Fund HoldingsWellington Shields & Co., LLC

Total Portfolio Value
$405.40M
Total Bought
$35.55M
Total Sold
$22.04M
Net Transaction
+$13.50M
Filing Period:
Securities
SharesValue ($K)
Q3 2025
Q4 2025
Change
Q3 2025
Q4 2025
Weight (%)
Change
ELI LILLY & CO COM(LLY)012,977+12,977013,9463.44%+13,946
ALPHABET INC CAP STK CL C(GOOG)34,82335,538+7158,48111,1522.75%+2,671
STATE STREET SPDR S&P 500 ETF(SPY)4,4606,816+2,3562,9714,6481.15%+1,677
APPLE INC COM(AAPL)111,255110,258-99728,32929,9757.39%+1,646
EXXON MOBIL CORP COM67,59676,928+9,3327,6219,2572.28%+1,636
PROCTER & GAMBLE CO COM(PG)015,929+15,92902,2830.56%+2,283
CONSTELLATION ENERGY CORP COM(CEG)6,8519,728+2,8772,2543,4360.85%+1,182
CATERPILLAR INC COM(CAT)8,9089,417+5094,2505,3951.33%+1,144
ILLUMINA INC COM(ILMN)028,618+28,61803,7540.93%+3,754
TOAST INC CL A(TOST)019,700+19,70007000.17%+700
ALPHABET INC CAP STK CL A(GOOG)18,41916,540-1,8794,4785,1771.28%+699
MCKESSON CORP COM(MCK)2,4953,145+6501,9272,5790.64%+652
TEMPUS AI INC CL A(TEM)010,400+10,40006140.15%+614
APPLIED MATLS INC COM04,650+4,65001,1950.29%+1,195
GE AEROSPACE COM NEW(GE)10,51012,097+1,5873,1623,7260.92%+565
JOHNSON & JOHNSON COM(JNJ)15,79516,815+1,0202,9293,4800.86%+551
ROCKET LAB CORP COM(RKLB)72,65657,643-15,0133,4814,0210.99%+540
APOLLO GLOBAL MGMT INC COM(APO)020,676+20,67602,9930.74%+2,993
WARBY PARKER INC CL A COM(WRBY)022,625+22,62504930.12%+493
CITIGROUP INC COM NEW(C)31,18831,18803,1663,6390.90%+474
NEWMONT CORP COM(NEM)37,80036,200-1,6003,1873,6150.89%+428
PERSONALIS INC COM(PSNL)0292,489+292,48902,3280.57%+2,328
MERCK & CO INC COM(MRK)023,366+23,36602,4600.61%+2,460
INVESCO GLOBAL CLEAN ENERGY ETF
GBL CLEAN ENRG
025,807+25,80704150.10%+415
INVESCO SEMICONDUCTORS ETF
SEMICONDUCTORS
05,142+5,14204060.10%+406
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS(TSM)4,9055,829+9241,3701,7710.44%+401
BRISTOL-MYERS SQUIBB CO COM(BMY)040,540+40,54002,1870.54%+2,187
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS(TEVA)34,30034,30006931,0710.26%+378
RTX CORPORATION COM(RTX)6,5528,033+1,4811,0961,4730.36%+377
GE VERNOVA INC COM(GEV)2,1682,602+4341,3331,7010.42%+368
INVESCO NEXT GEN CONNECTIVITY ETF
NEXT GEN CON ETF
02,693+2,69303610.09%+361
ISHARES IBONDS DEC 2026 TERM CORPORATE ETF
IBONDS DEC2026
014,420+14,42003490.09%+349
STRATEGY SHARES NASDAQ 7HANDL INDEX ETF
NS 7HANDL IDX
015,290+15,29003370.08%+337
AMAZON COM INC COM(AMZN)30,26830,236-326,6466,9791.72%+333
UNITEDHEALTH GROUP INC COM(UNH)9361,980+1,0443236540.16%+330
QNITY ELECTRONICS INC COMMON STOCK(Q)04,037+4,03703300.08%+330
AMGEN INC COM(AMGN)05,309+5,30901,7380.43%+1,738
WALMART INC COM(WMT)35,95336,002+493,7054,0110.99%+306
NVIDIA CORPORATION COM(NVDA)66,57368,172+1,59912,42112,7143.14%+293
ISHARES CORE U.S. AGGREGATE BOND ETF02,915+2,91502910.07%+291
LAMAR ADVERTISING CO CL A(LAMR)02,250+2,25002850.07%+285
GRAIL INC COM(GRAL)10,75810,739-196369190.23%+283
INVESCO QQQ TRUST SERIES I3,8604,217+3572,3172,5900.64%+273
CUMMINS INC COM(CMI)477921+4442014700.12%+269
FIRST SOLAR INC COM(FSLR)5,5795,727+1481,2301,4960.37%+266
ROYAL BK CDA COM(RY)01,526+1,52602600.06%+260
TURN THERAPEUTICS INC COM065,732+65,73202590.06%+259
AMERICAN EXPRESS CO COM(AXP)05,186+5,18601,9190.47%+1,919
DEVON ENERGY CORP NEW COM(DVN)030,726+30,72601,1250.28%+1,125
SOLSTICE ADVANCED MATLS INC COM SHS(SOLS)05,009+5,00902430.06%+243
INTERNATIONAL BUSINESS MACHS COM(IBM)026,503+26,50307,8511.94%+7,851
CISCO SYS INC COM(CSCO)025,510+25,51001,9650.48%+1,965
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST(DIA)0499+49902400.06%+240
BERKSHIRE HATHAWAY INC DEL CL B NEW8,1788,652+4744,1114,3491.07%+238
FREEPORT-MCMORAN INC CL B(FCX)020,019+20,01901,0170.25%+1,017
ABBVIE INC COM(ABBV)29,44230,817+1,3756,8177,0411.74%+224
UNILEVER PLC SPON ADR NEW(UL)03,418+3,41802240.06%+224
EDISON INTL COM(EIX)12,70015,400+2,7007029240.23%+222
VISA INC COM CL A(V)012,941+12,94104,5381.12%+4,538
MULTI-ASSET DIVERSIFIED INCOME INDEX FUND
MULTI ASSET DI
014,025+14,02502200.05%+220
DT MIDSTREAM INC COMMON STOCK(DTM)01,750+1,75002090.05%+209
STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF
ST STR TECHN ETF
06,192+6,19208910.22%+891
CHUBB LIMITED COM
COM
01,061+1,06103310.08%+331
BLACKSTONE SECD LENDING FD COMMON STOCK(BXSL)039,634+39,63401,0440.26%+1,044
PALO ALTO NETWORKS INC COM(PANW)12,62914,962+2,3332,5722,7560.68%+184
CITIZENS FINL GROUP INC COM(CFG)34,00034,00001,8071,9860.49%+179
MASTERCARD INCORPORATED CL A(MA)01,379+1,37907870.19%+787
THERMO FISHER SCIENTIFIC INC COM(TMO)01,510+1,51008750.22%+875
VANGUARD SHORT-TERM CORPORATE BOND ETF
SHRT TRM CORP BD
02,000+2,00001590.04%+159
ABBOTT LABS COM029,746+29,74603,7270.92%+3,727
ISHARES BIOTECHNOLOGY ETF0900+90001520.04%+152
ASML HLDG NV N Y REGISTRY SHS
N Y REGISTRY SHS
511600+894956420.16%+147
PEPSICO INC COM(PEP)6,4807,345+8659101,0540.26%+144
XPO INC COM(XPO)01,000+1,00001360.03%+136
APPLOVIN CORP COM CL A(APP)7501,000+2505396740.17%+135
ISHARES SHORT DURATION BOND ACTIVE ETF
SHOR DURA BD ETF
02,646+2,64601350.03%+135
MP MATERIALS CORP COM CL A(MP)3,3507,100+3,7502253590.09%+134
WARNER BROS DISCOVERY INC COM SER A(WBD)14,28814,192-962794090.10%+130
3M CO COM(MMM)07,974+7,97401,2770.31%+1,277
ONEOK INC NEW COM(OKE)018,886+18,88601,3880.34%+1,388
KEYCORP COM(KEY)61,20061,20001,1441,2630.31%+119
PLANET LABS PBC COM CL A(PL)15,34115,776+4351993110.08%+112
DEERE & CO COM(DE)0487+48702270.06%+227
MAIN STR CAP CORP COM(MAIN)02,520+2,52001520.04%+152
STRYKER CORPORATION COM(SYK)0375+37501320.03%+132
BOEING CO COM(BA)07,389+7,38901,6040.40%+1,604
COMFORT SYS USA INC COM(FIX)884885+17298260.20%+97
INVESCO WILDERHILL CLEAN ENERGY ETF
WILDERHIL CLAN
10,49513,019+2,5243033980.10%+95
STATE STREET SPDR S&P BIOTECH ETF
ST STR SP BIOT
03,900+3,90004760.12%+476
ENTERGY CORP NEW COM(ETR)01,300+1,30001200.03%+120
TAKE-TWO INTERACTIVE SOFTWARE COM(TTWO)0956+95602450.06%+245
SIMON PPTY GROUP INC NEW COM(SPG)7,3007,819+5191,3701,4470.36%+77
GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK(GEHC)03,060+3,06002510.06%+251
ISHARES SILVER TRUST(SLV)3,4003,40001442190.05%+75
CORNING INC COM(GLW)30,67629,576-1,1002,5162,5900.64%+73
SHOPIFY INC CL A SUB VTG SHS(SHOP)15,64314,893-7502,3252,3970.59%+73
SIMPLIFY GOVERNMENT MONEY MARKET ETF
GOVT MONE MA ETF
4,3605,037+6774365040.12%+68
INVESCO AEROSPACE & DEFENSE ETF
AEROSPACE DEFN
2,7633,154+3914304940.12%+65
GILEAD SCIENCES INC COM(GILD)05,770+5,77007080.17%+708
SLB LIMITED COM STK(SLB)07,300+7,30002800.07%+280
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