Fund HoldingsNantahala Capital Management, LLC

Total Portfolio Value
$1.75B
Total Bought
$310.36M
Total Sold
$360.10M
Net Transaction
-$49.74M
Filing Period:
Securities
SharesValue ($K)
Q4 2023
Q1 2024
Change
Q4 2023
Q1 2024
Weight (%)
Change
ELI LILLY & CO(LLY)(Put)0100,000+100,000077,796+77,796
GRAND CANYON ED INC(LOPE)(Put)0400,000+400,000054,484+54,484
ESTABLISHMENT LABS HLDGS INC(ESTA)01,964,562+1,964,562099,9965.71%+99,996
ISHARES TR(Put)1,250,0001,350,000+100,000250,888283,905+33,018
ISHARES TR(Put)0300,000+300,000026,970+26,970
ESTABLISHMENT LABS HLDGS INC(ESTA)(Call)0550,000+550,000027,995+27,995
EVOLUS INC2,910,8492,910,849030,65140,7522.33%+10,101
DXP ENTERPRISES INC(DXPE)201,829269,806+67,9776,80214,4970.83%+7,695
PELOTON INTERACTIVE INC(PTON)3,262,9396,312,939+3,050,00019,87127,0511.55%+7,180
KEROS THERAPEUTICS INC310,141293,997-16,14412,33119,4631.11%+7,131
EAGLE PHARMACEUTICALS INC01,258,762+1,258,76206,5960.38%+6,596
REZOLUTE INC1,537,7073,022,947+1,485,2401,5267,7090.44%+6,182
UNICYCIVE THERAPEUTICS INC3,438,1813,335,586-102,5952,9838,6440.49%+5,661
ABEONA THERAPEUTICS INC2,250,2522,310,640+60,38811,27416,7520.96%+5,478
TOURMALINE BIO INC410,907700,907+290,00010,75816,0510.92%+5,293
COSTCO WHSL CORP NEW(COST)(Put)70,00070,000046,20651,284+5,079
ZYNEX INC120,000490,000+370,0001,3076,0610.35%+4,755
HILTON GRAND VACATIONS INC(HGV)671,171668,871-2,30026,96831,5771.80%+4,610
CONNS INC359,3711,769,997+1,410,6261,5965,9290.34%+4,334
SILENCE THERAPEUTICS PLC0200,000+200,00004,3200.25%+4,320
MINERALYS THERAPEUTICS INC(MLYS)0332,506+332,50604,2930.25%+4,293
NEWAMSTERDAM PHARMA COMPANY
ORDINARY SHARES
0175,000+175,00004,1390.24%+4,139
SAVARA INC(SVRA)987,9031,737,410+749,5074,6438,6520.49%+4,009
SPDR SER TR
ST STR SP BIOT
042,069+42,06903,9920.23%+3,992
DYNE THERAPEUTICS INC(DYN)642,789435,256-207,5338,54912,3570.71%+3,808
CELLECTAR BIOSCIENCES INC1,350,5781,873,325+522,7473,7417,4560.43%+3,715
ABIVAX SA(ABVX)1,010,0341,010,034010,80714,4430.83%+3,636
SYNDAX PHARMACEUTICALS INC(SNDX)365,259465,259+100,0007,89311,0730.63%+3,180
MILESTONE PHARMACEUTICALS IN01,750,000+1,750,00003,1330.18%+3,133
PELOTON INTERACTIVE INC(PTON)(Call)1,180,0002,400,000+1,220,0007,18610,284+3,098
THE ONE GROUP HOSPITALITY IN0547,710+547,71003,0510.17%+3,051
ACHIEVE LIFE SCIENCES INC0654,000+654,00002,9720.17%+2,972
EHEALTH INC991,8211,911,821+920,0008,64911,5280.66%+2,880
NEKTAR THERAPEUTICS(NKTR)02,475,954+2,475,95402,3130.13%+2,313
NEUROGENE INC72,27972,27901,4013,6790.21%+2,278
AMNEAL PHARMACEUTICALS INC(AMRX)2,334,3972,619,943+285,54614,17015,8770.91%+1,707
AILERON THERAPEUTICS INC0255,000+255,00001,6910.10%+1,691
ELUTIA INC1,650,0001,650,00003,5645,1980.30%+1,634
CODEXIS INC4,592,9034,461,878-131,02514,00815,5720.89%+1,564
COGENT BIOSCIENCES INC(COGT)0790,936+790,93605,3150.30%+5,315
ALTA EQUIPMENT GROUP INC0402,509+402,50905,2120.30%+5,212
APREA THERAPEUTICS INC0205,760+205,76001,3770.08%+1,377
KIORA PHARMACEUTICALS INC01,900,000+1,900,00001,3410.08%+1,341
RESERVOIR MEDIA INC1,550,7971,550,797011,05712,2980.70%+1,241
MATTERPORT INC0548,376+548,37601,2390.07%+1,239
ABEONA THERAPEUTICS INC(Call)520,000520,00002,6053,770+1,165
CHILDRENS PL INC NEW0100,000+100,00001,1540.07%+1,154
TALPHERA INC1,237,5191,992,519+755,0009102,0520.12%+1,143
NN INC1,407,2221,406,446-7765,6296,6670.38%+1,038
MEDIAALPHA INC180,868149,371-31,4972,0173,0430.17%+1,026
ENOVA INTL INC(ENVA)(Call)109,000109,00006,0346,848+814
FOSSIL GROUP INC01,306,338+1,306,33801,3320.08%+1,332
ASSERTIO HOLDINGS INC09,270,836+9,270,83608,8940.51%+8,894
AEROVATE THERAPEUTICS INC91,18891,18802,0642,6960.15%+633
ENOVA INTL INC(ENVA)71,86571,86503,9784,5150.26%+537
PERFECT CORP0200,000+200,00004960.03%+496
EVOKE PHARMA INC0675,000+675,00004120.02%+412
INSTIL BIO INC127,292127,29209701,3750.08%+405
GAIA INC NEW915,029915,02902,4712,8180.16%+348
PLAYAGS INC566,588566,58804,7765,0880.29%+312
EDGEWISE THERAPEUTICS INC(EWTX)013,371+13,37102440.01%+244
ANEBULO PHARMACEUTICALS INC0511,073+511,07301,4670.08%+1,467
AYTU BIOPHARMA INC1,086,8121,086,81203,0873,3040.19%+217
GOSSAMER BIO INC0672,856+672,85607940.05%+794
XTANT MED HLDGS INC4,000,0004,000,00004,5204,6800.27%+160
PAR TECHNOLOGY CORP0004,6044,7200.27%+116
THERATECHNOLOGIES INC2,682,2282,682,22804,3454,4520.25%+107
RENALYTIX PLC0117,644+117,64401010.01%+101
GUARDFORCE AI CO LTD154,205154,205026500.00%+24
CUTERA INC0008768880.05%+12
B. RILEY FINANCIAL INC062,520+62,52001,3240.08%+1,324
SPAR GROUP INC879,189879,18908888970.05%+9
DARIOHEALTH CORP02,632,559+2,632,55904,0280.23%+4,028
ARHAUS INC(ARHS)01+1000.00%0
KINTARA THERAPEUTICS INC22,02112,763-9,258410.00%-2
TC BIOPHARM HOLDINGS PLC235,294235,2940850.00%-3
SCULLY ROYALTY LTD0239,197+239,19701,4710.08%+1,471
LADDER CAP CORP(LADR)25,63125,63102952850.02%-10
CUE BIOPHARMA INC26,69226,692070500.00%-20
BM TECHNOLOGIES INC76,03476,03401561250.01%-30
CHECK CAP LTD
SHS
33,4000-33,400690-69
TRANSACT TECHNOLOGIES INC28,12723,930-4,1971961250.01%-71
EXAGEN INC97,12474,306-22,8181931180.01%-75
LUCID DIAGNOSTICS INC149,698149,69802111320.01%-79
UNIQURE NV(QURE)(Call)200,000243,000+43,0001,3541,264-90
VANDA PHARMACEUTICALS INC1,013,2511,013,25104,2764,1640.24%-111
IMMATICS N.V0558,977+558,97701,5090.09%+1,509
RAFAEL HLDGS INC72,6780-72,6781330-133
APTOSE BIOSCIENCES INC120,13288,540-31,5923051470.01%-158
PAYONEER GLOBAL INC(PAYO)01,821,426+1,821,42608,8520.51%+8,852
READING INTL INC3,402,2033,385,253-16,9506,4986,2290.36%-269
GAMIDA CELL LTD0800,000+800,0000290.00%+29
SENSUS HEALTHCARE INC000000
SOCIETAL CDMO INC000000
OPTINOSE INC3,146,9212,474,296-672,6254,0603,6120.21%-447
KEROS THERAPEUTICS INC(Call)11,4000-11,4004530-453
NEUROONE MED TECHNOLOGIES CO
COM NEW
1,214,0941,198,912-15,1821,9181,4390.08%-480
PERELLA WEINBERG PARTNERS(PWP)099,778+99,77801,4100.08%+1,410
STRATA SKIN SCIENCES INC03,089,821+3,089,82101,1680.07%+1,168
IMAX CORP02,203,177+2,203,177035,6252.04%+35,625
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