Thomas J. Herzfeld Advisors, Inc.
Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q4 2025 ▲▼ | Q1 2026 ▲▼ | Change ▲▼ | Q4 2025 ▲▼ | Q1 2026 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| PIMCO Dynamic Income Strategy Fund(PDX) | 0 | 1,253,348 | +1,253,348 | 0 | 27,648,857 | 9.40% | +27,648,857 |
| FS Credit Opportunities Corp(FSCO) | 0 | 3,679,935 | +3,679,935 | 0 | 18,767,669 | 6.38% | +18,767,669 |
| Highland Floating Rate Opportunities Fund | 0 | 2,715,661 | +2,715,661 | 0 | 15,506,424 | 5.27% | +15,506,424 |
| Herzfeld Credit Income Fund, Inc. | 0 | 807,215 | +807,215 | 0 | 12,511,833 | 4.26% | +12,511,833 |
| ProShares TR SHRT HGH YIELD | 0 | 796,652 | +796,652 | 0 | 12,344,123 | 4.20% | +12,344,123 |
| ProShares UltraShort S&P500 ULTRASHRT S&P500 | 0 | 108,584 | +108,584 | 0 | 8,170,946 | 2.78% | +8,170,946 |
| Saba Capital Income & Opport II | 0 | 774,518 | +774,518 | 0 | 6,443,990 | 2.19% | +6,443,990 |
| FS Specialty Lending Fund(FSSL) | 2,050,866 | 2,808,727 | +757,861 | 28,999,245 | 35,137,175 | 11.95% | +6,137,930 |
| Simplify Exchange Traded Fun SIMPLIFY INTERST | 0 | 117,701 | +117,701 | 0 | 5,429,194 | 1.85% | +5,429,194 |
| iShares Tr TRS FLT RT BD | 4,469 | 79,468 | +74,999 | 225,506 | 4,023,465 | 1.37% | +3,797,959 |
| Neuberger Berman MLP Income Fund Inc | 0 | 323,526 | +323,526 | 0 | 3,400,258 | 1.16% | +3,400,258 |
| Kayne Anderson Energy Infrst(KYN) | 0 | 234,136 | +234,136 | 0 | 3,343,462 | 1.14% | +3,343,462 |
| BlackRock Energy and Resources Trust | 0 | 181,116 | +181,116 | 0 | 3,135,118 | 1.07% | +3,135,118 |
| Clearbridge Energy Midstrm O(EMO) | 1,016 | 59,023 | +58,007 | 45,364 | 3,117,595 | 1.06% | +3,072,231 |
| Direxion Shares ETF Tr DAI GOL BEA ETF | 0 | 58,011 | +58,011 | 0 | 2,957,401 | 1.01% | +2,957,401 |
| ProShares TR ULTRASHORT QQQ | 0 | 116,263 | +116,263 | 0 | 2,634,520 | 0.90% | +2,634,520 |
| BlackRock Res & Commodities Strat Trust(BCX) | 0 | 216,752 | +216,752 | 0 | 2,611,862 | 0.89% | +2,611,862 |
| Nuveen S&P 500 Dynamic Overw COM | 0 | 149,092 | +149,092 | 0 | 2,395,908 | 0.81% | +2,395,908 |
| Invesco Exch Trd SLF IDX Fd BULSHS 2026 MUNI | 0 | 98,083 | +98,083 | 0 | 2,317,211 | 0.79% | +2,317,211 |
| Columbia Seligman Premium Technology Growth Fund(STK) | 5,834 | 66,224 | +60,390 | 214,633 | 2,511,876 | 0.85% | +2,297,243 |
| PIMCO Corporate & Income Opp Fund(PTY) | 55,818 | 249,976 | +194,158 | 720,052 | 3,014,711 | 1.03% | +2,294,659 |
| Invesco Exch Trd SLF IDX Fd BULSHS 2027 MUNI | 0 | 96,212 | +96,212 | 0 | 2,275,799 | 0.77% | +2,275,799 |
| Destiny Tech100 Inc | 0 | 82,806 | +82,806 | 0 | 2,217,545 | 0.75% | +2,217,545 |
| First Trust Ultra Short Duration Municipal ULTRA SHT DUR MU | 0 | 109,973 | +109,973 | 0 | 2,204,959 | 0.75% | +2,204,959 |
| General American Investors Co Inc(GAM) | 124 | 32,661 | +32,537 | 7,294 | 1,909,700 | 0.65% | +1,902,406 |
| BlackRock Tech and Private Eq(BTX) | 0 | 280,753 | +280,753 | 0 | 1,852,970 | 0.63% | +1,852,970 |
| Invesco Exch Traded Fd Tr II FLOAT RATE ETF | 0 | 49,141 | +49,141 | 0 | 1,222,137 | 0.42% | +1,222,137 |
| XAI Octagn Flt Rat & Alt Inm | 0 | 59,545 | +59,545 | 0 | 1,022,983 | 0.35% | +1,022,983 |
| PIMCO Dynamic Income Oprnts(PDO) | 0 | 66,751 | +66,751 | 0 | 863,090 | 0.29% | +863,090 |
| Morgan Stanley Emerging Mkts | 1,185 | 136,584 | +135,399 | 6,435 | 692,481 | 0.24% | +686,046 |
| Western Asset Emerging Mkts COM | 1,554 | 68,384 | +66,830 | 16,519 | 671,531 | 0.23% | +655,012 |
| Pimco New York Municipal Income Fund II | 0 | 75,124 | +75,124 | 0 | 514,599 | 0.18% | +514,599 |
| Sprott Physical Gold and Silver Trust(CEF) | 0 | 8,000 | +8,000 | 0 | 381,760 | 0.13% | +381,760 |
| NYLI CBRE Gbl Infr Megtrnds(MEGI) | 113,493 | 130,723 | +17,230 | 1,561,664 | 1,920,321 | 0.65% | +358,657 |
| Suro Capital Corp | 0 | 32,518 | +32,518 | 0 | 348,268 | 0.12% | +348,268 |
| Aberdeen Life Sciences Investor | 0 | 11,076 | +11,076 | 0 | 180,207 | 0.06% | +180,207 |
| Eagle Pointe Income Company | 310,811 | 394,000 | +83,189 | 3,546,354 | 3,719,360 | 1.26% | +173,006 |
| DTF Tax-Free Income Inc | 0 | 13,654 | +13,654 | 0 | 156,338 | 0.05% | +156,338 |
| Proshares Tr SHORT MSCI EMRNG | 0 | 3,245 | +3,245 | 0 | 62,304 | 0.02% | +62,304 |
| Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 0 | 6,546 | +6,546 | 0 | 55,378 | 0.02% | +55,378 |
| SPDR Gold Tr(GLD) | 1,398 | 1,398 | 0 | 554,041 | 601,545 | 0.20% | +47,504 |
| Investco CurrencyShares Japan(FXY) | 0 | 600 | +600 | 0 | 34,728 | 0.01% | +34,728 |
| Virtus Stone HBR Emrg Mkts I | 2,052 | 6,614 | +4,562 | 10,198 | 31,615 | 0.01% | +21,417 |
| Net Power Inc. | 0 | 32,771 | +32,771 | 0 | 8,848 | 0.00% | +8,848 |
| Montana Technologies Corp | 0 | 15,307 | +15,307 | 0 | 8,572 | 0.00% | +8,572 |
| GAMCO Global Gold Nat Res | 0 | 1,489 | +1,489 | 0 | 7,921 | 0.00% | +7,921 |
| Real Asset Acquisition | 0 | 4,166 | +4,166 | 0 | 5,541 | 0.00% | +5,541 |
| TCW Strategic Income Fund Inc | 2,000 | 3,258 | +1,258 | 9,880 | 14,628 | 0.00% | +4,748 |
| Purecycle Technologies Inc(PCT) | 0 | 5,457 | +5,457 | 0 | 4,093 | 0.00% | +4,093 |
| Rice Acquisition Corp 3 | 0 | 4,858 | +4,858 | 0 | 3,886 | 0.00% | +3,886 |
| Netflix, Inc.(NFLX) | 1,000 | 1,000 | 0 | 93,760 | 96,150 | 0.03% | +2,390 |
| Flaherty & Crumrine Pfd Inco | 3,345 | 3,724 | +379 | 31,610 | 33,665 | 0.01% | +2,055 |
| SPDR S&P MidCap 400 ETF Tr(MDY) | 150 | 150 | 0 | 90,492 | 92,514 | 0.03% | +2,022 |
| Nexpoint Diversified Rel Et | 0 | 285 | +285 | 0 | 1,331 | 0.00% | +1,331 |
| Royce Small-Cap Trust Inc.(RVT) | 395 | 402 | +7 | 6,358 | 6,677 | 0.00% | +319 |
| Virtus Total Return Fund Inc.(ZTR) | 447 | 457 | +10 | 2,819 | 3,028 | 0.00% | +209 |
| Tri-Continental Corp(TY) | 194 | 195 | +1 | 6,328 | 6,175 | 0.00% | -153 |
| Nuveen NASDAQ 100 Dynamic Overwrite Fund(QQQX) | 221 | 225 | +4 | 6,300 | 6,007 | 0.00% | -293 |
| Adams Diversified Equity Fund Inc | 308 | 314 | +6 | 7,171 | 6,867 | 0.00% | -304 |
| Liberty All Star Equity Fund(USA) | 823 | 871 | +48 | 5,170 | 4,836 | 0.00% | -334 |
| Liberty All Star Growth Fund Inc | 1,077 | 1,127 | +50 | 5,708 | 5,352 | 0.00% | -356 |
| Gabelli Equity Trust Inc(GAB) | 1,070 | 1,098 | +28 | 6,599 | 6,148 | 0.00% | -451 |
| Nuveen Core Equity Alpha Fund | 393 | 393 | 0 | 6,270 | 5,814 | 0.00% | -456 |
| BlackRock Enhanced Equity Dividend Trust(BDJ) | 700 | 714 | +14 | 6,632 | 6,152 | 0.00% | -480 |
| Cornerstone Strategic Value Fund Inc(CLM) | 1,060 | 1,120 | +60 | 8,860 | 8,152 | 0.00% | -708 |
| NEXPOINT DIVERSIFIED REL ET | 276 | 0 | -276 | 1,057 | 0 | — | -1,057 |
| Principal Real Estate Income Fund | 992 | 907 | -85 | 9,930 | 8,716 | 0.00% | -1,214 |
| ProShares Short VIX Short-Term Futures ETF(AGQ) | 220 | 220 | 0 | 12,184 | 10,076 | 0.00% | -2,108 |
| First Tr Inter Dur Pfd & In(FPF) | 1,792 | 1,762 | -30 | 33,403 | 31,064 | 0.01% | -2,339 |
| Nuveen Mutli Asset Income Fund | 1,096 | 898 | -198 | 14,292 | 11,135 | 0.00% | -3,157 |
| Templeton Emerging Markets Fund | 660 | 429 | -231 | 11,240 | 7,503 | 0.00% | -3,737 |
| PURECYCLE TECHNOLOGIES INC(PCT) | 5,457 | 0 | -5,457 | 4,202 | 0 | — | -4,202 |
| The Korea Fund Inc | 602 | 380 | -222 | 21,865 | 17,062 | 0.01% | -4,803 |
| ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT | 590 | 0 | -590 | 5,753 | 0 | — | -5,753 |
| Templeton Dragon Fd Inc. | 1,416 | 775 | -641 | 15,944 | 8,223 | 0.00% | -7,721 |
| NEW GERMANY FD INC | 689 | 0 | -689 | 7,874 | 0 | — | -7,874 |
| Japan Smaller Capitalization Fund Inc | 1,851 | 1,150 | -701 | 20,509 | 12,535 | 0.00% | -7,974 |
| The Mexico Fund, Inc. | 770 | 354 | -416 | 15,508 | 7,409 | 0.00% | -8,099 |
| Meta Platforms Inc(META) | 100 | 100 | 0 | 66,009 | 57,213 | 0.02% | -8,796 |
| Angel Studios Inc | 5,699 | 5,699 | 0 | 26,614 | 17,382 | 0.01% | -9,232 |
| The European Equity Fund Inc | 1,681 | 772 | -909 | 17,315 | 7,636 | 0.00% | -9,679 |
| Mexico Equity & Income Fd | 1,380 | 570 | -810 | 17,084 | 7,353 | 0.00% | -9,731 |
| MORGAN STANLEY INDIA INVT FD | 391 | 0 | -391 | 9,767 | 0 | — | -9,767 |
| Aberdeen Emerging Markets Equity Inc. | 2,124 | 667 | -1,457 | 14,868 | 4,862 | 0.00% | -10,006 |
| Invesco QQQ Tr | 270 | 270 | 0 | 165,864 | 155,839 | 0.05% | -10,025 |
| SPDR S&P 500 ETF Tr(SPY) | 390 | 390 | 0 | 265,949 | 253,633 | 0.09% | -12,316 |
| AIRJOULE TECHNOLOGIES CORP | 15,307 | 0 | -15,307 | 13,011 | 0 | — | -13,011 |
| NET POWER INC | 32,771 | 0 | -32,771 | 16,386 | 0 | — | -16,386 |
| TMC The Metals Company Inc(TMC) | 12,911 | 12,911 | 0 | 79,661 | 60,294 | 0.02% | -19,367 |
| BlackRock Municipal 2030 Target Term Trust(BTT) | 49,685 | 49,066 | -619 | 1,133,812 | 1,113,798 | 0.38% | -20,014 |
| INVESCO CURRENCYSHARES JAPAN(FXY) | 600 | 0 | -600 | 35,202 | 0 | — | -35,202 |
| PIMCO Dynamic Income Fd(PDI) | 152,852 | 154,860 | +2,008 | 2,707,009 | 2,649,655 | 0.90% | -57,354 |
| Western Asset Mortgage Opp Fund Inc. | 121,852 | 114,887 | -6,965 | 1,347,683 | 1,235,035 | 0.42% | -112,648 |
| Nuveen Mortgage and Income Fund | 80,720 | 72,639 | -8,081 | 1,468,297 | 1,316,945 | 0.45% | -151,352 |
| SOUND POINT MERIDIAN CAP INC(SPMA) | 13,720 | 0 | -13,720 | 188,650 | 0 | — | -188,650 |
| ASA Gold and Precious Metals Ltd SHS | 134,342 | 125,885 | -8,457 | 8,016,187 | 7,808,647 | 2.66% | -207,540 |
| BNY MELLON MUN BD INFRASTRUC | 23,503 | 0 | -23,503 | 258,298 | 0 | — | -258,298 |
| MFS High Income Mun Tr SH BEN INT | 166,696 | 88,443 | -78,253 | 616,775 | 328,124 | 0.11% | -288,651 |
| Duff & Phelps Utility and Infrastructure Fund Inc. | 469,477 | 391,497 | -77,980 | 5,967,053 | 5,653,217 | 1.92% | -313,836 |
| NEUBERGER MUN FD INC | 32,348 | 0 | -32,348 | 327,362 | 0 | — | -327,362 |