&P 500 ETF TRUST(SPY) | 219,626 | 221,353 | +1,727 | 126,013 | 129,731 | 24.71% | +3,718 |
| CENTRAL SECS CORP COM(CET) | 156,730 | 192,641 | +35,911 | 7,185 | 8,802 | 1.68% | +1,617 |
| VANGUARD S&P 500 ETF | 9,125 | 10,906 | +1,781 | 4,815 | 5,876 | 1.12% | +1,061 |
| NEUBERGER BERMAN NEXT GENERATI COMMON STOCK(NBXG) | 175,626 | 257,672 | +82,046 | 2,253 | 3,283 | 0.63% | +1,029 |
| ISHARES RUSSELL 2000 ETF | 42,296 | 45,843 | +3,547 | 9,343 | 10,130 | 1.93% | +787 |
| ROYCE MICRO-CAP TR INC COM | 378,145 | 432,511 | +54,366 | 3,634 | 4,217 | 0.80% | +583 |
| SRH TOTAL RETURN FUND INC COM(STEW) | 225,752 | 257,068 | +31,316 | 3,567 | 4,118 | 0.78% | +551 |
| CLOUGH GLOBAL EQUITY FD COM COM | 42,511 | 115,510 | +72,999 | 295 | 769 | 0.15% | +474 |
| ALLSPRING UTILITIES AND HIGH I WF UTILITIES INC | 27,329 | 70,900 | +43,571 | 305 | 760 | 0.14% | +455 |
| ASA GOLD AND PRECIOUS MTLS LMT SHS SHS | 91,073 | 112,923 | +21,850 | 1,892 | 2,283 | 0.43% | +391 |
| BANCROFT FD LTD COM | 35,288 | 55,465 | +20,177 | 592 | 982 | 0.19% | +391 |
| SCHWAB U.S. LARGE-CAP ETF | 280,212 | 836,363 | +556,151 | 19,012 | 19,387 | 3.69% | +374 |
| HIGHLAND OPPORTUNITIES HIGHLAND INCOME | 0 | 72,977 | +72,977 | 0 | 379 | 0.07% | +379 |
| APPLE INC COM(AAPL) | 20,323 | 20,193 | -130 | 4,735 | 5,057 | 0.96% | +322 |
| NEW GERMANY FD INC COM(GF) | 6,784 | 46,385 | +39,601 | 61 | 362 | 0.07% | +301 |
| SCHWAB U.S. BROAD MARKET ETF | 210,006 | 628,086 | +418,080 | 13,970 | 14,258 | 2.72% | +288 |
| SPDR PORTFOLIO S&P 500 ETF ST STR P500ETF | 70,723 | 73,388 | +2,665 | 4,775 | 5,059 | 0.96% | +285 |
| BLACKROCK MUN TARGET TERM TR COM SHS BEN IN(BTT) | 0 | 13,500 | +13,500 | 0 | 278 | 0.05% | +278 |
| SPROTT FOCUS TR INC COM | 94,563 | 133,641 | +39,078 | 728 | 978 | 0.19% | +249 |
| VIRTUS TOTAL RETURN FD INC COM(ZTR) | 66,524 | 111,307 | +44,783 | 412 | 652 | 0.12% | +240 |
| INVESCO QQQ TRUST SERIES I | 6,972 | 7,109 | +137 | 3,403 | 3,634 | 0.69% | +231 |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - SEPTEMBER US SMALL CAP POW | 0 | 8,900 | +8,900 | 0 | 229 | 0.04% | +229 |
| JAPAN SMALLER CAPITALIZATION F COM(JOF) | 0 | 39,450 | +39,450 | 0 | 303 | 0.06% | +303 |
| FT VEST U.S. EQUITY BUFFER ETF - OCTOBER FT VEST US EQT | 0 | 12,632 | +12,632 | 0 | 539 | 0.10% | +539 |
| BNY MELLON STRATEGIC MUNS INC COM | 93,340 | 136,150 | +42,810 | 608 | 822 | 0.16% | +215 |
| JOHN HANCOCK HEDGED EQUITY & I COM(HEQ) | 19,478 | 41,649 | +22,171 | 214 | 425 | 0.08% | +212 |
| ALLSPRING GLOBAL DIVIDEND OPPO COM | 67,320 | 109,369 | +42,049 | 337 | 544 | 0.10% | +206 |
| ELLSWORTH GROWTH & INCOME FD L COM | 127,734 | 138,308 | +10,574 | 1,148 | 1,340 | 0.26% | +192 |
| AMAZON COM INC COM(AMZN) | 0 | 5,661 | +5,661 | 0 | 1,242 | 0.24% | +1,242 |
| ARISTA NETWORKS INC COM SHS(ANET) | 0 | 1,616 | +1,616 | 0 | 179 | 0.03% | +179 |
| DUFF & PHELPS UTLITY AND INFST COM | 22,931 | 37,567 | +14,636 | 269 | 439 | 0.08% | +170 |
| ISHARES CORE S&P 500 ETF | 0 | 8,316 | +8,316 | 0 | 4,895 | 0.93% | +4,895 |
| TESLA INC COM(TSLA) | 0 | 1,065 | +1,065 | 0 | 430 | 0.08% | +430 |
| GABELLI DIVID & INCOME TR COM COM | 95,126 | 102,562 | +7,436 | 2,326 | 2,477 | 0.47% | +151 |
| TORTOISE SUSTAINABLE & SOCIAL COM SH BEN INT | 40,626 | 56,065 | +15,439 | 530 | 673 | 0.13% | +143 |
| GABELLI HLTHCARE & WELLNESS TR SHS(GRX) | 168,317 | 205,798 | +37,481 | 1,843 | 1,984 | 0.38% | +141 |
| ADAM NAT RES FD INC COM | 91,012 | 103,255 | +12,243 | 2,113 | 2,245 | 0.43% | +131 |
| BNY MELLON MUN BD INFRASTRUCTU COM SHS | 40,547 | 56,332 | +15,785 | 453 | 583 | 0.11% | +131 |
| FT VEST NASDAQ-100 BUFFER ETF - SEPTEMBER FT VEST NAS | 0 | 4,700 | +4,700 | 0 | 130 | 0.02% | +130 |
| TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND | 0 | 6,414 | +6,414 | 0 | 129 | 0.02% | +129 |
| ISHARES RUSSELL 1000 GROWTH ETF | 0 | 4,554 | +4,554 | 0 | 1,829 | 0.35% | +1,829 |
| INNOVATOR U.S. EQUITY BUFFER ETF - NOVEMBER US EQTY BUF NOV | 0 | 16,533 | +16,533 | 0 | 649 | 0.12% | +649 |
| SCHWAB U.S. LARGE-CAP GROWTH ETF | 0 | 70,224 | +70,224 | 0 | 1,957 | 0.37% | +1,957 |
| SPDR S&P 500 ETF TRUST(SPY)(Call) | 0 | 200 | +200 | 0 | 117 | — | +117 |
| CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT | 88,384 | 116,689 | +28,305 | 482 | 597 | 0.11% | +116 |
| ROYCE GLOBAL TRUST INC COM(RGT) | 0 | 37,127 | +37,127 | 0 | 398 | 0.08% | +398 |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER US EQTY BUF OCT | 0 | 40,080 | +40,080 | 0 | 1,732 | 0.33% | +1,732 |
| BLACKROCK SCIENCE & TECHNOLOGY SHS BEN INT(BSTZ) | 0 | 158,362 | +158,362 | 0 | 3,280 | 0.62% | +3,280 |
| EATON VANCE TAX-MANAGED GLOBAL COM COM | 0 | 12,197 | +12,197 | 0 | 103 | 0.02% | +103 |
| ALPHABET INC CAP STK CL C(GOOG) | 0 | 4,341 | +4,341 | 0 | 827 | 0.16% | +827 |
| VANGUARD TOTAL STOCK MARKET ETF | 30,414 | 30,046 | -368 | 8,612 | 8,708 | 1.66% | +96 |
| BLACKROCK INNOVATION AND GRW SHS BEN INT(BTX) | 371,276 | 389,604 | +18,328 | 2,803 | 2,899 | 0.55% | +96 |
| HIGHLAND GLOBAL ALLOCATION FD COM | 0 | 13,400 | +13,400 | 0 | 91 | 0.02% | +91 |
| CALAMOS GBL DYN INCOME FUND COM(CHW) | 0 | 12,753 | +12,753 | 0 | 86 | 0.02% | +86 |
| JPMORGAN CHASE & CO. COM(JPM) | 0 | 2,594 | +2,594 | 0 | 622 | 0.12% | +622 |
| NVIDIA CORPORATION COM(NVDA) | 0 | 9,997 | +9,997 | 0 | 1,343 | 0.26% | +1,343 |
| ABRDN NATL MUN INCOME FD SH BEN INT | 28,481 | 38,733 | +10,252 | 318 | 392 | 0.07% | +74 |
| ALLIANZIM U.S. LARGE CAP BUFFER10 NOV ETF US LRGCP B10 NOV | 0 | 4,200 | +4,200 | 0 | 137 | 0.03% | +137 |
| FT VEST NASDAQ-100 BUFFER ETF - JUNE FT VEST NAS | 0 | 2,573 | +2,573 | 0 | 72 | 0.01% | +72 |
| ALPHABET INC CAP STK CL A(GOOG) | 0 | 3,292 | +3,292 | 0 | 623 | 0.12% | +623 |
| EATON VANCE CALIF MUN BD FD COM | 0 | 8,637 | +8,637 | 0 | 79 | 0.02% | +79 |
| GABELLI GLOBAL SMALL & MID CAP COM(GGZ) | 90,996 | 102,258 | +11,262 | 1,129 | 1,196 | 0.23% | +67 |
| DISNEY WALT CO COM(DIS) | 0 | 2,093 | +2,093 | 0 | 233 | 0.04% | +233 |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - OCTOBER US SML CP PWR B | 0 | 36,628 | +36,628 | 0 | 1,120 | 0.21% | +1,120 |
| WALMART INC COM(WMT) | 7,363 | 7,278 | -85 | 595 | 658 | 0.13% | +63 |
| PIMCO CALIF MUN INCOME FD II COM | 21,930 | 34,963 | +13,033 | 138 | 200 | 0.04% | +62 |
| TORTOISE ENERGY INFRA CORP COM(TYG) | 0 | 4,174 | +4,174 | 0 | 175 | 0.03% | +175 |
| FT VEST U.S. EQUITY BUFFER ETF - NOVEMBER FT VEST US EQT | 0 | 2,936 | +2,936 | 0 | 140 | 0.03% | +140 |
| FT VEST LADDERED BUFFER ETF FT LADD BUFF ETF | 47,414 | 48,288 | +874 | 1,417 | 1,471 | 0.28% | +54 |
| INNOVATOR U.S. EQUITY BUFFER ETF - JUNE US EQTY BUFR JUN | 93,346 | 92,769 | -577 | 3,799 | 3,852 | 0.73% | +53 |
| NUVEEN DOW 30 DYNMC OVERWRT FD SHS | 0 | 21,752 | +21,752 | 0 | 328 | 0.06% | +328 |
| WELLS FARGO CO NEW COM(WFC) | 0 | 4,108 | +4,108 | 0 | 289 | 0.05% | +289 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - NOVEMBER US EQTY PWR BUF | 0 | 48,138 | +48,138 | 0 | 1,823 | 0.35% | +1,823 |
| BLACKROCK ENHANCED GLOBAL DIVI COM | 30,560 | 36,432 | +5,872 | 344 | 392 | 0.07% | +48 |
| INNOVATOR U.S. EQUITY ACCELERATED 9 BUFFER ETF - JULY US EQT ACLRTD 9 | 75,066 | 74,959 | -107 | 2,513 | 2,559 | 0.49% | +46 |
| BOEING CO COM(BA) | 0 | 457 | +457 | 0 | 81 | 0.02% | +81 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - OCTOBER US EQTY PWR BUF | 0 | 89,584 | +89,584 | 0 | 3,545 | 0.68% | +3,545 |
| PALANTIR TECHNOLOGIES INC CL A(PLTR) | 0 | 756 | +756 | 0 | 57 | 0.01% | +57 |
| VANECK GOLD MINERS ETF GOLD MINERS ETF | 0 | 1,481 | +1,481 | 0 | 50 | 0.01% | +50 |
| ROYCE SMALL CAP TRUST INC COM(RVT) | 484,723 | 484,233 | -490 | 7,610 | 7,651 | 1.46% | +41 |
| PIMCO NEW YORK MUN FD II COM(PNI) | 0 | 5,510 | +5,510 | 0 | 39 | 0.01% | +39 |
| SABA CAPITAL INCOME & OPPORTUN COM NEW | 65,550 | 65,550 | 0 | 558 | 594 | 0.11% | +36 |
| MORGAN STANLEY COM NEW(MS) | 0 | 1,951 | +1,951 | 0 | 245 | 0.05% | +245 |
| INNOVATOR U.S. EQUITY BUFFER ETF - JULY US EQTY BUFR JUL | 0 | 54,017 | +54,017 | 0 | 2,407 | 0.46% | +2,407 |
| SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST(DIA) | 15,794 | 15,785 | -9 | 6,683 | 6,716 | 1.28% | +34 |
| ABRDN JAPAN EQUITY FUND INC COM | 0 | 25,526 | +25,526 | 0 | 147 | 0.03% | +147 |
| EATON VANCE NEW YORK MUN BD FD COM | 0 | 8,509 | +8,509 | 0 | 81 | 0.02% | +81 |
| INNOVATOR GROWTH-100 POWER BUFFER ETF- OCTOBER GRWT100 PWR BUF | 0 | 961 | +961 | 0 | 49 | 0.01% | +49 |
| HONEYWELL INTL INC COM(HON) | 0 | 1,561 | +1,561 | 0 | 353 | 0.07% | +353 |
| FT VEST U.S. SMALL CAP MODERATE BUFFER ETF - FEBRUARY FT VEST US SMALL | 0 | 1,392 | +1,392 | 0 | 30 | 0.01% | +30 |
| CALAMOS LNG SHR EQT DYNAMIC TR COM | 35,182 | 39,150 | +3,968 | 552 | 581 | 0.11% | +29 |
| GOLDMAN SACHS GROUP INC COM(GS) | 0 | 319 | +319 | 0 | 183 | 0.03% | +183 |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY US EQTY BUFR MAY | 64,704 | 64,030 | -674 | 2,553 | 2,581 | 0.49% | +28 |
| VISA INC COM CL A(V) | 0 | 570 | +570 | 0 | 180 | 0.03% | +180 |
| AMPLIFY CYBERSECURITY ETF | 4,097 | 4,097 | 0 | 280 | 305 | 0.06% | +25 |
| SNOWFLAKE INC CL A(SNOW) | 0 | 220 | +220 | 0 | 34 | 0.01% | +34 |
| CLEARBRIDGE ENERGY MIDSTRM OPP COM(EMO) | 6,824 | 6,724 | -100 | 288 | 313 | 0.06% | +25 |
| SHOPIFY INC CL A(SHOP) | 0 | 730 | +730 | 0 | 78 | 0.01% | +78 |
| INNOVATOR U.S. EQUITY ACCELERATED 9 BUFFER ETF - OCTOBER US EQTY ACCELRT9 | 0 | 116,662 | +116,662 | 0 | 3,522 | 0.67% | +3,522 |
| BANK AMERICA CORP COM | 0 | 4,845 | +4,845 | 0 | 213 | 0.04% | +213 |