Fund HoldingsWellington Shields Capital Management, LLC

Total Portfolio Value
$757.81M
Total Bought
$28.54M
Total Sold
$78.93M
Net Transaction
-$50.39M
Filing Period:
Securities
SharesValue ($K)
Q2 2023
Q3 2023
Change
Q2 2023
Q3 2023
Weight (%)
Change
BLACKSTONE INC COM(BX)156,567161,981+5,41414,55617,3552.29%+2,799
ON HLDG AG NAMEN AKT A(ONON)062,255+62,25501,7320.23%+1,732
TRUIST FINL CORP COM(TFC)055,055+55,05501,5750.21%+1,575
ALPHABET INC CAP STK CL A(GOOG)93,00096,850+3,85011,13212,6741.67%+1,542
ALPHABET INC CAP STK CL C(GOOG)156,432150,497-5,93518,92419,8432.62%+919
MASTERCARD INCORPORATED CL A(MA)33,59235,267+1,67513,21213,9631.84%+751
INTERNATIONAL BUSINESS MACHS COM(IBM)14,04418,544+4,5001,8792,6020.34%+722
CHENIERE ENERGY INC COM NEW(LNG)04,700+4,70007800.10%+780
ROPER TECHNOLOGIES INC COM(ROP)01,810+1,81008770.12%+877
EATON CORP PLC SHS(ETN)06,145+6,14501,3110.17%+1,311
PIONEER NAT RES CO COM30,12630,127+16,2426,9160.91%+674
SPDR S&P OIL & GAS EXPLORATION & PRODUCTION ETF
SP O&G EXPL PRO
10,55013,700+3,1501,3592,0260.27%+667
ACCENTURE PLC IRELAND SHS CLASS A
SHS CLASS A
21,53523,785+2,2506,6457,3050.96%+659
APOLLO GLOBAL MGMT INC COM(APO)50,94350,912-313,9134,5700.60%+657
WALMART INC COM(WMT)04,290+4,29006860.09%+686
EXXON MOBIL CORP COM56,44456,652+2086,0546,6610.88%+607
VANGUARD ENERGY ETF
ENERGY ETF
22,57424,561+1,9872,5483,1130.41%+564
CAMECO CORP COM(CCJ)012,900+12,90005120.07%+512
DIAMONDBACK ENERGY INC COM(FANG)03,650+3,65005650.07%+565
FLUOR CORP NEW COM(FLR)66,81766,81701,9782,4520.32%+474
BAKER HUGHES COMPANY CL A(BKR)013,120+13,12004630.06%+463
ELI LILLY & CO COM(LLY)6,3446,244-1002,9753,3540.44%+379
OKTA INC CL A(OKTA)04,000+4,00003260.04%+326
NEW FORTRESS ENERGY INC COM CL A09,875+9,87503240.04%+324
QUALCOMM INC COM(QCOM)16,53020,543+4,0131,9682,2810.30%+314
NOVO-NORDISK A S ADR(NVO)03,420+3,42003110.04%+311
ENPHASE ENERGY INC COM(ENPH)02,575+2,57503090.04%+309
ABBVIE INC COM(ABBV)20,75520,669-862,7963,0810.41%+285
KODIAK GAS SVCS INC COM(KGS)015,300+15,30002740.04%+274
VALE S A SPONSORED ADS020,000+20,00002680.04%+268
PFIZER INC COM(PFE)032,523+32,52301,0790.14%+1,079
L3HARRIS TECHNOLOGIES INC COM(LHX)6,3078,472+2,1651,2351,4750.19%+240
ALBEMARLE CORP COM(ALB)02,700+2,70004590.06%+459
CADENCE DESIGN SYSTEM INC COM(CDNS)01,000+1,00002340.03%+234
EOG RES INC COM(EOG)08,100+8,10001,0270.14%+1,027
ACTIVISION BLIZZARD INC COM02,100+2,10001970.03%+197
ARES CAPITAL CORP COM(ARCC)134,980139,891+4,9112,5362,7240.36%+187
AMGEN INC COM(AMGN)03,870+3,87001,0400.14%+1,040
ONEOK INC NEW COM(OKE)04,268+4,26802710.04%+271
CROWN CASTLE INC COM(CCI)01,600+1,60001470.02%+147
PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG
SP ADR NON VTG
100,000100,00001,2371,3710.18%+134
CHEVRON CORP NEW COM(CVX)11,75711,758+11,8501,9830.26%+133
ENERGY SELECT SECTOR SPDR FUND
ST STR ENERG ETF
30,92529,174-1,7512,5102,6370.35%+127
AMAZON COM INC COM(AMZN)78,24181,211+2,97010,19910,3241.36%+124
HELEN OF TROY LTD COM11,80011,80001,2751,3750.18%+101
VALERO ENERGY CORP COM(VLO)04,000+4,00005670.07%+567
JEFFERIES FINL GROUP INC COM(JEF)028,000+28,00001,0260.14%+1,026
TJX COS INC NEW COM(TJX)01,955+1,95501740.02%+174
SHELL PLC SPON ADS(SHEL)20,32520,32501,2271,3090.17%+81
ADOBE INC COM(ADBE)4,4674,421-462,1842,2540.30%+70
BLACKSTONE MTG TR INC COM CL A(BXMT)032,454+32,45407060.09%+706
RANGE RES CORP COM(RRC)020,047+20,04706500.09%+650
ENERGY TRANSFER L P COM UT LTD PTN(ET)120,872113,872-7,0001,5351,5980.21%+63
NVIDIA CORPORATION COM(NVDA)2,7402,800+601,1591,2180.16%+59
CROWDSTRIKE HLDGS INC CL A(CRWD)0400+4000670.01%+67
CONOCOPHILLIPS COM(COP)03,040+3,04003640.05%+364
SPDR S&P 500 ETF TRUST(SPY)02,143+2,14309160.12%+916
BERKSHIRE HATHAWAY INC DEL CL B NEW02,190+2,19007670.10%+767
PHILLIPS 66 COM(PSX)01,892+1,89202270.03%+227
AUTOMATIC DATA PROCESSING INC COM02,101+2,10105050.07%+505
UNION PAC CORP COM(UNP)10,60010,857+2572,1692,2110.29%+42
EMERSON ELEC CO COM(EMR)06,550+6,55006330.08%+633
JPMORGAN EQUITY PREMIUM INCOME ETF
EQUITY PREMIUM
09,356+9,35605010.07%+501
OCCIDENTAL PETE CORP COM(OXY)06,275+6,27504070.05%+407
CARRIER GLOBAL CORPORATION COM(CARR)06,925+6,92503820.05%+382
META PLATFORMS INC CL A(META)01,295+1,29503890.05%+389
CITIZENS FINL GROUP INC COM(CFG)44,00044,00001,1481,1790.16%+32
ALERIAN MLP ETF
ALERIAN MLP
06,422+6,42202710.04%+271
BERKSHIRE HATHAWAY INC DEL CL A02+201,0630.14%+1,063
BP PLC SPONSORED ADR(BP)05,850+5,85002270.03%+227
MODERNA INC COM(MRNA)0262+2620270.00%+27
FEDEX CORP COM(FDX)01,525+1,52504040.05%+404
CONSTELLATION ENERGY CORP COM(CEG)14,08212,050-2,0321,2891,3140.17%+25
CVS HEALTH CORP COM(CVS)30,43130,470+392,1042,1270.28%+24
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR(PBR)020,000+20,00003000.04%+300
INTEL CORP COM(INTC)014,507+14,50705160.07%+516
TEXAS INSTRS INC COM(TXN)0690+69001100.01%+110
ROCKWELL AUTOMATION INC COM(ROK)0350+35001000.01%+100
SHERWIN WILLIAMS CO COM(SHW)0870+87002220.03%+222
MASTERBRAND INC COMMON STOCK(MBC)028,500+28,50003460.05%+346
UNITEDHEALTH GROUP INC COM(UNH)0567+56702860.04%+286
NICOLET BANKSHARES INC COM07,106+7,10604960.07%+496
INTERNATIONAL PAPER CO COM(IP)03,550+3,55001260.02%+126
CISCO SYS INC COM(CSCO)06,202+6,20203330.04%+333
REPLIGEN CORP COM(RGEN)02,300+2,30003660.05%+366
AFLAC INC COM(AFL)01,700+1,70001300.02%+130
KKR & CO INC COM(KKR)02,000+2,00001230.02%+123
CATERPILLAR INC COM(CAT)01,300+1,30003550.05%+355
BANC OF CALIFORNIA INC COM(BANC)010,000+10,00001240.02%+124
ENTERPRISE PRODS PARTNERS L P COM(EPD)07,150+7,15001960.03%+196
CONSOLIDATED EDISON INC COM(ED)0233+2330200.00%+20
GENERAL ELECTRIC CO COM NEW(GE)06,951+6,95107680.10%+768
GENERAL DYNAMICS CORP COM(GD)01,050+1,05002320.03%+232
MARRIOTT INTL INC NEW CL A(MAR)0450+4500880.01%+88
RPM INTL INC COM(RPM)01,100+1,10001040.01%+104
ROCKET LAB USA INC COM08,400+8,4000370.00%+37
COMCAST CORP NEW CL A(CCZ)01,368+1,3680610.01%+61
ETFMG PRIME CYBER SECURITY ETFMG PRIME CYBER SECURITY FUND03,250+3,25001680.02%+168
MAIN STR CAP CORP COM(MAIN)05,350+5,35002170.03%+217
KAYNE ANDERSON ENERGY INFRSTR COM(KYN)02,205+2,2050190.00%+19
Page 1 of 1