Fund HoldingsWellington Shields Capital Management, LLC

Total Portfolio Value
$530.36M
Total Bought
$37.31M
Total Sold
$350.16M
Net Transaction
-$312.85M
Filing Period:
Securities
SharesValue ($K)
Q4 2023
Q1 2024
Change
Q4 2023
Q1 2024
Weight (%)
Change
MICROSOFT CORP COM(MSFT)109,899109,805-9441,32646,1978.71%+4,871
AMAZON COM INC COM(AMZN)83,39691,791+8,39512,67116,5573.12%+3,886
ISHARES SEMICONDUCTOR ETF10,28737,077+26,7905,9278,3771.58%+2,450
BLACKROCK INC COM(BLK)5823,422+2,8404722,8530.54%+2,380
ADVANCED MICRO DEVICES INC COM(AMD)51,61051,510-1007,6089,2971.75%+1,689
ALPHABET INC CAP STK CL C(GOOG)0138,008+138,008021,0133.96%+21,013
JPMORGAN CHASE & CO COM(JPM)68,25466,087-2,16711,61013,2372.50%+1,627
NVIDIA CORPORATION COM(NVDA)3,8213,815-61,8923,4470.65%+1,555
VANGUARD S&P 500 ETF17,54018,946+1,4067,6619,1071.72%+1,446
VANGUARD ENERGY ETF
ENERGY ETF
29,59836,747+7,1493,4714,8400.91%+1,368
EDWARDS LIFESCIENCES CORP COM079,622+79,62207,6091.43%+7,609
MASTERCARD INCORPORATED CL A(MA)031,632+31,632015,2332.87%+15,233
APOLLO GLOBAL MGMT INC COM(APO)050,695+50,69505,7011.07%+5,701
PIONEER NAT RES CO COM030,329+30,32907,9611.50%+7,961
ALPHABET INC CAP STK CL A(GOOG)97,80097,905+10513,66214,7772.79%+1,115
AMERICAN EXPRESS CO COM(AXP)33,07131,750-1,3216,1967,2291.36%+1,034
MCKESSON CORP COM(MCK)6,7707,561+7913,1344,0590.77%+925
BAXTER INTL INC COM022,400+22,40009570.18%+957
TRIMBLE INC COM(TRMB)013,600+13,60008750.17%+875
ELI LILLY & CO COM(LLY)6,6346,068-5663,8674,7210.89%+854
BOEING CO COM(BA)15,70625,544+9,8384,0944,9300.93%+836
QUANTA SVCS INC COM18,53418,599+654,0004,8320.91%+832
FINANCIAL SELECT SECTOR SPDR FUND
ST STR FINL ETF
019,346+19,34608150.15%+815
COHERENT CORP COM(COHR)013,050+13,05007910.15%+791
ISHARES RUSSELL 2000 ETF03,710+3,71007800.15%+780
THERMO FISHER SCIENTIFIC INC COM(TMO)18,45018,191-2599,79310,5731.99%+780
CHART INDUSTRIES15,21517,300+2,0852,0742,8500.54%+775
VANECK SEMICONDUCTOR ETF
SEMICONDUCTR ETF
14,26114,452+1912,4943,2520.61%+758
EXXON MOBIL CORP COM061,388+61,38807,1361.35%+7,136
ENERGY SELECT SECTOR SPDR FUND
ST STR ENERG ETF
030,124+30,12402,8440.54%+2,844
LINDE PLC SHS(LIN)12,46512,515+505,1205,8111.10%+691
GLOBAL X URANIUM ETF
GLOBAL X URANIUM
056,600+56,60001,6320.31%+1,632
SALESFORCE INC COM(CRM)11,40811,804+3963,0023,5550.67%+553
CITIGROUP INC COM NEW(C)33,58635,633+2,0471,7282,2530.42%+526
AES CORP COM(AES)026,875+26,87504820.09%+482
BROADCOM INC COM(AVGO)2,2722,27202,5373,0120.57%+475
EATON CORP PLC SHS(ETN)6,2456,270+251,5041,9610.37%+457
ABBVIE INC COM(ABBV)21,05220,352-7003,2623,7060.70%+444
INTERNATIONAL BUSINESS MACHS COM(IBM)18,59418,219-3753,0413,4790.66%+438
L3HARRIS TECHNOLOGIES INC COM(LHX)8,12310,052+1,9291,7112,1420.40%+431
HOME DEPOT INC COM(HD)9,9029,942+403,4323,8140.72%+382
GE AEROSPACE COM NEW(GE)8,2018,102-991,0471,4220.27%+375
SPDR S&P METALS & MINING ETF
ST STR SP METAL
54,12959,690+5,5613,2393,5980.68%+360
CONSTELLATION ENERGY CORP COM(CEG)09,037+9,03701,6700.31%+1,670
FREEPORT-MCMORAN INC CL B(FCX)07,550+7,55003550.07%+355
ASML HOLDING N V N Y REGISTRY SHS
N Y REGISTRY SHS
1,4251,42501,0791,3830.26%+304
ENERGY TRANSFER L P COM UT LTD PTN(ET)099,794+99,79401,5700.30%+1,570
ISHARES BIOTECHNOLOGY ETF02,140+2,14002940.06%+294
CLEARWATER ANALYTICS HLDGS INC CL A016,000+16,00002830.05%+283
RTX CORPORATION COM(RTX)27,25226,386-8662,2932,5730.49%+280
SPDR S&P OIL & GAS EXPLORATION & PRODUCTION ETF
SP O&G EXPL PRO
15,55015,55002,1292,4090.45%+280
MERCK & CO INC COM(MRK)011,371+11,37101,5000.28%+1,500
PROCTER AND GAMBLE CO COM(PG)017,554+17,55402,8480.54%+2,848
TOYOTA MOTOR CORP ADS(TM)01,066+1,06602680.05%+268
CROWDSTRIKE HLDGS INC CL A(CRWD)01,150+1,15003690.07%+369
COMMUNICATION SERVICES SELECT SECTOR SPDR FUND
ST STR SVC ETF
20,67821,660+9821,5021,7690.33%+266
HEALTH CARE SELECT SECTOR SPDR FUND
ST STR CARE ETF
03,439+3,43905080.10%+508
DIAMONDBACK ENERGY INC COM(FANG)04,150+4,15008220.16%+822
MPLX LP COM UNIT REP LTD(MPLX)06,000+6,00002490.05%+249
FORTUNE BRANDS INNOVATIONS INC COM(FBIN)28,50028,50002,1702,4130.45%+243
VISA INC COM CL A(V)11,43011,502+722,9763,2100.61%+234
ARES CAPITAL CORP COM(ARCC)146,050151,558+5,5082,9253,1550.59%+230
CARLYLE GROUP INC COM(CG)74,42069,147-5,2733,0283,2440.61%+216
ALLSTATE CORP COM(ALL)01,200+1,20002080.04%+208
H & E EQUIPMENT SERVICES INC COM03,200+3,20002050.04%+205
SUPER MICRO COMPUTER INC COM(SMCI)0190+19001920.04%+192
FISERV INC COM(FISV)01,200+1,20001920.04%+192
WALMART INC COM(WMT)7,84023,670+15,8301,2361,4240.27%+188
BERKSHIRE HATHAWAY INC DEL CL A02+201,2690.24%+1,269
OCCIDENTAL PETE CORP COM(OXY)08,575+8,57505570.11%+557
MODERNA INC COM(MRNA)01,602+1,60201710.03%+171
CAPITAL ONE FINL CORP COM(COF)28,02325,808-2,2153,6743,8430.72%+168
ZEBRA TECHNOLOGIES CORPORATION CL A(ZBRA)0540+54001630.03%+163
BERKSHIRE HATHAWAY INC DEL CL B NEW02,395+2,39501,0070.19%+1,007
COSTCO WHSL CORP NEW COM(COST)2,1502,152+21,4191,5770.30%+157
TARGET CORP COM(TGT)04,450+4,45007890.15%+789
CINTAS CORP COM(CTAS)1,7701,77001,0671,2160.23%+149
META PLATFORMS INC CL A(META)01,243+1,24306040.11%+604
BANK AMERICA CORP COM047,020+47,02001,7830.34%+1,783
CITIZENS FINL GROUP INC COM(CFG)44,00044,00001,4581,5970.30%+139
DISNEY WALT CO COM(DIS)05,151+5,15106300.12%+630
COCA COLA CO COM(KO)53,52553,725+2003,1543,2870.62%+133
EMERSON ELEC CO COM(EMR)06,885+6,88507810.15%+781
CADENCE DESIGN SYSTEM INC COM(CDNS)3,2003,20008729960.19%+125
VALERO ENERGY CORP COM(VLO)03,000+3,00005120.10%+512
PALANTIR TECHNOLOGIES INC CL A(PLTR)05,250+5,25001210.02%+121
MARATHON OIL CORP COM04,250+4,25001200.02%+120
AMERICAN ELEC PWR CO INC COM01,380+1,38001190.02%+119
ISHARES MSCI USA MOMENTUM FACTOR ETF
MSCI USA MMENTM
0630+63001180.02%+118
CONSTELLATION BRANDS INC CL A(STZ)3,7953,79509171,0310.19%+114
KODIAK GAS SVCS INC COM(KGS)015,300+15,30004180.08%+418
MASTERBRAND INC COMMON STOCK(MBC)028,500+28,50005340.10%+534
ILLINOIS TOOL WKS INC COM(ITW)17,14817,14804,4924,6010.87%+110
INVESCO S&P 500 EQUAL WEIGHT ETF
S&P500 EQL WGT
4,3054,655+3506797880.15%+109
GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF
US INFR DEV ETF
019,875+19,87507910.15%+791
JEFFERIES FINL GROUP INC COM(JEF)28,00028,00001,1311,2350.23%+103
CATERPILLAR INC COM(CAT)01,300+1,30004760.09%+476
WEST PHARMACEUTICAL SVSC INC COM(WST)02,000+2,00007910.15%+791
ISHARES MSCI JAPAN ETF
MSCI JAPAN ETF
09,530+9,53006800.13%+680
STRYKER CORPORATION COM(SYK)01,450+1,45005190.10%+519
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