Fund HoldingsWellington Shields & Co., LLC

Total Portfolio Value
$446.45M
Total Bought
$62.94M
Total Sold
$46.36M
Net Transaction
+$16.57M
Filing Period:
Securities
SharesValue ($K)
Q1 2026
Q2 2026
Change
Q1 2026
Q2 2026
Weight (%)
Change
EXXONMOBIL HOLDINGS CORP COM SHS078,755+78,755010,7672.41%+10,767
APPLE INC COM(AAPL)0116,104+116,104033,5967.53%+33,596
CATERPILLAR INC COM(CAT)9,4839,907+4246,71810,5502.36%+3,832
ELI LILLY & CO COM(LLY)012,972+12,972015,5593.48%+15,559
CORNING INC COM(GLW)29,37625,603-3,7733,9946,5401.46%+2,546
ROCKET LAB CORP COM(RKLB)059,164+59,16406,0141.35%+6,014
ALPHABET INC CAP STK CL C(GOOG)034,927+34,927012,3412.76%+12,341
NVIDIA CORPORATION COM(NVDA)070,423+70,423014,0913.16%+14,091
PALO ALTO NETWORKS INC COM(PANW)18,60314,923-3,6802,9825,0891.14%+2,107
PERSONALIS INC COM(PSNL)0292,489+292,48903,9190.88%+3,919
HONEYWELL AEROSPACE INC COM09,221+9,22102,0390.46%+2,039
ALPHABET INC CAP STK CL A(GOOG)018,966+18,96606,7781.52%+6,778
HONEYWELL INTL INC COM09,021+9,02102,0200.45%+2,020
JPMORGAN CHASE & CO COM(JPM)048,314+48,314015,8153.54%+15,815
APPLIED MATLS INC COM4,1504,350+2001,4183,1450.70%+1,727
TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS(TSM)6,3507,737+1,3872,1463,6950.83%+1,549
ILLUMINA INC COM(ILMN)028,531+28,53105,0171.12%+5,017
GE VERNOVA INC COM(GEV)2,7343,214+4802,3873,7770.85%+1,390
GE AEROSPACE COM NEW(GE)012,628+12,62804,7191.06%+4,719
TIMKEN CO COM(TKR)07,900+7,90001,1480.26%+1,148
BROADCOM INC COM(AVGO)010,738+10,73804,0560.91%+4,056
AMAZON COM INC COM(AMZN)031,386+31,38607,4811.68%+7,481
INTEL CORP COM(INTC)11,79311,243-5505201,5700.35%+1,049
ABBVIE INC COM(ABBV)030,747+30,74707,7371.73%+7,737
ADVANCED MICRO DEVICES INC COM(AMD)1,7582,367+6093581,3750.31%+1,017
STATE STREET SPDR S&P 500 ETF(SPY)07,550+7,55005,6381.26%+5,638
CISCO SYS INC COM(CSCO)024,924+24,92402,9280.66%+2,928
INVESCO QQQ TRUST SERIES I04,529+4,52903,3350.75%+3,335
MARVELL TECHNOLOGY INC COM(MRVL)02,625+2,62507820.18%+782
MICRON TECHNOLOGY INC COM(MU)750885+1352531,0220.23%+768
GENERAC HLDGS INC COM(GNRC)7,3057,404+991,4272,1680.49%+741
CUMMINS INC COM(CMI)1,4862,008+5227991,4320.32%+633
CITIGROUP INC COM NEW(C)029,073+29,07304,0690.91%+4,069
SERVICENOW INC COM(NOW)05,227+5,22705190.12%+519
VISA INC COM CL A(V)012,418+12,41804,2600.95%+4,260
CVS HEALTH CORP COM(CVS)016,149+16,14901,6710.37%+1,671
MULTI-ASSET DIVERSIFIED INCOME INDEX FUND
MULTI ASSET DI
34,63062,080+27,4505601,0260.23%+466
INTERNATIONAL BUSINESS MACHS COM(IBM)024,174+24,17406,7981.52%+6,798
ELEMENT SOLUTIONS INC COM(ESI)32,80032,80001,1201,5660.35%+446
INVESCO SEMICONDUCTORS ETF
SEMICONDUCTORS
5,1424,892-2504859190.21%+434
STRATEGY SHARES NASDAQ 7HANDL INDEX ETF
NS 7HANDL IDX
31,99549,225+17,2306991,1240.25%+426
BLOOM ENERGY CORP COM CL A3,2872,872-4154458690.19%+424
INVESCO AI AND NEXT GEN SOFTWARE ETF
AI AND NEXT GEN
03,996+3,99604160.09%+416
SHAKE SHACK INC CL A(SHAK)07,300+7,30004090.09%+409
ASML HLDG NV N Y REGISTRY SHS
N Y REGISTRY SHS
600602+27921,1980.27%+405
CROWDSTRIKE HLDGS INC CL A(CRWD)01,049+1,04908010.18%+801
WYNN RESORTS LTD COM(WYNN)03,900+3,90003790.08%+379
SANDISK CORP COM(SNDK)0166+16603770.08%+377
INVESCO DORSEY WRIGHT TECHNOLOGY MOMENTUM ETF
DORSEY WRGT TECH
02,758+2,75803760.08%+376
HEWLETT PACKARD ENTERPRISE CO COM(HPE)08,285+8,28503740.08%+374
STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF
ST STR TECHN ETF
06,014+6,01401,1460.26%+1,146
CITIZENS FINL GROUP INC COM(CFG)34,00034,00002,0392,3820.53%+343
F/M US TREASURY 3 MONTH BILL FUND
F/M US TREASURY
5,25012,100+6,8502626030.14%+342
EATON CORP PLC SHS(ETN)03,967+3,96701,6910.38%+1,691
DUPONT DE NEMOURS INC COMMON STOCK02,299+2,29903120.07%+312
PRUDENTIAL FINL INC COM(PFH)09,982+9,98201,0770.24%+1,077
TURN THERAPEUTICS INC COM065,732+65,73204800.11%+480
IRON MTN INC DEL COM(IRM)10,64310,64301,0871,3440.30%+257
UNITEDHEALTH GROUP INC COM(UNH)3,4122,837-5759231,1790.26%+256
COMFORT SYS USA INC COM(FIX)886738-1481,2221,4630.33%+241
ANTERIS TECHNOLOGIES GLOBAL COM(AVR)039,534+39,53403890.09%+389
KIMBERLY-CLARK CORP COM(KMB)4,5056,127+1,6224356730.15%+238
HOME DEPOT INC COM(HD)06,691+6,69102,3600.53%+2,360
QUALCOMM INC COM(QCOM)05,800+5,80001,0720.24%+1,072
BERKSHIRE HATHAWAY INC DEL CL B NEW09,225+9,22504,6161.03%+4,616
KODIAK GAS SVCS INC COM(KGS)13,00013,00007589770.22%+219
CSX CORP COM(CSX)33,64733,64701,3811,5990.36%+218
JOHNSON & JOHNSON COM(JNJ)17,09017,288+1984,1784,3910.98%+213
WARBY PARKER INC CL A COM(WRBY)022,625+22,62506860.15%+686
DELTA AIR LINES INC COM NEW(DAL)02,235+2,23502090.05%+209
INVESCO NEXT GEN CONNECTIVITY ETF
NEXT GEN CON ETF
02,761+2,76105820.13%+582
GRAIL INC COM(GRAL)010,904+10,90407440.17%+744
LINDE PLC SHS(LIN)02,861+2,86101,4850.33%+1,485
ISHARES CORE U.S. AGGREGATE BOND ETF5,2157,090+1,8755187020.16%+184
KEYCORP COM(KEY)061,200+61,20001,4110.32%+1,411
NETFLIX INC. COM(NFLX)02,500+2,50001790.04%+179
FIRST SOLAR INC COM(FSLR)05,512+5,51201,3010.29%+1,301
QNITY ELECTRONICS INC COMMON STOCK(Q)4,1373,937-2004776430.14%+166
UNION PAC CORP COM(UNP)17,38816,088-1,3004,2194,3760.98%+157
SIMON PPTY GROUP INC NEW COM(SPG)06,224+6,22401,3920.31%+1,392
D-WAVE QUANTUM INC COM(QBTS)014,617+14,61703510.08%+351
FREEPORT MCMORAN INC CL B(FCX)017,517+17,51701,1020.25%+1,102
QUANTA SVCS INC COM0213+21301530.03%+153
ROCKWELL AUTOMATION INC COM(ROK)01,000+1,00004950.11%+495
EMERSON ELEC CO COM(EMR)06,933+6,93309920.22%+992
SPACE EXPLORATION TECHN CORP CLASS A COM STK0793+79301350.03%+135
TEMPUS AI INC CL A(TEM)010,400+10,40006020.13%+602
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS(TEVA)034,305+34,30501,1620.26%+1,162
CARMAX INC COM(KMX)012,423+12,42306570.15%+657
BANK OF NY MELLON CORP COM04,740+4,74006850.15%+685
COSTCO WHOLESALE CORPORATION COM(COST)1,0501,250+2001,0461,1690.26%+123
SMUCKER J M CO COM NEW(SJM)5,5015,800+2995316530.15%+122
PNC FINL SVCS GROUP INC COM(PNC)04,244+4,24401,0450.23%+1,045
STATE STREET SPDR S&P BIOTECH ETF
ST STR SP BIOT
03,900+3,90006170.14%+617
GRANITE CONSTR INC COM(GVA)0750+75001190.03%+119
MERCK & CO INC COM(MRK)23,26622,666-6002,7992,9130.65%+114
PHILIP MORRIS INTL INC COM(PM)07,132+7,13201,2900.29%+1,290
SENSIENT TECHNOLOGIES CORP COM(SXT)03,000+3,00003700.08%+370
TEXAS INSTRS INC COM(TXN)01,050+1,05003130.07%+313
WEST PHARMACEUTICAL SVSC INC COM(WST)01,000+1,00003590.08%+359
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