Fund HoldingsBaker Avenue Asset Management, LP

Total Portfolio Value
$2.00B
Total Bought
$220.14M
Total Sold
$177.09M
Net Transaction
+$43.06M
Filing Period:
Securities
SharesValue ($K)
Q2 2023
Q3 2023
Change
Q2 2023
Q3 2023
Weight (%)
Change
BUNGE LIMITED F(BG)0260,892+260,892028,2421.41%+28,242
FIRST TRUST LUNT U.S. FACTOR ROTATION ETF0223,945+223,945016,2560.81%+16,256
SALESFORCE COM(CRM)22,14656,589+34,4434,67911,4750.57%+6,796
SPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF
ST TERM HIGH ETF
0253,906+253,90606,2110.31%+6,211
AFLAC INC COM(AFL)079,080+79,08006,0690.30%+6,069
CISCO SYS INC(CSCO)0113,676+113,67606,1110.31%+6,111
JOHNSON CTLS INC
SHS
185,584342,881+157,29712,64618,2450.91%+5,599
ELI LILLY & CO COM(LLY)011,695+11,69506,2820.31%+6,282
DOW INC COM(DOW)096,262+96,26204,9630.25%+4,963
ISHARES FALLEN ANGELS USD BOND ETF
FALN ANGLS USD
655,309849,647+194,33816,62521,0711.05%+4,446
SPDR HIGH YIELD BOND ETF
ST BLOO HIGH ETF
044,905+44,90504,0590.20%+4,059
HIGH TIDE INC COM NEW016,087+16,08704,5830.23%+4,583
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
GLB X MLP ENRG I
0128,467+128,46705,4450.27%+5,445
SCHLUMBERGER LTD COM STK(SLB)408,257403,505-4,75220,05423,5241.18%+3,471
ARK INNOVATION ETF
INNOVATION ETF
074,931+74,93102,9730.15%+2,973
SNOWFLAKE INC CL A(SNOW)019,006+19,00602,9040.15%+2,904
CONSUMER DISCRETIONARY SEL SECTOR SPDR FD
ST STR DISCR ETF
024,430+24,43003,9330.20%+3,933
ENERGY SELECT SECTOR SPDR
ST STR ENERG ETF
86,224105,793+19,5696,9999,5630.48%+2,564
SPDR BLACKSTONE SENIOR LOAN ETF
ST STR BL LN ETF
96,322157,292+60,9704,0336,5950.33%+2,562
GOOGLE INC(GOOG)209,886209,744-14225,12327,4471.37%+2,324
VERTIV HOLDINGS CO COM CL A(VRT)061,141+61,14102,2740.11%+2,274
APPLOVIN CORP COM CL A(APP)055,000+55,00002,1980.11%+2,198
UBS AG NEW F(UBS)472,840477,945+5,1059,58411,7810.59%+2,197
SPDR S&P OIL & GAS EQUIPMENT & SERVICES
SP O&G EQP SERV
021,928+21,92802,1000.11%+2,100
GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF
US INFR DEV ETF
067,333+67,33302,0460.10%+2,046
ISHARES MBS BOND ETF022,601+22,60102,0070.10%+2,007
BURLINGTON STORES INC COM(BURL)014,702+14,70201,9890.10%+1,989
EOG RESOURCES INC(EOG)54,87064,922+10,0526,2798,2300.41%+1,950
POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF
TAXABLE MUN BD
078,881+78,88101,9950.10%+1,995
SPDR S & P INTL DIVIDEND
ST S&P INTL ETF
060,729+60,72901,9980.10%+1,998
VANGUARD LARGE CAP116,866130,417+13,55123,69125,5211.28%+1,830
ISHARES DOW JONES US HOME CONST (ETF)023,256+23,25601,8250.09%+1,825
VANGUARD SMALL CAP ETF314,076339,347+25,27162,46664,1603.21%+1,694
Ares Capital Corp(ARCC)0121,613+121,61302,3680.12%+2,368
POWERSHARES QQQ TR111,985119,995+8,01041,36942,9912.15%+1,621
SPDR S&P TRANSPORTATION ETF
ST STR SP TRANS
020,903+20,90301,5660.08%+1,566
ABBVIE INC COM(ABBV)80,31182,927+2,61610,82012,3610.62%+1,541
SPDR SERIES TRUST KBW BK ETF
ST STR SP BANK
041,407+41,40701,5260.08%+1,526
SCHWAB US AGGREGATE BOND ETF1,591,9861,695,268+103,28273,48674,9823.75%+1,496
SPDR S&P Capital Markets ETF
ST STR SP CAPMKT
017,176+17,17601,4900.07%+1,490
MARRIOTT INTL INC(MAR)07,529+7,52901,4800.07%+1,480
ISHARES CORE TOTAL USD BOND MARKET ETF
CORE UNIVRSL USD
1,779,9691,884,856+104,88780,93582,3964.12%+1,461
FLEXTRONICS INTL LTD F(FLEX)0157,488+157,48804,2490.21%+4,249
ISHARES CONVERTIBLE BOND ETF
CONV BD ETF
237,020262,625+25,60518,09919,4890.98%+1,391
FIDELITY TOTAL BOND ETF1,746,9611,852,684+105,72379,34780,7034.04%+1,356
VERICEL CORP COM(VCEL)038,800+38,80001,3010.07%+1,301
INVESCO S&P 500 EQUAL WEIGHT INDUSTRIALS ETF
S&P500 EQL IND
033,225+33,22501,2720.06%+1,272
FIRST TRUST NASDAQ CYBERSECURITY ETF
NASDAQ CYB ETF
028,003+28,00301,2720.06%+1,272
AUTOMATIC DATA PROCESSING INC COM012,610+12,61003,0340.15%+3,034
CHARLES SCHWAB CORP(SCHW)025,082+25,08201,3770.07%+1,377
CATERPILLAR INC COM(CAT)64,93062,440-2,49015,97617,0460.85%+1,070
DIMENSIONAL NATIONAL MUNICIPAL BOND ETF
NATL MUN BD ETF
049,361+49,36102,2940.11%+2,294
INTEL CORP COM(INTC)066,011+66,01102,3470.12%+2,347
COLUMBIA MULTI-SECTOR MUNICIPAL INCOME ETF
MULTI SEC MUNI
0114,085+114,08502,2250.11%+2,225
ISHARES S&P 500 VALUE ETF176,979192,043+15,06428,52729,5441.48%+1,017
ALIBABA GROUP HLDG LTD SPONSORED ADS(BABA)58,34267,678+9,3364,8635,8700.29%+1,008
ISHARES AMT-FREE MUNI BOND ETF028,953+28,95302,9690.15%+2,969
VANGUARD TAX-EXEMPT BOND ETF077,696+77,69603,7370.19%+3,737
TESLA MOTORS INC(TSLA)30,99636,255+5,2598,1149,0720.45%+958
MARATHON PETE CORP(MPC)014,938+14,93802,2610.11%+2,261
ISHARES S&P 500 INDEX83,93289,212+5,28037,40938,3101.92%+901
SCHWAB STRATEGIC TR US LRG CAP ETF426,176458,872+32,69622,31923,2191.16%+900
ISHARES MSCI USA QUALITY FACTOR ETF
MSCI USA QLT FCT
411,964428,322+16,35855,56256,4492.83%+887
GLOBAL PAYMENTS INC(GPN)64,06062,007-2,0536,3117,1550.36%+844
ARLO TECHNOLOGIES INC COM(ARLO)074,188+74,18807640.04%+764
LIVENT CORP COM0233,415+233,41504,2970.22%+4,297
JPMORGAN USD EMERGING MARKETS SOVEREIGN BOND ETF
USD EMRNG MKT
119,992144,144+24,1524,6765,3700.27%+695
ISHARES FTSE NAREIT MORTGAGE PLUS CAPPED INDEX FD (ETF)
MORTGE REL ETF
057,221+57,22101,2780.06%+1,278
WISDOMTREE EMERGING MARKETS EQUITY INCOME ETF(WT)148,148167,665+19,5175,6706,2840.31%+614
HALLIBURTON CO COM(HAL)058,235+58,23502,3590.12%+2,359
DIREXION SHS ETF TR SMALL CAP BULL 3X SHS
DAILY SMALL CAP
020,000+20,00005750.03%+575
SPDR S&P 500 ETF(SPY)14,51616,381+1,8656,4357,0030.35%+568
VANGUARD FTSE EMERGING MARKETS ETF510,793544,257+33,46420,77921,3401.07%+561
CONOCOPHILLIPS COM(COP)033,889+33,88904,0600.20%+4,060
ZOETIS INC COM CL A(ZTS)021,378+21,37803,7190.19%+3,719
ENTERPRISE PRODS PARTNERS L P(EPD)019,620+19,62005370.03%+537
MATERIALS SELECT SECTOR SPDR
ST STR MATER ETF
09,565+9,56507510.04%+751
META PLATFORMS INC CL A(META)44,14143,748-39312,66713,1340.66%+466
HERCULES CAPITAL INC COM(HCXY)0155,686+155,68602,5560.13%+2,556
MAIN STR CAP CORP COM(MAIN)056,273+56,27302,2860.11%+2,286
FT CBOE VEST S&P 500 DIVIDEND ARISTOCRATS TARGET INCOME ETF
FT VEST S&P 500
109,468124,825+15,3575,7856,1610.31%+376
NVENT ELECTRIC PLC SHS(NVT)018,433+18,43309770.05%+977
ALPHABET INC CAP STK CL C(GOOG)024,498+24,49803,2300.16%+3,230
BERKSHIRE HATHAWAY INC DEL CL B NEW05,082+5,08201,7800.09%+1,780
VANECK FALLEN ANGEL HIGH YIELD BOND ETF
FALLEN ANGEL HG
09,755+9,75502640.01%+264
XTRACKERS MUNICIPAL INFRASTRUCTURE REVENUE BOND ETF027,193+27,19306460.03%+646
VANECK INTERMEDIATE MUNI ETF
INTRMDT MUNI ETF
019,973+19,97308810.04%+881
MARKET VECTORS ETF HIGH YIELD MUNI INDEX
HIGH YLD MUNIETF
017,872+17,87208770.04%+877
VANGUARD HIGH DIVIDEND YIELD03,670+3,67003790.02%+379
CALIFORNIA BANCORP INC COM044,750+44,75008990.05%+899
MARSH & MCLENNAN COS INC COM(MRSH)62,16862,630+46211,69311,9190.60%+226
VANECK LONG MUNI ETF
LONG MUNI ETF
051,552+51,55208610.04%+861
SURF AIR MOBILITY INC COM0133,207+133,20702170.01%+217
TRIMBLE NAV LTD(TRMB)060,683+60,68303,2680.16%+3,268
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF
ST STR PO EX ETF
07,899+7,89902450.01%+245
DANAHER CORP(DHR)011,639+11,63902,8880.14%+2,888
COMMUNICATION SERVICES SELECT SECTOR SPDR FUND
ST STR SVC ETF
61,90564,549+2,6444,0294,2320.21%+204
SUNOCO LP/SUNOCO FIN CORP COM UT REP LP(SUN)013,000+13,00006360.03%+636
ISHARES CORE MSCI INTERNATIONAL DEVELOPED MARKETS ETF
CORE MSCI INTL
06,991+6,99104070.02%+407
ROYAL DUTCH SHELL PLC-ADR(SHEL)050,060+50,06003,2230.16%+3,223
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