Fund HoldingsWellington Shields & Co., LLC

Total Portfolio Value
$400.0K
Total Bought
$12.47M
Total Sold
$37.98M
Net Transaction
-$25.52M
Filing Period:
Securities
SharesValue ($K)
Q2 2023
Q3 2023
Change
Q2 2023
Q3 2023
Weight (%)
Change
ABBVIE INC COM(ABBV)27,34430,562+3,2183,6844,5561139.02%+871
CHEVRON CORP NEW COM(CVX)9,72512,661+2,9361,5302,135533.79%+605
OKTA INC CL A(OKTA)07,350+7,3500599149.79%+599
ELI LILLY & CO COM(LLY)13,86013,189-6716,5007,0841771.27%+584
ON HLDG AG NAMEN AKT A(ONON)020,500+20,5000570142.59%+570
AMGEN INC COM(AMGN)3,4144,814+1,4007581,294323.46%+536
EXXON MOBIL CORP COM53,81853,418-4005,7726,2811570.40%+509
WALMART INC COM(WMT)7,71710,757+3,0401,2131,720430.15%+507
BLACKSTONE INC COM(BX)37,04436,290-7543,4443,888972.13%+444
GENERAL MLS INC COM(GIS)015,807+15,80701,011252.90%+1,011
FLUOR CORP NEW COM(FLR)71,64669,146-2,5002,1212,538634.49%+417
BORGWARNER INC COM09,000+9,000036390.84%+363
MCDONALDS CORP COM(MCD)02,606+2,6060687171.68%+687
BECTON DICKINSON & CO COM(BDX)01,857+1,8570480120.03%+480
PIONEER NAT RES CO COM5,6676,399+7321,1741,469367.26%+295
SPDR S&P BIOTECH ETF
ST STR SP BIOT
03,900+3,900028571.20%+285
SOUTHERN CO COM(SO)15,22520,746+5,5211,0701,343335.71%+273
CATERPILLAR INC COM(CAT)9,6009,60002,3622,621655.27%+259
PFIZER INC COM(PFE)59,44073,404+13,9642,1802,435608.77%+255
ALPHABET INC CAP STK CL C(GOOG)34,25133,331-9204,1434,3951098.80%+251
AMERICAN WTR WKS CO INC NEW COM02,000+2,000024861.92%+248
CF INDS HLDGS INC COM(CF)06,756+6,7560579144.83%+579
WEYERHAEUSER CO MTN BE COM NEW(WY)32,36242,636+10,2741,0841,307326.84%+223
INTERNATIONAL BUSINESS MACHS COM(IBM)25,97426,247+2733,4763,683920.73%+207
MODERNA INC COM(MRNA)06,626+6,6260684171.12%+684
3M CO COM(MMM)06,065+6,0650568141.98%+568
SIMON PPTY GROUP INC NEW COM(SPG)05,200+5,2000562140.45%+562
IRON MTN INC DEL COM(IRM)011,033+11,0330656164.00%+656
PRUDENTIAL FINL INC COM(PFH)07,525+7,5250714178.53%+714
CHART INDUSTRIES7,6438,157+5141,2211,380344.92%+158
CVS HEALTH CORP COM(CVS)32,78134,703+1,9222,2662,423605.80%+157
MICROSOFT CORP COM(MSFT)64,73170,305+5,57422,04422,1995550.29%+155
ROPER TECHNOLOGIES INC COM(ROP)0320+320015538.75%+155
ABBOTT LABS COM23,86728,415+4,5482,6022,752688.07%+150
ALPHABET INC CAP STK CL A(GOOG)15,44415,244-2001,8491,995498.76%+146
JOHNSON & JOHNSON COM(JNJ)13,83215,620+1,7882,2892,433608.28%+143
APOLLO GLOBAL MGMT INC COM(APO)9,5579,5570734858214.48%+124
AGILENT TECHNOLOGIES INC COM(A)02,970+2,970033283.04%+332
MCKESSON CORP COM(MCK)0279+279012130.33%+121
SCHLUMBERGER LTD COM STK(SLB)011,200+11,2000653163.26%+653
DIAMONDBACK ENERGY INC COM(FANG)01,701+1,701026365.86%+263
NOVO-NORDISK A S ADR(NVO)01,100+1,100010025.01%+100
CONOCOPHILLIPS COM(COP)6,1666,1660639739184.69%+100
JACKSON FINANCIAL INC COM CL A(JXN)012,644+12,6440483120.83%+483
KEYCORP COM(KEY)061,200+61,2000659164.65%+659
QUANTA SVCS INC COM0565+565010626.43%+106
CROWN CASTLE INC COM(CCI)01,000+1,00009223.01%+92
BERKSHIRE HATHAWAY INC DEL CL B NEW6,6156,692+772,2562,344586.12%+88
AFLAC INC COM(AFL)17,00616,612-3941,1871,275318.77%+88
TRUIST FINL CORP COM(TFC)03,000+3,00008621.46%+86
GENERAC HLDGS INC COM(GNRC)4,2776,612+2,335638720180.13%+83
CORTEVA INC COM(CTVA)03,880+3,880019949.63%+199
ALBEMARLE CORP COM(ALB)3,1354,483+1,348699762190.59%+63
ENERGY TRANSFER L P COM UT LTD PTN(ET)48,96448,722-242622684170.91%+62
VALERO ENERGY CORP COM(VLO)02,500+2,500035488.58%+354
DISNEY WALT CO COM(DIS)29,52533,225+3,7002,6362,693673.30%+57
BLACKSTONE SECD LENDING FD COMMON STOCK(BXSL)015,839+15,8390433108.35%+433
PHILLIPS 66 COM(PSX)01,832+1,832022055.03%+220
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF0130+13004411.09%+44
CISCO SYS INC COM(CSCO)21,93721,93701,1351,179294.86%+44
TRANSOCEAN LTD REG SHS(RIG)033,846+33,846027869.48%+278
OCCIDENTAL PETE CORP COM(OXY)06,800+6,8000441110.31%+441
NVIDIA CORPORATION COM(NVDA)6,1156,036-792,5872,626656.47%+39
PALO ALTO NETWORKS INC COM(PANW)3,2373,691+454827865216.35%+38
EOG RES INC COM(EOG)03,085+3,085039197.77%+391
CUMMINS INC COM(CMI)02,215+2,2150506126.52%+506
FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM(FNF)06,559+6,559027167.73%+271
EVEREST GROUP LTD COM(EG)01,100+1,1000409102.22%+409
ONEOK INC NEW COM(OKE)17,32017,32001,0691,099274.68%+30
BP PLC SPONSORED ADR(BP)18,86917,919-950666694173.48%+28
ACCENTURE PLC IRELAND SHS CLASS A
SHS CLASS A
01,011+1,011031077.63%+310
NEW FORTRESS ENERGY INC COM CL A0816+8160276.69%+27
CITIZENS FINL GROUP INC COM(CFG)34,00034,0000887911227.83%+24
NAVIGATOR HLDGS LTD SHS(NVGS)013,825+13,825020451.05%+204
ACTIVISION BLIZZARD INC COM0251+2510245.88%+24
COMCAST CORP NEW CL A(CCZ)27,26626,066-1,2001,1331,156288.97%+23
RPM INTL INC COM(RPM)04,200+4,200039899.56%+398
LOEWS CORP COM(L)05,290+5,290033583.74%+335
BLACKSTONE MTG TR INC COM CL A(BXMT)024,201+24,2010526131.61%+526
LINDE PLC SHS(LIN)01,106+1,1060412102.97%+412
EMERSON ELEC CO COM(EMR)03,111+3,111030075.12%+300
INTERNATIONAL PAPER CO COM(IP)05,051+5,051017944.80%+179
GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF
US INFR DEV ETF
04,702+4,702014335.71%+143
INVESCO QQQ TRUST SERIES I01,116+1,116040099.97%+400
SIMPSON MFG INC COM(SSD)01,607+1,607024160.19%+241
KKR & CO INC COM(KKR)03,000+3,000018546.21%+185
METLIFE INC COM(MET)04,345+4,345027368.34%+273
MORGAN STANLEY COM NEW(MS)0375+3750317.66%+31
NEW YORK CMNTY BANCORP INC COM040,800+40,8000463115.68%+463
CHENIERE ENERGY INC COM NEW(LNG)0944+944015739.17%+157
WILLIAMS COS INC COM(WMB)011,274+11,274038094.97%+380
GOLDMAN SACHS BDC INC SHS(GSBD)015,930+15,930023257.99%+232
GEO GROUP INC NEW COM(GEO)012,300+12,300010125.16%+101
CARRIER GLOBAL CORPORATION COM(CARR)02,000+2,000011027.60%+110
VERIZON COMMUNICATIONS INC COM(VZ)35,87741,487+5,6101,3341,345336.19%+10
SPDR S&P 500 ETF TRUST(SPY)0711+711030475.99%+304
SURO CAPITAL CORP COM NEW022,438+22,43808120.31%+81
ALERIAN MLP ETF
ALERIAN MLP
03,120+3,120013232.92%+132
THERMO FISHER SCIENTIFIC INC COM(TMO)2,6252,724+991,3701,379344.74%+9
EATON CORP PLC SHS(ETN)0700+700014937.33%+149
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