Fund HoldingsWellington Shields Capital Management, LLC

Total Portfolio Value
$565.37M
Total Bought
$41.59M
Total Sold
$43.66M
Net Transaction
-$2.06M
Filing Period:
Securities
SharesValue ($K)
Q3 2024
Q4 2024
Change
Q3 2024
Q4 2024
Weight (%)
Change
AMAZON COM INC COM(AMZN)0367,023+367,023020,6303.65%+20,630
ALPHABET INC CAP STK CL C(GOOG)0135,989+135,989025,8984.58%+25,898
ALPHABET INC CAP STK CL A(GOOG)099,693+99,693018,8723.34%+18,872
APOLLO GLOBAL MGMT INC COM(APO)52,22453,323+1,0996,5238,8071.56%+2,283
BLACKSTONE INC COM(BX)140,035137,287-2,74821,44423,6714.19%+2,227
JPMORGAN CHASE & CO. COM(JPM)66,50066,963+46314,02216,0522.84%+2,030
APPLE INC COM(AAPL)138,689136,043-2,64632,31534,0686.03%+1,753
BOEING CO COM(BA)031,822+31,82205,6331.00%+5,633
BROADCOM INC COM(AVGO)23,05923,112+533,9785,3580.95%+1,381
CURTISS WRIGHT CORP COM(CW)03,550+3,55001,2600.22%+1,260
MASTERCARD INCORPORATED CL A(MA)31,30231,302015,45716,4832.92%+1,026
QUANTA SVCS INC COM19,55421,354+1,8005,8306,7491.19%+919
CAPITAL ONE FINL CORP COM(COF)25,01025,880+8703,7454,6150.82%+870
NVIDIA CORPORATION COM(NVDA)72,105538,166+466,0618,7569,6221.70%+865
ISHARES BITCOIN TRUST ETF(IBIT)10,56023,110+12,5503821,2260.22%+844
TESLA INC COM(TSLA)4,6555,103+4481,2182,0610.36%+843
AMERICAN EXPRESS CO COM(AXP)31,430179,359+147,9298,5249,3381.65%+814
UNITEDHEALTH GROUP INC COM(UNH)7,2389,811+2,5734,2324,9630.88%+731
ENERGY TRANSFER L P COM UT LTD PTN(ET)0117,217+117,21702,2960.41%+2,296
EATON CORP PLC SHS(ETN)6,4388,474+2,0362,1342,8120.50%+678
SALESFORCE INC COM(CRM)11,71111,588-1233,2053,8740.69%+669
CARLYLE GROUP INC COM(CG)65,26568,294+3,0292,8103,4480.61%+638
PALO ALTO NETWORKS INC COM(PANW)060,610+60,610011,0291.95%+11,029
MCKESSON CORP COM(MCK)07,651+7,65104,3600.77%+4,360
QXO INC COM NEW(QXO)74,400107,200+32,8001,1731,7040.30%+531
JEFFERIES FINL GROUP INC COM(JEF)28,00028,00001,7232,1950.39%+472
CHENIERE ENERGY INC COM NEW(LNG)07,999+7,99901,7190.30%+1,719
SPDR S&P 500 ETF TRUST(SPY)2,9183,487+5691,6742,0440.36%+370
PALANTIR TECHNOLOGIES INC CL A(PLTR)05,850+5,85004420.08%+442
CHART INDUSTRIES013,140+13,14002,5080.44%+2,508
CORE SCIENTIFIC INC NEW COM(CORZ)023,700+23,70003330.06%+333
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
ST STR BLO 1 ETF
09,700+9,70008870.16%+887
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS(TSM)1,8003,000+1,2003135920.10%+280
CHIPOTLE MEXICAN GRILL INC COM(CMG)07,250+7,25004370.08%+437
SHOPIFY INC CL A(SHOP)011,200+11,20001,1910.21%+1,191
BLACKROCK INC COM(BLK)3,4273,432+53,2543,5180.62%+264
WALMART INC COM(WMT)29,10128,901-2002,3502,6110.46%+261
EDWARDS LIFESCIENCES CORP COM063,732+63,73204,7180.83%+4,718
COTERRA ENERGY INC COM09,225+9,22502360.04%+236
VISA INC COM CL A(V)11,50210,742-7603,1623,3950.60%+232
JPMORGAN ULTRA-SHORT INCOME ETF
ULTRA SHRT ETF
04,500+4,50002270.04%+227
TOYOTA MOTOR CORP ADS(TM)01,066+1,06602070.04%+207
KODIAK GAS SVCS INC COM(KGS)016,600+16,60006780.12%+678
INVESCO S&P 500 EQUAL WEIGHT ETF
S&P500 EQL WGT
5,3506,550+1,2009591,1480.20%+189
ARES CAPITAL CORP COM(ARCC)163,942164,914+9723,4333,6100.64%+177
PERSONALIS INC COM(PSNL)432,181431,181-1,0002,3252,4920.44%+167
TRUIST FINL CORP COM(TFC)78,39381,037+2,6443,3533,5150.62%+162
PAYPAL HLDGS INC COM(PYPL)10,22011,220+1,0007979580.17%+160
INTUITIVE SURGICAL INC COM NEW7,8757,675-2003,8694,0060.71%+137
ROCKET LAB USA INC COM08,400+8,40002140.04%+214
FIRST HORIZON CORPORATION COM(FHN)026,749+26,74905390.10%+539
ISHARES MSCI JAPAN ETF
MSCI JAPAN ETF
01,830+1,83001230.02%+123
COMMUNICATION SERVICES SELECT SECTOR SPDR FUND
ST STR SVC ETF
21,18321,035-1481,9152,0360.36%+121
CITIZENS FINL GROUP INC COM(CFG)44,00044,00001,8071,9250.34%+118
TRIMBLE INC COM(TRMB)013,600+13,60009610.17%+961
RANGE RES CORP COM(RRC)0335,914+335,91407590.13%+759
BERKSHIRE HATHAWAY INC DEL CL B NEW2,6002,875+2751,1971,3030.23%+107
DISNEY WALT CO COM(DIS)05,636+5,63606280.11%+628
KINDER MORGAN INC DEL COM(KMI)013,946+13,94603820.07%+382
MORGAN STANLEY COM NEW(MS)03,657+3,65704600.08%+460
JOBY AVIATION INC COMMON STOCK(JOBY)010,000+10,0000810.01%+81
GE VERNOVA INC COM(GEV)2,1041,864-2405376130.11%+77
AMERIPRISE FINL INC COM(AMP)01,220+1,22006500.11%+650
COHERENT CORP COM(COHR)13,05013,05001,1601,2360.22%+76
COREBRIDGE FINL INC COM(CRBD)19,70021,700+2,0005746490.11%+75
VERTIV HOLDINGS CO COM CL A(VRT)045,644+45,6440680.01%+68
CORNING INC COM(GLW)28,00027,900-1001,2641,3260.23%+62
INVESCO QQQ TRUST SERIES I0633+63303240.06%+324
NETFLIX INC COM(NFLX)0305+30502720.05%+272
CADENCE DESIGN SYSTEM INC COM(CDNS)01,800+1,80005410.10%+541
CAMECO CORP COM(CCJ)0291,745+291,74507500.13%+750
GILEAD SCIENCES INC COM(GILD)6,079234,507+228,4285105620.10%+52
MAIN STR CAP CORP COM(MAIN)05,350+5,35003130.06%+313
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF03,775+3,77503780.07%+378
FIRST TRUST NASDAQ CYBERSECURITY ETF
NASDAQ CYB ETF
031,808+31,80806310.11%+631
GENERAL DYNAMICS CORP COM(GD)01,305+1,30503440.06%+344
WEST PHARMACEUTICAL SVSC INC COM(WST)01,500+1,50004910.09%+491
BRISTOL-MYERS SQUIBB CO COM(BMY)07,750+7,75004380.08%+438
BOSTON SCIENTIFIC CORP COM(BSX)06,759+6,75906040.11%+604
CISCO SYS INC COM(CSCO)06,151+6,15103640.06%+364
META PLATFORMS INC CL A(META)2,3662,376+101,3541,3910.25%+37
BP PLC SPONSORED ADR(BP)07,550+7,55002230.04%+223
ILLUMINA INC COM(ILMN)11,10411,10401,4481,4840.26%+36
AT&T INC COM(T)0148,880+148,88009110.16%+911
TRINITY INDS INC COM(TRN)01,000+1,0000350.01%+35
ADOBE INC COM(ADBE)0233+23301040.02%+104
KKR & CO INC COM(KKR)02,000+2,00002960.05%+296
FLUTTER ENTMT PLC SHS(FLUT)1,6201,62003844190.07%+34
FISERV INC COM(FISV)01,200+1,20002470.04%+247
AUTOMATIC DATA PROCESSING INC COM01,891+1,89105540.10%+554
ALTRIA GROUP INC COM(MO)010,955+10,95505730.10%+573
NEWS CORP NEW CL A(NWS)031,200+31,20008590.15%+859
DEERE & CO COM(DE)4,2904,29001,7901,8180.32%+27
IDACORP INC COM(IDA)04,000+4,00004370.08%+437
CROWDSTRIKE HLDGS INC CL A(CRWD)0400+40001370.02%+137
ALERIAN MLP ETF
ALERIAN MLP
05,645+5,64502720.05%+272
GENERAC HLDGS INC COM(GNRC)0535+5350830.01%+83
MOTOROLA SOLUTIONS INC COM NEW(MSI)050+500230.00%+23
INTERNATIONAL BUSINESS MACHS COM(IBM)18,219346,664+328,4454,0284,0490.72%+21
AMPLIFY CYBERSECURITY ETF3,3453,34502282490.04%+21
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