Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q2 2023 ▲▼ | Q3 2023 ▲▼ | Change ▲▼ | Q2 2023 ▲▼ | Q3 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| NUVEEN DOW 30 DYNMC OVERWRT | 0 | 386,293 | +386,293 | 0 | 5,292 | 0.40% | +5,292 |
| HANCOCK JOHN INVT TR II(JHI) | 209,100 | 518,501 | +309,401 | 2,643 | 6,300 | 0.47% | +3,657 |
| BLACKROCK HEALTH SCIENCES TR(BME) | 0 | 88,092 | +88,092 | 0 | 3,449 | 0.26% | +3,449 |
| GABELLI DIVID & INCOME TR COM | 564,755 | 780,183 | +215,428 | 11,933 | 15,167 | 1.14% | +3,233 |
| EATON VANCE TAX MNGED BUY WR | 0 | 266,223 | +266,223 | 0 | 3,357 | 0.25% | +3,357 |
| NUVEEN FLOATING RATE INCOME(JFR) | 0 | 312,970 | +312,970 | 0 | 2,569 | 0.19% | +2,569 |
| SELECT SECTOR SPDR TR ST STR INDL ETF | 0 | 23,082 | +23,082 | 0 | 2,340 | 0.18% | +2,340 |
| ISHARES TR BROAD USD HIGH | 0 | 63,000 | +63,000 | 0 | 2,187 | 0.16% | +2,187 |
| EATON VANCE TAX-MANAGED GLOB(ETW) | 0 | 262,650 | +262,650 | 0 | 2,007 | 0.15% | +2,007 |
| ROYCE VALUE TR INC(RVT) | 0 | 217,402 | +217,402 | 0 | 2,798 | 0.21% | +2,798 |
| MILLER HOWARD HIGH INC EQTY | 658,402 | 818,292 | +159,890 | 6,670 | 8,117 | 0.61% | +1,448 |
| NEUBERGER BERMAN MUN FD INC(NBH) | 0 | 426,212 | +426,212 | 0 | 3,925 | 0.29% | +3,925 |
| EATON VANCE MUN INCOME 2028 | 0 | 105,116 | +105,116 | 0 | 1,783 | 0.13% | +1,783 |
| EATON VANCE TAX-ADVANTAGED G | 0 | 155,600 | +155,600 | 0 | 3,322 | 0.25% | +3,322 |
| EATON VANCE TAX-MANAGED GLOB COM | 0 | 291,711 | +291,711 | 0 | 2,150 | 0.16% | +2,150 |
| TCW STRATEGIC INCOME FD INC | 1,936,369 | 2,122,669 | +186,300 | 8,965 | 9,722 | 0.73% | +756 |
| NEW AMER HIGH INCOME FD INC | 0 | 112,631 | +112,631 | 0 | 730 | 0.05% | +730 |
| NUVEEN NASDAQ 100 DYNAMIC OV(QQQX) | 0 | 24,430 | +24,430 | 0 | 549 | 0.04% | +549 |
| BLACKROCK MUN TARGET TERM TR(BTT) | 0 | 71,975 | +71,975 | 0 | 1,397 | 0.10% | +1,397 |
| VOYA EMERGING MKTS HIGH DIVI(IHD) | 1,026,307 | 1,179,612 | +153,305 | 5,357 | 5,815 | 0.44% | +458 |
| CHINA FD INC | 262,904 | 315,128 | +52,224 | 2,910 | 3,331 | 0.25% | +421 |
| NEUBERGER BERMAN NEXT GENERA(NBXG) | 892,601 | 971,523 | +78,922 | 9,738 | 10,123 | 0.76% | +385 |
| BNY MELLON HIGH YIELD STRATE | 0 | 630,310 | +630,310 | 0 | 1,349 | 0.10% | +1,349 |
| FLAHERTY & CRUMRINE PFD SECS | 0 | 24,700 | +24,700 | 0 | 320 | 0.02% | +320 |
| INVESCO EXCH TRADED FD TR II SR LN ETF | 0 | 134,900 | +134,900 | 0 | 2,832 | 0.21% | +2,832 |
| WESTERN ASSET MANAGED MUNS F | 1,190,412 | 1,359,412 | +169,000 | 11,821 | 12,140 | 0.91% | +319 |
| JOHN HANCOCK HEDGED EQUITY &(HEQ) | 0 | 31,936 | +31,936 | 0 | 306 | 0.02% | +306 |
| TEMPLETON DRAGON FD INC | 0 | 115,477 | +115,477 | 0 | 986 | 0.07% | +986 |
| LMP CAP & INCOME FD INC COM | 0 | 137,305 | +137,305 | 0 | 1,716 | 0.13% | +1,716 |
| MORGAN STANLEY INDIA INVT FD(IIF) | 0 | 128,497 | +128,497 | 0 | 2,872 | 0.22% | +2,872 |
| VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF | 75,000 | 84,500 | +9,500 | 3,449 | 3,699 | 0.28% | +250 |
| THORNBURG INCM BUILDER OPP T | 229,505 | 256,012 | +26,507 | 3,495 | 3,738 | 0.28% | +242 |
| BLACKROCK ENHANCED GOVT FD I | 862,683 | 858,383 | -4,300 | 8,239 | 8,460 | 0.63% | +221 |
| SRH TOTAL RETURN FUND INC(STEW) | 0 | 153,303 | +153,303 | 0 | 1,990 | 0.15% | +1,990 |
| MFS MULTIMARKET INCOME TR | 0 | 84,890 | +84,890 | 0 | 362 | 0.03% | +362 |
| TORTOISE ENERGY INDEPENDENC | 0 | 69,984 | +69,984 | 0 | 2,216 | 0.17% | +2,216 |
| EATON VANCE ENHANCED EQUITY(EOS) | 0 | 53,884 | +53,884 | 0 | 926 | 0.07% | +926 |
| VIRTUS GLOBAL MULTI-SECTOR I | 483,224 | 508,624 | +25,400 | 3,610 | 3,733 | 0.28% | +124 |
| NUVEEN MUN VALUE FD INC(NUV) | 3,007,469 | 3,181,653 | +174,184 | 26,165 | 26,280 | 1.97% | +115 |
| WESTERN ASSET INVESTMENT GRA | 705,686 | 738,886 | +33,200 | 8,207 | 8,312 | 0.62% | +105 |
| BLACKSTONE SENI FLTN RAT 202(BSL) | 0 | 165,200 | +165,200 | 0 | 2,189 | 0.16% | +2,189 |
| FIRST TR SR FLTG RATE INCOME(FCT) | 631,315 | 631,315 | 0 | 6,250 | 6,313 | 0.47% | +63 |
| BLACKROCK ENERGY & RES TR | 0 | 39,049 | +39,049 | 0 | 512 | 0.04% | +512 |
| MEXICO FD INC | 189,001 | 194,746 | +5,745 | 3,171 | 3,207 | 0.24% | +36 |
| PIONEER FLOATING RATE FUND I | 0 | 85,836 | +85,836 | 0 | 773 | 0.06% | +773 |
| ABRDN AUSTRALIA EQUITY FD IN | 1,358,149 | 1,486,852 | +128,703 | 5,854 | 5,873 | 0.44% | +19 |
| EATON VANCE FLTING RATE INC(EFT) | 269,900 | 257,352 | -12,548 | 3,152 | 3,168 | 0.24% | +16 |
| WESTERN ASSET HIGH YIELD DEF | 0 | 135,571 | +135,571 | 0 | 1,558 | 0.12% | +1,558 |
| FIRST TR MTG INCOME FD | 318,126 | 317,926 | -200 | 3,547 | 3,550 | 0.27% | +2 |
| VOYA GLBL ADV & PREM OPP FD(IGA) | 0 | 102,238 | +102,238 | 0 | 849 | 0.06% | +849 |
| MFS INVT GRADE MUN TR SH BEN INT | 0 | 131,735 | +131,735 | 0 | 931 | 0.07% | +931 |
| CREDIT SUISSE HIGH YIELD BD(DHY) | 3,846,144 | 3,846,144 | 0 | 7,269 | 7,231 | 0.54% | -38 |
| GAMCO NAT RES GOLD & INCOME | 0 | 491,843 | +491,843 | 0 | 2,430 | 0.18% | +2,430 |
| ALLSPRING UTILITIES AND HIGH | 364,106 | 417,068 | +52,962 | 3,685 | 3,645 | 0.27% | -40 |
| ISHARES TR | 0 | 7,000 | +7,000 | 0 | 714 | 0.05% | +714 |
| GUGGENHEIM ACTIVE ALLOC FD | 0 | 55,017 | +55,017 | 0 | 743 | 0.06% | +743 |
| DTF TAX-FREE INCOME 2028 TER | 561,546 | 561,546 | 0 | 6,048 | 5,992 | 0.45% | -56 |
| NUVEEN CALIF SELECT TAX FREE | 0 | 11,826 | +11,826 | 0 | 144 | 0.01% | +144 |
| NUVEEN MORTGAGE AND INCOME F | 291,224 | 291,224 | 0 | 4,695 | 4,625 | 0.35% | -70 |
| NUVEEN REAL ESTATE INCOME FD(JRS) | 0 | 100,727 | +100,727 | 0 | 675 | 0.05% | +675 |
| FRANKLIN LTD DURATION INCOME(FTF) | 828,367 | 828,367 | 0 | 5,119 | 5,045 | 0.38% | -75 |
| FIRST TR HIGH YIELD OPPRT 20 | 197,900 | 197,900 | 0 | 2,715 | 2,636 | 0.20% | -79 |
| RIVERNORTH DOUBLELINE STRATE | 0 | 138,850 | +138,850 | 0 | 1,098 | 0.08% | +1,098 |
| NUVEEN AMT-FREE MUN VALUE FD | 1,456,173 | 1,484,197 | +28,024 | 19,993 | 19,888 | 1.49% | -105 |
| NUVEEN N Y SELECT TAX FREE I | 348,794 | 348,794 | 0 | 4,144 | 4,025 | 0.30% | -119 |
| HANCOCK JOHN INVT TR | 0 | 351,658 | +351,658 | 0 | 1,547 | 0.12% | +1,547 |
| EATON VANCE CALIF MUN BD FD | 0 | 197,854 | +197,854 | 0 | 1,607 | 0.12% | +1,607 |
| BLACKROCK CAP ALLOCATION TER(BCAT) | 214,200 | 214,200 | 0 | 3,267 | 3,104 | 0.23% | -163 |
| NUVEEN SELECT MAT MUN FD | 1,049,305 | 1,095,147 | +45,842 | 9,444 | 9,276 | 0.70% | -168 |
| PUTNAM MASTER INTER INCOME T | 1,215,005 | 1,215,005 | 0 | 3,839 | 3,669 | 0.28% | -170 |
| TEKLA HEALTHCARE OPPORTUNITI | 363,814 | 398,270 | +34,456 | 6,938 | 6,763 | 0.51% | -175 |
| EATON VANCE NEW YORK MUN BD | 0 | 162,052 | +162,052 | 0 | 1,343 | 0.10% | +1,343 |
| WESTERN ASSET HIGH INCOME OP(HIO) | 1,371,275 | 1,371,275 | 0 | 5,183 | 4,991 | 0.37% | -192 |
| SWISS HELVETIA FD INC(SWZ) | 337,646 | 336,446 | -1,200 | 2,775 | 2,570 | 0.19% | -205 |
| WESTERN ASSET MUN HIGH INCOM | 1,097,651 | 1,146,808 | +49,157 | 7,190 | 6,984 | 0.52% | -206 |
| NUVEEN MULTI-MKT INCOME FD | 1,147,489 | 1,147,489 | 0 | 6,655 | 6,437 | 0.48% | -218 |
| NUVEEN CALIFORNIA MUNI VLU F(NCA) | 649,425 | 649,425 | 0 | 5,553 | 5,332 | 0.40% | -221 |
| BLACKROCK CR ALLOCATION INCO | 491,366 | 491,366 | 0 | 4,987 | 4,756 | 0.36% | -231 |
| BNY MELLON MUN INCOME INC | 0 | 375,598 | +375,598 | 0 | 2,130 | 0.16% | +2,130 |
| INVESCO BD FD | 630,819 | 630,819 | 0 | 9,387 | 9,128 | 0.68% | -259 |
| PUTNAM PREMIER INCOME TR(PPT) | 1,725,694 | 1,728,494 | +2,800 | 6,074 | 5,790 | 0.43% | -284 |
| NUVEEN N Y MUN VALUE FD(NNY) | 707,827 | 710,955 | +3,128 | 5,981 | 5,695 | 0.43% | -286 |
| WESTERN ASSET INVT GRADE DEF | 1,298,426 | 1,319,726 | +21,300 | 21,190 | 20,891 | 1.57% | -299 |
| ALLIANCEBERNSTEIN NATL MUN I(AFB) | 0 | 236,109 | +236,109 | 0 | 2,205 | 0.17% | +2,205 |
| PIONEER MUN HIGH INCOME OPPO | 272,247 | 272,247 | 0 | 2,929 | 2,600 | 0.20% | -329 |
| FEDERATED HERMES PREM MUNI I | 317,397 | 317,397 | 0 | 3,374 | 3,041 | 0.23% | -333 |
| ADAM NAT RES FD INC | 185,056 | 151,587 | -33,469 | 3,853 | 3,505 | 0.26% | -348 |
| CENTRAL SECS CORP(CET) | 329,911 | 329,911 | 0 | 12,045 | 11,695 | 0.88% | -350 |
| VOYA GLBL EQTY DIV & PREM OP COM | 0 | 119,546 | +119,546 | 0 | 586 | 0.04% | +586 |
| EATON VANCE MUNI INCOME TRUS | 341,897 | 341,897 | 0 | 3,402 | 3,046 | 0.23% | -356 |
| WESTERN ASSET DIVERSIFIED IN | 1,557,845 | 1,557,845 | 0 | 20,984 | 20,626 | 1.55% | -358 |
| BLACKROCK SCIENCE & TECHNOLO(BSTZ) | 589,234 | 624,056 | +34,822 | 10,671 | 10,297 | 0.77% | -374 |
| MORGAN STANLEY CHINA A SH FD | 1,358,937 | 1,354,937 | -4,000 | 17,272 | 16,883 | 1.27% | -390 |
| HANCOCK JOHN INCOME SECS TR | 914,958 | 921,558 | +6,600 | 9,854 | 9,455 | 0.71% | -399 |
| NUVEEN MUNICIPAL CREDIT INC(NZF) | 0 | 0 | 0 | 0 | 0 | — | 0 |
| SPROTT FOCUS TR INC | 444,980 | 409,935 | -35,045 | 3,538 | 3,087 | 0.23% | -451 |
| EATON VANCE NATL MUN OPPORT(EOT) | 468,519 | 471,098 | +2,579 | 8,133 | 7,641 | 0.57% | -492 |
| BLACKROCK MUNIVEST FD INC | 745,588 | 745,588 | 0 | 5,018 | 4,518 | 0.34% | -500 |
| DWS STRATEGIC MUN INCOME TR | 524,375 | 524,375 | 0 | 4,449 | 3,949 | 0.30% | -501 |
| TEKLA LIFE SCIENCES INVS(HQL) | 479,415 | 479,415 | 0 | 6,491 | 5,978 | 0.45% | -513 |