Fund HoldingsNantahala Capital Management, LLC

Total Portfolio Value
$1.17B
Total Bought
$413.77M
Total Sold
$168.60M
Net Transaction
+$245.17M
Filing Period:
Securities
SharesValue ($K)
Q2 2023
Q3 2023
Change
Q2 2023
Q3 2023
Weight (%)
Change
SPDR SER TR(Put)
ST STR SP BIOT
0950,000+950,000069,369+69,369
ISHARES TR(Put)700,0001,100,000+400,000131,089194,414+63,325
ESTABLISHMENT LABS HLDGS INC(ESTA)(Call)0579,000+579,000028,412+28,412
SPDR SER TR(Put)
ST STR SP REGBNK
0600,000+600,000025,062+25,062
ASSERTIO HOLDINGS INC04,670,000+4,670,000011,9551.02%+11,955
ZEVRA THERAPEUTICS INC02,308,216+2,308,216011,1260.95%+11,126
AMERICAS CAR-MART INC106,178230,953+124,77510,59421,0141.80%+10,420
HILTON GRAND VACATIONS INC(HGV)(Call)0250,000+250,000010,175+10,175
NEUROPACE INC424,8501,219,915+795,0651,90811,8701.01%+9,962
SOLENO THERAPEUTICS INC649,841392,404-257,4372,78811,5800.99%+8,792
RESERVOIR MEDIA INC0986,328+986,32806,0170.51%+6,017
AN2 THERAPEUTICS INC0356,789+356,78905,7370.49%+5,737
RH(RH)020,853+20,85305,5130.47%+5,513
NOODLES & CO1,000,0003,495,827+2,495,8273,3808,6000.73%+5,220
GOSSAMER BIO INC06,089,471+6,089,47105,0710.43%+5,071
COGENT BIOSCIENCES INC(COGT)64,132575,000+510,8687595,6060.48%+4,847
DIANTHUS THERAPEUTICS INC(DNTH)0336,862+336,86204,6050.39%+4,605
GAMIDA CELL LTD04,325,000+4,325,00004,4550.38%+4,455
XTANT MED HLDGS INC04,000,000+4,000,00004,4000.38%+4,400
PELOTON INTERACTIVE INC(PTON)1,762,3113,554,606+1,792,29513,55217,9511.53%+4,399
VANDA PHARMACEUTICALS INC01,000,000+1,000,00004,3200.37%+4,320
ABEONA THERAPEUTICS INC1,401,8802,297,794+895,9145,6509,6740.83%+4,024
SAVARA INC(SVRA)01,039,364+1,039,36403,9290.34%+3,929
AMYLYX PHARMACEUTICALS INC(AMLX)164,500407,205+242,7053,5487,4560.64%+3,908
TALARIS THERAPEUTICS INC1,450,0342,953,129+1,503,0954,4088,2980.71%+3,890
EVOLUS INC0421,220+421,22003,8500.33%+3,850
BIOVENTUS INC(BVS)5,617,6266,018,532+400,90616,23519,8611.70%+3,626
ALTISOURCE PORTFOLIO SOLNS S0904,462+904,46203,6090.31%+3,609
INMODE LTD(INMD)(Put)0100,000+100,00003,046+3,046
ARS PHARMACEUTICALS INC180,0971,099,075+918,9781,2074,1550.35%+2,948
SYNDAX PHARMACEUTICALS INC(SNDX)(Call)0200,000+200,00002,904+2,904
AMNEAL PHARMACEUTICALS INC(AMRX)2,149,3052,212,757+63,4526,6639,3380.80%+2,675
TARSUS PHARMACEUTICALS INC(TARS)0135,500+135,50002,4080.21%+2,408
ELUTIA INC01,650,000+1,650,00002,3600.20%+2,360
UNICYCIVE THERAPEUTICS INC647,4163,470,541+2,823,1258292,9850.25%+2,156
PAYONEER GLOBAL INC(PAYO)1,612,8621,612,86207,7589,8710.84%+2,113
NN INC526,0061,353,143+827,1371,2572,5170.21%+1,260
TG THERAPEUTICS INC(TGTX)0150,000+150,00001,2540.11%+1,254
SELECTA BIOSCIENCES INC1,000,0002,200,000+1,200,0001,1202,3320.20%+1,212
AYTU BIOPHARMA INC1,086,8121,086,81201,7392,9340.25%+1,195
NEOLEUKIN THERAPEUTICS INC0299,999+299,99901,1850.10%+1,185
NEUROONE MED TECHNOLOGIES CO
COM NEW
01,250,000+1,250,00001,1130.10%+1,113
INSPIREMD INC1,860,4051,768,050-92,3554,6705,7820.49%+1,112
OPTINOSE INC2,681,6673,307,942+626,2753,2984,0690.35%+770
PLAYAGS INC552,513594,574+42,0613,1223,8770.33%+755
ACELRX PHARMACEUTICALS INC01,173,015+1,173,01506800.06%+680
JOURNEY MED CORP0348,663+348,66309550.08%+955
SOCIETAL CDMO INC01,250,000+1,250,00005860.05%+586
IMAX CORP(Call)250,000250,00004,2484,830+583
IDEAYA BIOSCIENCES INC(IDYA)145,860145,86003,4283,9350.34%+508
HILTON GRAND VACATIONS INC(HGV)440,879504,242+63,36320,03420,5231.75%+489
PERELLA WEINBERG PARTNERS(PWP)258,273258,27302,1512,6290.22%+478
HERBALIFE LTD(HLF)(Call)600,000600,00007,9448,394+450
ACELRX PHARMACEUTICALS INC(Call)0755,000+755,0000438+438
INSTIL BIO INC01,000,000+1,000,00004280.04%+428
ANEBULO PHARMACEUTICALS INC511,073511,07301,2011,5610.13%+360
IMAX CORP2,944,8772,606,884-337,99350,03350,3654.30%+332
PAR TECHNOLOGY CORP0004,0494,3100.37%+262
ZOOM VIDEO COMMUNICATIONS IN(ZM)(Call)100,000100,00006,7886,994+206
ABEONA THERAPEUTICS INC(Call)052,000+52,0000219+219
KINTARA THERAPEUTICS INC022,619+22,6190910.01%+91
TELA BIO INC356,092456,092+100,0003,6073,6490.31%+42
GAIA INC NEW023,144+23,1440630.01%+63
CATALYST BIOSCIENCES INC067,800+67,8000330.00%+33
GUARDFORCE AI CO LTD0154,205+154,2050540.00%+54
TC BIOPHARM HOLDINGS PLC0235,294+235,294050.00%+5
IMAC HLDGS INC000000
RAFAEL HLDGS INC072,678+72,67801380.01%+138
LADDER CAP CORP(LADR)027,073+27,07302780.02%+278
CUE BIOPHARMA INC026,760+26,7600620.01%+62
NOGIN INC056,425+56,4250300.00%+30
SENSUS HEALTHCARE INC0185,048+185,04805130.04%+513
FULCRUM THERAPEUTICS INC000000
BM TECHNOLOGIES INC079,212+79,21201580.01%+158
LUCID DIAGNOSTICS INC0158,135+158,13501850.02%+185
EXAGEN INC0106,769+106,76902580.02%+258
NOGIN INC0330,000+330,0000130.00%+13
KEROS THERAPEUTICS INC(Call)012,300+12,3000392+392
SPAR GROUP INC758,032879,189+121,1579558470.07%-108
ENOVA INTL INC(ENVA)53,25053,25002,8292,7090.23%-120
EBET INC000000
EHEALTH INC(Call)203,100203,10001,6331,503-130
TRANSACT TECHNOLOGIES INC031,108+31,10802000.02%+200
AKUMIN INC0979,196+979,19601430.01%+143
AVALO THERAPEUTICS INC000000
EARGO INC000000
APTOSE BIOSCIENCES INC146,232136,483-9,7496793820.03%-296
ACER THERAPEUTICS INC1,136,416918,349-218,0671,0497480.06%-301
B. RILEY FINANCIAL INC62,52062,52002,8752,5630.22%-312
FOSSIL GROUP INC920,180985,215+65,0352,3652,0300.17%-335
AEROVATE THERAPEUTICS INC95,00095,00001,6291,2890.11%-340
LYRA THERAPEUTICS INC3,957,5424,050,218+92,67616,26515,8361.35%-429
REZOLUTE INC769,606769,60601,5241,0160.09%-508
THE AARONS COMPANY INC138,572138,57201,9591,4510.12%-509
EHEALTH INC800,000800,00006,4325,9200.51%-512
SCULLY ROYALTY LTD303,736298,491-5,2452,2111,6890.14%-522
DYNE THERAPEUTICS INC(DYN)593,164683,164+90,0006,6736,1210.52%-552
CYTOKINETICS INC(CYTK)179,257179,25705,8475,2810.45%-566
CARVANA CO(CVNA)000000
ELICIO THERAPEUTICS INC94,93930,000-64,9399022540.02%-648
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