Fund HoldingsWellington Shields & Co., LLC

Total Portfolio Value
$326.13M
Total Bought
$9.43M
Total Sold
$26.38M
Net Transaction
-$16.95M
Filing Period:
Securities
SharesValue ($K)
Q3 2024
Q4 2024
Change
Q3 2024
Q4 2024
Weight (%)
Change
APPLE INC COM(AAPL)110,771109,510-1,26125,81027,4248.41%+1,614
JPMORGAN CHASE & CO. COM(JPM)48,35148,224-12710,19511,5603.54%+1,365
ROCKET LAB USA INC COM74,13974,522+3837211,8980.58%+1,177
PALANTIR TECHNOLOGIES INC CL A(PLTR)7,04915,699+8,6502621,1870.36%+925
BROADCOM INC COM(AVGO)15,21015,128-822,6243,5071.08%+884
NVIDIA CORPORATION COM(NVDA)066,437+66,43708,9222.74%+8,922
ALPHABET INC CAP STK CL C(GOOG)033,663+33,66306,4111.97%+6,411
AMAZON COM INC COM(AMZN)027,759+27,75906,0901.87%+6,090
CHART INDUSTRIES012,673+12,67302,4190.74%+2,419
APOLLO GLOBAL MGMT INC COM(APO)15,56515,606+411,9442,5770.79%+633
BLACKSTONE INC COM(BX)32,52732,246-2814,9815,5601.70%+579
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS(TSM)3,0005,272+2,2725211,0410.32%+520
SHOPIFY INC CL A(SHOP)21,58321,003-5801,7302,2330.68%+504
DISNEY WALT CO COM(DIS)030,813+30,81303,4311.05%+3,431
KINDER MORGAN INC DEL COM(KMI)090,129+90,12902,4700.76%+2,470
HONEYWELL INTL INC COM(HON)020,534+20,53404,6381.42%+4,638
BRISTOL-MYERS SQUIBB CO COM(BMY)35,82639,254+3,4281,8542,2200.68%+367
ALPHABET INC CAP STK CL A(GOOG)015,909+15,90903,0120.92%+3,012
WALMART INC COM(WMT)32,21532,21502,6012,9110.89%+309
COREBRIDGE FINL INC COM(CRBD)10,00020,000+10,0002925990.18%+307
VISA INC COM CL A(V)011,961+11,96103,7801.16%+3,780
CHIPOTLE MEXICAN GRILL INC COM(CMG)8,80012,800+4,0005077720.24%+265
SNOWFLAKE INC CL A(SNOW)5,1005,500+4005868490.26%+263
ISHARES TIPS BOND ETF05,067+5,06705400.17%+540
CITIGROUP INC COM NEW(C)029,511+29,51102,0770.64%+2,077
ENERGY TRANSFER L P COM UT LTD PTN(ET)051,527+51,52701,0090.31%+1,009
CHENIERE ENERGY INC COM NEW(LNG)01,371+1,37102950.09%+295
INVESCO QQQ TRUST SERIES I03,751+3,75101,9180.59%+1,918
HEWLETT PACKARD ENTERPRISE CO COM(HPE)09,400+9,40002010.06%+201
EATON CORP PLC SHS(ETN)3,4163,997+5811,1321,3270.41%+194
SPDR S&P 500 ETF TRUST(SPY)3,6033,852+2492,0672,2580.69%+190
ISHARES CORE DIVIDEND GROWTH ETF
CORE DIV GRWTH
02,931+2,93101800.06%+180
ONEOK INC NEW COM(OKE)17,82017,82001,6241,7890.55%+165
CISCO SYS INC COM(CSCO)30,28729,987-3001,6121,7750.54%+163
KODIAK GAS SVCS INC COM(KGS)13,00013,00003775310.16%+154
CROWDSTRIKE HLDGS INC CL A(CRWD)01,267+1,26704340.13%+434
BLACKSTONE SECD LENDING FD COMMON STOCK(BXSL)028,789+28,78909300.29%+930
SEI INVTS CO COM(SEIC)09,000+9,00007420.23%+742
PERSONALIS INC COM(PSNL)292,489292,48901,5741,6910.52%+117
EMERSON ELEC CO COM(EMR)6,1936,360+1676777880.24%+111
AMERICAN EXPRESS CO COM(AXP)4,2204,22001,1441,2520.38%+108
GE VERNOVA INC COM(GEV)1,8071,712-954615630.17%+102
PAYPAL HLDGS INC COM(PYPL)04,083+4,08303480.11%+348
ILLUMINA INC COM(ILMN)32,77532,692-834,2744,3691.34%+94
CITIZENS FINL GROUP INC COM(CFG)34,00034,00001,3961,4880.46%+91
FLUTTER ENTMT PLC SHS(FLUT)1,9592,147+1884655550.17%+90
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF010,000+10,00004840.15%+484
COMFORT SYS USA INC COM(FIX)746896+1502913800.12%+89
BLACKROCK INC COM(BLK)1,3481,334-141,2801,3670.42%+88
UNITED PARCEL SERVICE INC CL B(UPS)05,485+5,48506920.21%+692
GRAIL INC COM(GRAL)8,24110,662+2,4211131900.06%+77
TEXAS PACIFIC LAND CORPORATION COM(TPL)0315+31503480.11%+348
WILLIAMS COS INC COM(WMB)010,774+10,77405830.18%+583
PALO ALTO NETWORKS INC COM(PANW)5,84111,332+5,4911,9962,0620.63%+66
ENTERPRISE PRODS PARTNERS L P COM(EPD)042,470+42,47001,3320.41%+1,332
PNC FINL SVCS GROUP INC COM(PNC)4,9835,083+1009219800.30%+59
TRIMBLE INC COM(TRMB)06,500+6,50004590.14%+459
AT&T INC COM(T)83,67483,155-5191,8411,8930.58%+53
CARMAX INC COM(KMX)012,787+12,78701,0450.32%+1,045
KKR & CO INC COM(KKR)03,000+3,00004440.14%+444
MOTOROLA SOLUTIONS INC COM NEW(MSI)01,347+1,34706230.19%+623
ISHARES RUSSELL 2000 ETF0421+4210930.03%+93
GILEAD SCIENCES INC COM(GILD)05,801+5,80105360.16%+536
SALESFORCE INC COM(CRM)0793+79302650.08%+265
BOEING CO COM(BA)06,506+6,50601,1520.35%+1,152
CARLYLE GROUP INC COM(CG)02,315+2,31501170.04%+117
WEST PHARMACEUTICAL SVSC INC COM(WST)01,500+1,50004910.15%+491
CORNING INC COM(GLW)37,12036,120-1,0001,6761,7160.53%+40
ENBRIDGE INC COM(ENB)22,64222,609-339199590.29%+40
M & T BK CORP COM(MTB)01,966+1,96603700.11%+370
COHERENT CORP COM(COHR)6,0006,00005335680.17%+35
TESLA INC COM(TSLA)0404+40401630.05%+163
QXO INC COM NEW(QXO)73,50075,000+1,5001,1591,1930.37%+33
MARKEL GROUP INC COM(MKL)0145+14502500.08%+250
LOEWS CORP COM(L)05,290+5,29004480.14%+448
SURO CAPITAL CORP COM NEW025,536+25,53601500.05%+150
CORE SCIENTIFIC INC NEW COM(CORZ)01,815+1,8150260.01%+26
DELTA AIR LINES INC DEL COM NEW(DAL)02,620+2,62001590.05%+159
ASML HOLDING N V N Y REGISTRY SHS
N Y REGISTRY SHS
042+420290.01%+29
KEYCORP COM(KEY)61,20061,20001,0251,0490.32%+24
BANK NEW YORK MELLON CORP COM04,740+4,74003640.11%+364
ISHARES MSCI USA MOMENTUM FACTOR ETF
MSCI USA MMENTM
0322+3220670.02%+67
ISHARES PREFERRED & INCOME SECURITIES ETF05,590+5,59001760.05%+176
STEREOTAXIS INC COM NEW044,793+44,79301020.03%+102
TECHNOLOGY SELECT SECTOR SPDR FUND
ST STR TECHN ETF
02,631+2,63106120.19%+612
FISERV INC COM(FISV)0682+68201400.04%+140
UBER TECHNOLOGIES INC COM(UBER)0854+8540520.02%+52
ROCKWELL AUTOMATION INC COM(ROK)01,000+1,00002860.09%+286
MARRIOTT INTL INC NEW CL A(MAR)0519+51901450.04%+145
INTERNATIONAL PAPER CO COM(IP)03,097+3,09701670.05%+167
WARNER BROS DISCOVERY INC COM SER A(WBD)014,731+14,73101560.05%+156
KAYNE ANDERSON ENERGY INFRSTR COM(KYN)08,625+8,62501100.03%+110
MCKESSON CORP COM(MCK)02,064+2,06401,1760.36%+1,176
NEWS CORP NEW CL A(NWS)013,800+13,80003800.12%+380
SEMPRA COM(SRE)03,000+3,00002630.08%+263
ADVANCED MICRO DEVICES INC COM(AMD)0907+90701100.03%+110
ALTRIA GROUP INC COM(MO)08,824+8,82404610.14%+461
NETFLIX INC COM(NFLX)060+600530.02%+53
RPM INTL INC COM(RPM)05,000+5,00006150.19%+615
TRAVELERS COMPANIES INC COM(TRV)01,508+1,50803630.11%+363
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