Fund HoldingsWellington Shields & Co., LLC

Total Portfolio Value
$271.06M
Total Bought
$12.87M
Total Sold
$173.05M
Net Transaction
-$160.18M
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
MICROSOFT CORP COM(MSFT)70,30569,215-1,09022,19926,0289.60%+3,829
APPLE INC COM(AAPL)0107,041+107,041020,6097.60%+20,609
JPMORGAN CHASE & CO COM(JPM)048,318+48,31808,2193.03%+8,219
UNION PAC CORP COM(UNP)017,488+17,48804,2951.58%+4,295
ELI LILLY & CO COM(LLY)13,18913,612+4237,0847,9352.93%+851
INVESCO QQQ TRUST SERIES I1,1162,505+1,3894001,0260.38%+626
S&P GLOBAL INC COM(SPGI)07,900+7,90003,4801.28%+3,480
AMAZON COM INC COM(AMZN)026,050+26,05003,9581.46%+3,958
INTERNATIONAL BUSINESS MACHS COM(IBM)26,24726,051-1963,6834,2611.57%+578
BLACKSTONE INC COM(BX)36,29034,003-2,2873,8884,4521.64%+564
BOEING CO COM(BA)010,135+10,13502,6420.97%+2,642
HONEYWELL INTL INC COM(HON)020,664+20,66404,3331.60%+4,333
TECHNOLOGY SELECT SECTOR SPDR FUND
ST STR TECHN ETF
02,581+2,58104970.18%+497
BROADCOM INC COM(AVGO)01,586+1,58601,7700.65%+1,770
CUMMINS INC COM(CMI)2,2154,075+1,8605069760.36%+470
EQUIFAX INC COM(EFX)07,229+7,22901,7880.66%+1,788
SHOPIFY INC CL A(SHOP)026,213+26,21302,0420.75%+2,042
NVIDIA CORPORATION COM(NVDA)6,0366,057+212,6263,0001.11%+374
SUPER MICRO COMPUTER INC COM(SMCI)01,201+1,20103410.13%+341
BUILDERS FIRSTSOURCE INC COM(BLDR)07,210+7,21001,2040.44%+1,204
DISNEY WALT CO COM(DIS)33,22533,150-752,6932,9931.10%+300
TOAST INC CL A(TOST)016,200+16,20002960.11%+296
INTEL CORP COM(INTC)021,749+21,74901,0930.40%+1,093
CISCO SYS INC COM(CSCO)21,93728,837+6,9001,1791,4570.54%+278
PIONEER NAT RES CO COM6,3997,713+1,3141,4691,7340.64%+266
VISA INC COM CL A(V)012,935+12,93503,3681.24%+3,368
LINDE PLC SHS(LIN)1,1061,622+5164126660.25%+254
SIMON PPTY GROUP INC NEW COM(SPG)5,2005,700+5005628130.30%+251
HOME DEPOT INC COM(HD)05,500+5,50001,9060.70%+1,906
3M CO COM(MMM)6,0657,465+1,4005688160.30%+248
ABBOTT LABS COM28,41527,233-1,1822,7522,9981.11%+246
SPDR S&P 500 ETF TRUST(SPY)7111,143+4323045430.20%+239
CITIGROUP INC COM NEW(C)026,491+26,49101,3630.50%+1,363
PALO ALTO NETWORKS INC COM(PANW)3,6913,729+388651,1000.41%+234
MASTERCARD INCORPORATED CL A(MA)0667+66702840.10%+284
KEYCORP COM(KEY)61,20061,20006598810.33%+223
CATERPILLAR INC COM(CAT)9,6009,608+82,6212,8411.05%+220
PINTEREST INC CL A(PINS)05,858+5,85802170.08%+217
CITIZENS FINL GROUP INC COM(CFG)34,00034,00009111,1270.42%+216
WOLFSPEED INC COM(WOLF)04,801+4,80102090.08%+209
AGNICO EAGLE MINES LTD COM(AEM)03,696+3,69602030.07%+203
ALPHABET INC CAP STK CL A(GOOG)15,24415,699+4551,9952,1930.81%+198
MEDTRONIC PLC SHS(MDT)012,800+12,80001,0540.39%+1,054
BLACKSTONE SECD LENDING FD COMMON STOCK(BXSL)15,83922,774+6,9354336290.23%+196
BARRICK GOLD CORP COM010,000+10,00001810.07%+181
PROCTER AND GAMBLE CO COM(PG)06,717+6,71709840.36%+984
WISDOMTREE ARTIFICIAL INTELLIGENCE AND INNOVATION FUND(WT)08,500+8,50001760.06%+176
ACCENTURE PLC IRELAND SHS CLASS A
SHS CLASS A
1,0111,374+3633104820.18%+172
OTIS WORLDWIDE CORP COM(OTIS)01,914+1,91401710.06%+171
EATON CORP PLC SHS(ETN)7001,325+6251493190.12%+170
WASTE MGMT INC DEL COM(WM)09,217+9,21701,6510.61%+1,651
ALPHABET INC CAP STK CL C(GOOG)33,33132,364-9674,3954,5611.68%+166
MCKESSON CORP COM(MCK)279619+3401212870.11%+165
AMERICAN EXPRESS CO COM(AXP)04,320+4,32008090.30%+809
JACKSON FINANCIAL INC COM CL A(JXN)12,64412,411-2334836350.23%+152
RTX CORPORATION COM(RTX)014,402+14,40201,2120.45%+1,212
PNC FINL SVCS GROUP INC COM(PNC)05,328+5,32808250.30%+825
NEW FORTRESS ENERGY INC COM CL A8164,522+3,706271710.06%+144
WEYERHAEUSER CO MTN BE COM NEW(WY)42,63641,606-1,0301,3071,4470.53%+139
WHEATON PRECIOUS METALS CORP COM(WPM)02,600+2,60001280.05%+128
CVS HEALTH CORP COM(CVS)34,70332,271-2,4322,4232,5480.94%+125
META PLATFORMS INC CL A(META)02,500+2,50008850.33%+885
KODIAK GAS SVCS INC COM(KGS)06,000+6,00001200.04%+120
GENERAC HLDGS INC COM(GNRC)6,6126,505-1077208410.31%+120
CASI PHARMACEUTICALS INC COM043,091+43,09103090.11%+309
ONEOK INC NEW COM(OKE)17,32017,32001,0991,2160.45%+118
CSX CORP COM(CSX)030,000+30,00001,0400.38%+1,040
MERCK & CO INC COM(MRK)026,166+26,16602,8531.05%+2,853
PRUDENTIAL FINL INC COM(PFH)7,5257,958+4337148250.30%+111
AT&T INC COM(T)090,898+90,89801,5250.56%+1,525
KINDER MORGAN INC DEL COM(KMI)0127,989+127,98902,2580.83%+2,258
QUALCOMM INC COM(QCOM)07,811+7,81101,1300.42%+1,130
WYNN RESORTS LTD COM(WYNN)04,100+4,10003740.14%+374
ISHARES TIPS BOND ETF03,454+3,45403710.14%+371
VERIZON COMMUNICATIONS INC COM(VZ)41,48738,394-3,0931,3451,4470.53%+103
ISHARES PREFERRED & INCOME SECURITIES ETF03,260+3,26001020.04%+102
BLACKROCK INC COM(BLK)01,344+1,34401,0910.40%+1,091
COCA COLA CO COM(KO)016,937+16,93709980.37%+998
ISHARES CORE U.S. AGGREGATE BOND ETF0978+9780970.04%+97
GE AEROSPACE COM NEW(GE)06,453+6,45308240.30%+824
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF08,000+8,00003800.14%+380
INTUIT COM(INTU)0151+1510940.03%+94
FIRST HORIZON CORPORATION COM(FHN)030,000+30,00004250.16%+425
SOUTHERN CO COM(SO)20,74620,486-2601,3431,4360.53%+94
AMGEN INC COM(AMGN)4,8144,81401,2941,3860.51%+93
ROCKET LAB USA INC COM068,647+68,64703800.14%+380
CINTAS CORP COM(CTAS)0150+1500900.03%+90
IRON MTN INC DEL COM(IRM)11,03310,643-3906567450.27%+89
NEWMONT CORP COM(NEM)021,600+21,60008940.33%+894
AGILENT TECHNOLOGIES INC COM(A)2,9702,97003324130.15%+81
LOCKHEED MARTIN CORP COM(LMT)02,260+2,26001,0240.38%+1,024
INVESCO S&P 500 EQUAL WEIGHT ETF
S&P500 EQL WGT
0502+5020790.03%+79
SIMPSON MFG INC COM(SSD)1,6071,60702413180.12%+77
ILLINOIS TOOL WKS INC COM(ITW)02,400+2,40006290.23%+629
APPLIED MATLS INC COM03,200+3,20005190.19%+519
BERKSHIRE HATHAWAY INC DEL CL B NEW6,6926,775+832,3442,4160.89%+72
RPM INTL INC COM(RPM)4,2004,20003984690.17%+71
FREEPORT-MCMORAN INC CL B(FCX)022,065+22,06509390.35%+939
CARMAX INC COM(KMX)012,733+12,73309770.36%+977
ENBRIDGE INC COM(ENB)022,642+22,64208160.30%+816
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