Fund HoldingsK2 PRINCIPAL FUND, L.P.

Total Portfolio Value
$785.21M
Total Bought
$422.43M
Total Sold
$169.90M
Net Transaction
+$252.53M
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
SPDR SP 500 ETF TR(SPY)(Put)50,000200,000+150,00021,37495,062+73,688
SPDR SP 500 ETF TR(SPY)(Call)0150,000+150,000071,297+71,297
FRANCO NEV CORP(FNV)(Call)0105,000+105,000011,635+11,635
VANGUARD INDEX FDS(Call)025,000+25,000010,920+10,920
MR COOPER GROUP INC141,363279,510+138,1477,57118,2022.32%+10,630
FREEPORT-MCMORAN INC(FCX)(Call)0245,000+245,000010,430+10,430
ISHARES GOLD TR(IAU)(Put)0250,000+250,00009,758+9,758
SELECT SECTOR SPDR TR(Call)
ST STR UTIL ETF
0150,000+150,00009,500+9,500
INTEL CORP(INTC)(Call)125,000260,000+135,0004,44413,065+8,621
PELOTON INTERACTIVE INC(PTON)00008,5391.09%+8,539
ISHARES TR(Put)038,000+38,00007,627+7,627
LENNAR CORP(LEN)(Call)050,500+50,50007,527+7,527
ARS PHARMACEUTICALS INC2,552,0623,054,333+502,2719,64716,7382.13%+7,091
ARCELORMITTAL SA LUXEMBOURG(MT)(Call)0245,000+245,00006,956+6,956
UNITED STS OIL FD LP(USO)(Call)0100,000+100,00006,665+6,665
ISHARES TR(Call)065,000+65,00006,427+6,427
SPDR SER TR(Call)
ST STR SP METAL
0103,700+103,70006,204+6,204
MICROSTRATEGY INC(MSTR)0005,38811,5691.47%+6,181
TOLL BROTHERS INC(TOL)(Call)054,500+54,50005,602+5,602
SERITAGE GROWTH PPTYS(Call)0855,800+855,80008,002+8,002
ISHARES GOLD TR(IAU)(Call)212,500325,000+112,5007,43512,685+5,249
D R HORTON INC(DHI)(Call)034,500+34,50005,243+5,243
ALTERYX INC0001,7816,8150.87%+5,034
EVERBRIDGE INC00005,3640.68%+5,364
MARATHON DIGITAL HOLDINGS IN(MARA)00010,96915,5131.98%+4,543
WAYFAIR INC(W)00004,4120.56%+4,412
ISHARES SILVER TR(SLV)(Put)0200,000+200,00004,356+4,356
MICROSTRATEGY INC(MSTR)(Put)06,600+6,60004,169+4,169
WAYFAIR INC(W)(Call)061,500+61,50003,795+3,795
ISHARES TR037,548+37,54803,7130.47%+3,713
ROYAL GOLD INC(RGLD)(Call)030,000+30,00003,629+3,629
INVESTCORP EUROPE ACQUISITIO0328,498+328,49803,6200.46%+3,620
KINROSS GOLD CORP(KGC)(Call)200,000725,000+525,0009124,386+3,474
PNM RES INC(TXNM)080,000+80,00003,3280.42%+3,328
STEEL DYNAMICS INC(STLD)(Call)028,000+28,00003,307+3,307
TC ENERGY CORP(TRP)080,000+80,00003,1270.40%+3,127
ROYAL GOLD INC(RGLD)025,593+25,59303,0960.39%+3,096
WAYFAIR INC(W)00007,9281.01%+7,928
PIONEER NAT RES CO013,323+13,32302,9960.38%+2,996
GLOBAL STAR ACQUISITION INC0272,299+272,29902,8780.37%+2,878
NUVASIVE INC(GMED)00005,5970.71%+5,597
BLACKLINE INC(BL)0002,5735,3420.68%+2,770
DMY SQUARED TECHNOLOGY GROUP0260,156+260,15602,7580.35%+2,758
DIRECT SELLING ACQUISITIN CO0250,000+250,00002,7230.35%+2,723
BURTECH ACQUISITION CORP0252,937+252,93702,7090.34%+2,709
GORES HOLDINGS IX INC0249,955+249,95502,6250.33%+2,625
HESS CORP018,149+18,14902,6160.33%+2,616
TRISTAR ACQUISITION I CORP0241,133+241,13302,5990.33%+2,599
ISHARES SILVER TR(SLV)0116,250+116,25002,5320.32%+2,532
ZSCALER INC(ZS)0009,62412,1461.55%+2,522
D R HORTON INC(DHI)016,100+16,10002,4470.31%+2,447
BLACKBERRY LTD(BB)(Put)0650,000+650,00002,301+2,301
INVESTCORP INDIA ACQUISTN CO0200,027+200,02702,1980.28%+2,198
SPLUNK INC0007,0049,1341.16%+2,130
SPLUNK INC00002,0960.27%+2,096
RIGEL RESOURCE ACQ CORP0189,426+189,42602,0760.26%+2,076
WAYFAIR INC(W)(Put)033,000+33,00002,036+2,036
BROOKFIELD BUSINESS PARTNERS098,800+98,80002,0330.26%+2,033
NUTANIX INC(NTNX)00012,57514,5681.86%+1,994
COLOMBIER ACQUISITION CORP I0197,300+197,30001,9890.25%+1,989
ROYAL CARIBBEAN GROUP
COM
015,000+15,00001,9420.25%+1,942
ZALATORIS II ACQUISITION COR0178,324+178,32401,9060.24%+1,906
ISHARES GOLD TR(IAU)043,200+43,20001,6860.21%+1,686
CAESARS ENTERTAINMENT INC NE(CZR)035,000+35,00001,6410.21%+1,641
LITHIUM AMERICAS ARGENTINA C(LAR)00001,6110.21%+1,611
CHENGHE ACQUISITION I CO0144,646+144,64601,5940.20%+1,594
ALPHAVEST ACQUISITION CORP0148,396+148,39601,5890.20%+1,589
FRANCO NEV CORP(FNV)(Put)5,00020,000+15,0006672,216+1,549
AGRICULTURE NAT SOL ACQ CO
UNIT 99/99/9999
0151,115+151,11501,5340.20%+1,534
PALANTIR TECHNOLOGIES INC(PLTR)(Call)082,000+82,00001,408+1,408
CNH INDL N V
SHS
0114,141+114,14101,3900.18%+1,390
CONSTELLATION ACQUISITN CORP0116,226+116,22601,2840.16%+1,284
INSPIRE MED SYS INC(INSP)(Put)06,200+6,20001,261+1,261
ISRAEL ACQUISITIONS CORP(ISLUF)0117,233+117,23301,2590.16%+1,259
CAPRI HOLDINGS LIMITED
SHS
024,979+24,97901,2550.16%+1,255
CONCORD ACQUISITION CORP III0118,294+118,29401,2490.16%+1,249
FORTUNA SILVER MINES INC(Call)0351,000+351,00001,355+1,355
SPARK I ACQUISITION CORP0117,860+117,86001,1950.15%+1,195
ARES ACQUISITION CORP II0112,725+112,72501,1770.15%+1,177
BLOCKCHAIN COINVSTRS ACQ CRP0103,911+103,91101,1310.14%+1,131
KERNEL GROUP HOLDINGS INC0104,327+104,32701,1200.14%+1,120
GLOBALINK INVT INC0102,462+102,46201,1110.14%+1,111
CATCHA INVESTMENT CORP099,363+99,36301,1060.14%+1,106
EMBRACE CHANGE ACQUISITN COR37,633135,000+97,3674051,4780.19%+1,073
PEARL HOLDINGS ACQUISITN COR0100,000+100,00001,0710.14%+1,071
LENDINGCLUB CORP(HAPN)0116,396+116,39601,0170.13%+1,017
INTEL CORP(INTC)(Put)020,000+20,00001,005+1,005
ISHARES TR(Call)05,000+5,00001,004+1,004
SPIRIT AIRLS INC(Put)057,800+57,8000947+947
TOLL BROTHERS INC(TOL)13,00018,500+5,5009611,9020.24%+940
OPEN TEXT CORP(OTEX)022,300+22,30009370.12%+937
PLUTONIAN ACQUISITION CORP087,615+87,61509320.12%+932
ARS PHARMACEUTICALS INC(Call)0643,100+643,10003,524+3,524
MOUNTAIN CO I ACQUISITN CO17,77798,848+81,0711981,1170.14%+919
FOCUS IMPACT BH3 ACQUISITION082,343+82,34308610.11%+861
ATLANTICA SUSTAINABLE INFRA000018,5092.36%+18,509
FRANCO NEV CORP(FNV)07,600+7,60008420.11%+842
NEVRO CORP(Put)037,400+37,4000805+805
EVEREST CONSOLIDATOR ACQ COR0118,991+118,99101,3020.17%+1,302
BLACKBERRY LTD(BB)(Call)0200,000+200,0000708+708
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