Fund HoldingsWellington Shields Capital Management, LLC

Total Portfolio Value
$801.62M
Total Bought
$56.85M
Total Sold
$42.69M
Net Transaction
+$14.15M
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
MICROSOFT CORP COM(MSFT)0109,899+109,899041,3265.16%+41,326
FLOWERS FOODS INC COM(FLO)014,179,924+14,179,9240319,19039.82%+319,190
AMAZON COM INC COM(AMZN)81,21183,396+2,18510,32412,6711.58%+2,348
AMERICAN EXPRESS CO COM(AXP)033,071+33,07106,1960.77%+6,196
APPLE INC COM(AAPL)0142,948+142,948027,5223.43%+27,522
PALO ALTO NETWORKS INC COM(PANW)029,345+29,34508,6531.08%+8,653
JPMORGAN CHASE & CO COM(JPM)068,254+68,254011,6101.45%+11,610
MCKESSON CORP COM(MCK)06,770+6,77003,1340.39%+3,134
CITIGROUP INC COM NEW(C)033,586+33,58601,7280.22%+1,728
SPDR S&P METALS & MINING ETF
ST STR SP METAL
054,129+54,12903,2390.40%+3,239
ISHARES SEMICONDUCTOR ETF010,287+10,28705,9270.74%+5,927
VISA INC COM CL A(V)011,430+11,43002,9760.37%+2,976
TRUIST FINL CORP COM(TFC)55,05579,986+24,9311,5752,9530.37%+1,378
SPDR S&P 500 ETF TRUST(SPY)2,1434,590+2,4479162,1820.27%+1,266
UNITEDHEALTH GROUP INC COM(UNH)5672,902+2,3352861,5280.19%+1,242
BOEING CO COM(BA)015,706+15,70604,0940.51%+4,094
CAPITAL ONE FINL CORP COM(COF)028,023+28,02303,6740.46%+3,674
THERMO FISHER SCIENTIFIC INC COM(TMO)018,450+18,45009,7931.22%+9,793
COCA COLA CO COM(KO)053,525+53,52503,1540.39%+3,154
ALPHABET INC CAP STK CL A(GOOG)96,85097,800+95012,67413,6621.70%+988
QUANTA SVCS INC COM018,534+18,53404,0000.50%+4,000
BLACKSTONE INC COM(BX)161,981139,918-22,06317,35518,3182.29%+963
CARLYLE GROUP INC COM(CG)074,420+74,42003,0280.38%+3,028
WISDOMTREE U.S. SMALLCAP FUND(WT)018,160+18,16009050.11%+905
VANGUARD S&P 500 ETF017,540+17,54007,6610.96%+7,661
SALESFORCE INC COM(CRM)011,408+11,40803,0020.37%+3,002
CINTAS CORP COM(CTAS)01,770+1,77001,0670.13%+1,067
AMERICAN TOWER CORP NEW COM(AMT)04,000+4,00008640.11%+864
YUM BRANDS INC COM(YUM)013,233+13,23301,7290.22%+1,729
COSTCO WHSL CORP NEW COM(COST)02,150+2,15001,4190.18%+1,419
ADVANCED MICRO DEVICES INC COM(AMD)051,610+51,61007,6080.95%+7,608
LINDE PLC SHS(LIN)012,465+12,46505,1200.64%+5,120
ADOBE INC COM(ADBE)4,4214,976+5552,2542,9690.37%+714
ISHARES MSCI BRAZIL ETF054,800+54,80001,9160.24%+1,916
ROPER TECHNOLOGIES INC COM(ROP)1,8102,860+1,0508771,5590.19%+683
INVESCO S&P 500 EQUAL WEIGHT ETF
S&P500 EQL WGT
04,305+4,30506790.08%+679
NVIDIA CORPORATION COM(NVDA)2,8003,821+1,0211,2181,8920.24%+674
CADENCE DESIGN SYSTEM INC COM(CDNS)1,0003,200+2,2002348720.11%+637
BROADCOM INC COM(AVGO)02,272+2,27202,5370.32%+2,537
RTX CORPORATION COM(RTX)027,252+27,25202,2930.29%+2,293
CASI PHARMACEUTICALS INC COM0133,146+133,14609530.12%+953
WALMART INC COM(WMT)4,2907,840+3,5506861,2360.15%+550
INTUIT COM(INTU)0875+87505470.07%+547
ILLINOIS TOOL WKS INC COM(ITW)017,148+17,14804,4920.56%+4,492
SHELL PLC SPON ADS(SHEL)20,32527,825+7,5001,3091,8310.23%+522
ELI LILLY & CO COM(LLY)6,2446,634+3903,3543,8670.48%+513
CONSTELLATION BRANDS INC CL A(STZ)03,795+3,79509170.11%+917
UNION PAC CORP COM(UNP)10,85710,882+252,2112,6730.33%+462
ASML HOLDING N V N Y REGISTRY SHS
N Y REGISTRY SHS
01,425+1,42501,0790.13%+1,079
PEOPLES BANCORP INC COM(PEBO)053,830+53,83001,8170.23%+1,817
HOME DEPOT INC COM(HD)09,902+9,90203,4320.43%+3,432
INTERNATIONAL BUSINESS MACHS COM(IBM)18,54418,594+502,6023,0410.38%+439
VANECK SEMICONDUCTOR ETF
SEMICONDUCTR ETF
014,261+14,26102,4940.31%+2,494
ISHARES U.S. AEROSPACE & DEFENSE ETF03,216+3,21604070.05%+407
FORTUNE BRANDS INNOVATIONS INC COM(FBIN)028,500+28,50002,1700.27%+2,170
EQUIFAX INC COM(EFX)06,188+6,18801,5300.19%+1,530
CHENIERE ENERGY INC COM NEW(LNG)4,7006,850+2,1507801,1690.15%+389
SIMON PPTY GROUP INC NEW COM(SPG)011,245+11,24501,6040.20%+1,604
VANGUARD ENERGY ETF
ENERGY ETF
24,56129,598+5,0373,1133,4710.43%+358
WP CAREY INC COM(WPC)047,264+47,26403,0630.38%+3,063
SNAP ON INC COM(SNA)010,190+10,19002,9430.37%+2,943
STEPAN CO COM(SCL)014,500+14,50001,3710.17%+1,371
CITIZENS FINL GROUP INC COM(CFG)44,00044,00001,1791,4580.18%+279
GENERAL ELECTRIC CO COM NEW(GE)6,9518,201+1,2507681,0470.13%+278
COMMUNICATION SERVICES SELECT SECTOR SPDR FUND
ST STR SVC ETF
020,678+20,67801,5020.19%+1,502
HONEYWELL INTL INC COM(HON)010,141+10,14102,1270.27%+2,127
ABBOTT LABS COM019,259+19,25902,1200.26%+2,120
L3HARRIS TECHNOLOGIES INC COM(LHX)8,4728,123-3491,4751,7110.21%+236
MATSON INC COM(MATX)02,000+2,00002190.03%+219
NEWMONT CORP COM(NEM)012,163+12,16305030.06%+503
INTEL CORP COM(INTC)14,50714,50705167290.09%+213
PERSONALIS INC COM(PSNL)0477,831+477,83101,0030.13%+1,003
ARES CAPITAL CORP COM(ARCC)139,891146,050+6,1592,7242,9250.36%+202
ISHARES CORE U.S. AGGREGATE BOND ETF02,000+2,00001990.02%+199
EATON CORP PLC SHS(ETN)6,1456,245+1001,3111,5040.19%+193
ABBVIE INC COM(ABBV)20,66921,052+3833,0813,2620.41%+181
JPMORGAN EQUITY PREMIUM INCOME ETF
EQUITY PREMIUM
9,35612,358+3,0025016790.08%+178
UNITED STATES NATURAL GAS FUND LP(UNG)033,700+33,70001710.02%+171
GILEAD SCIENCES INC COM(GILD)02,100+2,10001700.02%+170
SPDR GOLD SHARES(GLD)08,401+8,40101,6060.20%+1,606
UBER TECHNOLOGIES INC COM(UBER)02,597+2,59701600.02%+160
PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG
SP ADR NON VTG
100,000100,00001,3711,5280.19%+157
VERIZON COMMUNICATIONS INC COM(VZ)046,373+46,37301,7480.22%+1,748
ENBRIDGE INC COM(ENB)026,495+26,49509540.12%+954
ELECTRONIC ARTS INC COM(EA)01,100+1,10001500.02%+150
QUALCOMM INC COM(QCOM)20,54316,770-3,7732,2812,4250.30%+144
APPLIED MATLS INC COM05,306+5,30608600.11%+860
MCDONALDS CORP COM(MCD)03,863+3,86301,1450.14%+1,145
CHART INDUSTRIES015,215+15,21502,0740.26%+2,074
MORGAN STANLEY COM NEW(MS)03,607+3,60703360.04%+336
GRANITE CONSTR INC COM(GVA)09,350+9,35004760.06%+476
UNITED BANKSHARES INC WEST VA COM(UBSI)03,173+3,17301190.01%+119
BARRICK GOLD CORP COM06,250+6,25001130.01%+113
WEYERHAEUSER CO MTN BE COM NEW(WY)026,543+26,54309230.12%+923
VANECK JUNIOR GOLD MINERS ETF
JUNIOR GOLD MINE
018,700+18,70007090.09%+709
JEFFERIES FINL GROUP INC COM(JEF)28,00028,00001,0261,1310.14%+106
SPDR S&P OIL & GAS EXPLORATION & PRODUCTION ETF
SP O&G EXPL PRO
13,70015,550+1,8502,0262,1290.27%+103
BAR HBR BANKSHARES COM016,875+16,87504950.06%+495
CSX CORP COM(CSX)024,458+24,45808480.11%+848
BLACKROCK INC COM(BLK)0582+58204720.06%+472
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