Fund HoldingsNantahala Capital Management, LLC

Total Portfolio Value
$1.67B
Total Bought
$673.27M
Total Sold
$183.61M
Net Transaction
+$489.66M
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
SPDR SER TR(Put)
ST STR SP BIOT
950,0003,314,400+2,364,40069,369295,943+226,574
SOLENO THERAPEUTICS INC392,4042,856,351+2,463,94711,580114,9686.87%+103,388
ISHARES TR(Put)1,100,0001,250,000+150,000194,414250,888+56,474
COSTCO WHSL CORP NEW(COST)(Put)070,000+70,000046,206+46,206
EVOLUS INC421,2202,910,849+2,489,6293,85030,6511.83%+26,801
RUMBLEON INC04,416,506+4,416,506035,9502.15%+35,950
ISHARES TR097,969+97,969019,6631.18%+19,663
BIOVENTUS INC(BVS)6,018,5325,977,471-41,06119,86131,5011.88%+11,640
ABIVAX SA(ABVX)01,010,034+1,010,034010,8070.65%+10,807
TOURMALINE BIO INC0410,907+410,907010,7580.64%+10,758
VISTAGEN THERAPEUTICS INC01,816,730+1,816,73009,3380.56%+9,338
HILTON GRAND VACATIONS INC(HGV)504,242671,171+166,92920,52326,9681.61%+6,445
ENOVA INTL INC(ENVA)(Call)0109,000+109,00006,034+6,034
LYRA THERAPEUTICS INC4,050,2184,050,218015,83621,2231.27%+5,387
TARSUS PHARMACEUTICALS INC(TARS)135,500375,276+239,7762,4087,5990.45%+5,192
RESERVOIR MEDIA INC986,3281,550,797+564,4696,01711,0570.66%+5,041
AURA BIOSCIENCES INC01,321,860+1,321,860011,7120.70%+11,712
ZEVRA THERAPEUTICS INC2,308,2162,453,405+145,18911,12616,0700.96%+4,944
AMNEAL PHARMACEUTICALS INC(AMRX)2,212,7572,334,397+121,6409,33814,1700.85%+4,832
ALTERYX INC099,093+99,09304,6730.28%+4,673
ARS PHARMACEUTICALS INC1,099,0751,596,504+497,4294,1558,7490.52%+4,594
CODEXIS INC04,592,903+4,592,903014,0080.84%+14,008
SYNDAX PHARMACEUTICALS INC(SNDX)0365,259+365,25907,8930.47%+7,893
THERATECHNOLOGIES INC02,682,228+2,682,22804,3450.26%+4,345
CYTOKINETICS INC(CYTK)179,257110,017-69,2405,2819,1850.55%+3,904
CELLECTAR BIOSCIENCES INC01,350,578+1,350,57803,7410.22%+3,741
ENVVENO MEDICAL CORPORATION0706,319+706,31903,6300.22%+3,630
TELA BIO INC456,0921,097,866+641,7743,6497,2680.43%+3,619
STARTEK INC0786,913+786,91303,4700.21%+3,470
NOODLES & CO3,495,8273,744,571+248,7448,60011,7950.71%+3,196
NN INC1,353,1431,407,222+54,0792,5175,6290.34%+3,112
PELOTON INTERACTIVE INC(PTON)(Call)01,180,000+1,180,00007,186+7,186
EHEALTH INC800,000991,821+191,8215,9208,6490.52%+2,729
AMERICAS CAR-MART INC230,953312,128+81,17521,01423,6501.41%+2,636
INDUSTRIAL LOGISTICS PPTYS T01,992,819+1,992,81909,3660.56%+9,366
DYNE THERAPEUTICS INC(DYN)683,164642,789-40,3756,1218,5490.51%+2,428
GAIA INC NEW23,144915,029+891,885632,4710.15%+2,408
ABEONA THERAPEUTICS INC(Call)52,000520,000+468,0002192,605+2,386
GRAPHITE BIO INC0820,971+820,97102,1510.13%+2,151
PELOTON INTERACTIVE INC(PTON)3,554,6063,262,939-291,66717,95119,8711.19%+1,921
KEROS THERAPEUTICS INC0310,141+310,141012,3310.74%+12,331
AMYLYX PHARMACEUTICALS INC(AMLX)407,205620,110+212,9057,4569,1280.55%+1,672
VIEMED HEALTHCARE INC01,952,368+1,952,368015,3260.92%+15,326
ABEONA THERAPEUTICS INC2,297,7942,250,252-47,5429,67411,2740.67%+1,600
CONNS INC0359,371+359,37101,5960.10%+1,596
SYNDAX PHARMACEUTICALS INC(SNDX)(Call)200,000200,00002,9044,322+1,418
NEUROGENE INC072,279+72,27901,4010.08%+1,401
ZYNEX INC0120,000+120,00001,3070.08%+1,307
EARGO INC0495,582+495,58201,2840.08%+1,284
ENOVA INTL INC(ENVA)53,25071,865+18,6152,7093,9780.24%+1,270
ELUTIA INC1,650,0001,650,00002,3603,5640.21%+1,205
FORTRESS BIOTECH INC0372,562+372,56201,1210.07%+1,121
RH(RH)(Call)040,000+40,000011,659+11,659
IDEAYA BIOSCIENCES INC(IDYA)145,860139,298-6,5623,9354,9560.30%+1,021
INSTIL BIO INC0127,292+127,29209700.06%+970
PLAYAGS INC594,574566,588-27,9863,8774,7760.29%+900
CUTERA INC00008760.05%+876
RMR GROUP INC0404,063+404,063011,4070.68%+11,407
NEUROONE MED TECHNOLOGIES CO
COM NEW
1,250,0001,214,094-35,9061,1131,9180.11%+805
AEROVATE THERAPEUTICS INC95,00091,188-3,8121,2892,0640.12%+774
HERBALIFE LTD(HLF)(Call)600,000600,00008,3949,156+762
SAVARA INC(SVRA)1,039,364987,903-51,4613,9294,6430.28%+714
EHEALTH INC(Call)203,100250,000+46,9001,5032,180+677
DXP ENTERPRISES INC(DXPE)0201,829+201,82906,8020.41%+6,802
REZOLUTE INC769,6061,537,707+768,1011,0161,5260.09%+510
READING INTL INC03,402,203+3,402,20306,4980.39%+6,498
UNIQURE NV(QURE)(Call)0200,000+200,00001,354+1,354
PAR TECHNOLOGY CORP0004,3104,6040.28%+293
GOLDEN ENTMT INC0291,449+291,449011,6380.70%+11,638
NEUROPACE INC1,219,9151,173,677-46,23811,87012,1010.72%+231
ACELRX PHARMACEUTICALS INC1,173,0151,237,519+64,5046809100.05%+229
ZOOM VIDEO COMMUNICATIONS IN(ZM)(Call)100,000100,00006,9947,191+197
ALTISOURCE PORTFOLIO SOLNS S904,4621,064,109+159,6473,6093,7880.23%+179
AYTU BIOPHARMA INC1,086,8121,086,81202,9343,0870.18%+152
XTANT MED HLDGS INC4,000,0004,000,00004,4004,5200.27%+120
ACELRX PHARMACEUTICALS INC(Call)755,000755,0000438555+117
MEDIAALPHA INC0180,868+180,86802,0170.12%+2,017
JASPER THERAPEUTICS INC02,228,265+2,228,26501,7580.11%+1,758
CHECK CAP LTD
SHS
033,400+33,4000690.00%+69
KEROS THERAPEUTICS INC(Call)12,30011,400-900392453+61
SPAR GROUP INC879,189879,18908478880.05%+41
LUCID DIAGNOSTICS INC158,135149,698-8,4371852110.01%+26
INSPIREMD INC1,768,0502,066,456+298,4065,7825,8070.35%+25
LADDER CAP CORP(LADR)27,07325,631-1,4422782950.02%+17
CUE BIOPHARMA INC26,76026,692-6862700.00%+9
TC BIOPHARM HOLDINGS PLC0235,294+235,294080.00%+8
UNICYCIVE THERAPEUTICS INC3,470,5413,438,181-32,3602,9852,9830.18%-1
BM TECHNOLOGIES INC79,21276,034-3,1781581560.01%-3
TRANSACT TECHNOLOGIES INC31,10828,127-2,9812001960.01%-3
RAFAEL HLDGS INC72,67872,67801381330.01%-5
TC BIOPHARM HOLDINGS PLC235,2940-235,29450-5
OPTINOSE INC3,307,9423,146,921-161,0214,0694,0600.24%-9
NOGIN INC330,0000-330,000130-13
GUARDFORCE AI CO LTD154,205154,205054260.00%-28
NOGIN INC56,4250-56,425300-30
CATALYST BIOSCIENCES INC67,8000-67,800330-33
VANDA PHARMACEUTICALS INC1,000,0001,013,251+13,2514,3204,2760.26%-44
EXAGEN INC106,76997,124-9,6452581930.01%-65
APTOSE BIOSCIENCES INC136,483120,132-16,3513823050.02%-77
KINTARA THERAPEUTICS INC22,61922,021-5989140.00%-88
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