Fund HoldingsThomas J. Herzfeld Advisors, Inc.

Total Portfolio Value
$258.90M
Total Bought
$238.13M
Total Sold
$0
Net Transaction
+$238.13M
Filing Period:
Securities
SharesValue ($K)
Q2 2023
Q3 2023
Change
Q2 2023
Q3 2023
Weight (%)
Change
Highland Floating Rate Opportunities Fund02,871,671+2,871,671023,0888.92%+23,088
PIMCO Enrgy Tactical Cr Opp(PDX)01,034,397+1,034,397020,5127.92%+20,512
Saba Capital Income & Opportunities Fund01,426,293+1,426,293010,9544.23%+10,954
Nexpoint Diversified Rel Et01,179,352+1,179,352010,2723.97%+10,272
Nuveen Pfd Securities Income Fund01,224,154+1,224,15407,5532.92%+7,553
Carlyle Credit Income Fund(CCID)0783,479+783,47906,4092.48%+6,409
OFS Credit Company Inc0881,224+881,22406,2482.41%+6,248
iShares Tr067,500+67,50005,9872.31%+5,987
FS Credit Opportunities Corp(FSCO)4,303,2554,862,124+558,86920,44026,35310.18%+5,912
SRH Total Return Fund Inc(STEW)0440,608+440,60805,7192.21%+5,719
Nuveen Floating Rate Income(JFR)0601,434+601,43404,9381.91%+4,938
Franklin Limited Duration Income Trust(FTF)0808,627+808,62704,9251.90%+4,925
Destra Multi-Alternative Fd0806,098+806,09804,8201.86%+4,820
Tortoise Energy Independence0132,171+132,17104,1861.62%+4,186
Clearbridge MLP And Midstrm0110,044+110,04403,8771.50%+3,877
Western Asset Mortgage Opp Fund Inc.0356,340+356,34003,8161.47%+3,816
Thornburg Incm Builder Opp Tr0253,431+253,43103,7001.43%+3,700
ProShares TR0238,750+238,75003,3431.29%+3,343
Central Securities Corp(CET)093,586+93,58603,3181.28%+3,318
SPDR Ser Tr
ST STR BLO 1 ETF
035,675+35,67503,2761.27%+3,276
General American Investors Co Inc(GAM)078,942+78,94203,2481.25%+3,248
Wisdomtree Tr(WT)061,493+61,49303,0941.20%+3,094
Nuveen Mortgage and Income Fund0190,719+190,71903,0291.17%+3,029
Aberdeen Std Global Infrastructure0175,754+175,75402,8301.09%+2,830
Tortoise Pwr & Energy Infras0208,471+208,47102,7851.08%+2,785
Adams Natural Resources Fund Inc0116,804+116,80402,7011.04%+2,701
Clearbridge MLP and Midstrm080,118+80,11802,5690.99%+2,569
iShares Tr
TRS FLT RT BD
049,276+49,27602,5000.97%+2,500
Nuveen Dow 30 Dynamic Overwrite Fund0176,694+176,69402,4210.94%+2,421
New Fortress Energy Inc073,602+73,60202,4130.93%+2,413
Suro Capital Corp0656,240+656,24002,3760.92%+2,376
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.(LDP)0138,156+138,15602,3580.91%+2,358
Royal Caribbean Group
COM
024,926+24,92602,2970.89%+2,297
The Gabelli Dividend & Income Trust
COM
0118,019+118,01902,2940.89%+2,294
Nuveen Credit Strategies Income Fund
COM SHS
0441,045+441,04502,2320.86%+2,232
First BanCorp/Puerto Rico(FBP)0160,604+160,60402,1620.83%+2,162
Neuberger Brman Next Genera(NBXG)0203,386+203,38602,1190.82%+2,119
BlackRock ESG Cap Allc Tr(ECAT)0130,176+130,17601,9250.74%+1,925
Norwegian Cruise Line Holdings Ltd
SHS
0116,578+116,57801,9210.74%+1,921
BlackRock Cap Allocation Tr(BCAT)0131,719+131,71901,9090.74%+1,909
Popular Inc(BPOP)029,702+29,70201,8720.72%+1,872
Pioneer Diversified High Income Trust0182,808+182,80801,8680.72%+1,868
MasTec Inc(MTZ)023,568+23,56801,6960.66%+1,696
Blackstone Strategic Cred 20(BGB)0150,365+150,36501,6530.64%+1,653
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.0212,500+212,50001,6490.64%+1,649
Martin Marietta Materials Inc(MLM)04,000+4,00001,6420.63%+1,642
The Herzfeld Caribbean Basin Fund Inc0484,488+484,48801,6180.63%+1,618
BlackRock Health Sciences Trust II0103,500+103,50001,4910.58%+1,491
Aersale Corporation099,206+99,20601,4820.57%+1,482
Tekla Life Sciences Investors(HQL)0116,904+116,90401,4580.56%+1,458
Fomento Economico Mexicano SAB de CV(FMX)013,110+13,11001,4310.55%+1,431
BlackRock Science and Technology Trust II(BSTZ)073,554+73,55401,2140.47%+1,214
PGT Innovations Inc043,117+43,11701,1960.46%+1,196
Copa Holdings SA(CPA)013,250+13,25001,1810.46%+1,181
Lennar Corp(LEN)010,500+10,50001,1780.46%+1,178
NextEra Energy Inc(NEE)020,025+20,02501,1470.44%+1,147
Grupo Aeroportuario del Sureste SAB de CV04,175+4,17501,0260.40%+1,026
Cemex SAB de CV(CX)0155,645+155,64501,0120.39%+1,012
Vulcan Materials Co(VMC)05,000+5,00001,0100.39%+1,010
Exchange Listed FDS Tr046,991+46,99108230.32%+823
Oxford Lane Cap Corp0163,890+163,89008180.32%+818
iShares U.S. Medical Devices ETF015,034+15,03407290.28%+729
Janus Detroit Str Tr
HENDRSON AAA CL
014,350+14,35007220.28%+722
Playa Hotels & Resorts Nv098,605+98,60507140.28%+714
Cornerstone Strategic Value Fund Inc(CLM)087,734+87,73407060.27%+706
Marriott Vacations Worldwide Corp(VAC)06,745+6,74506790.26%+679
Cornerstone Total Rtrn Fd In(CRF)081,822+81,82206540.25%+654
EVERTEC Inc(EVTC)016,956+16,95606300.24%+630
Empire State Realty Trust Inc(ESRT)073,894+73,89405940.23%+594
Seaboard Corp(SEB)0137+13705140.20%+514
The Gabelli Healthcare & Wellness Trust(GRX)055,788+55,78804790.18%+479
Investco CurrencyShares Japan(FXY)07,278+7,27804530.17%+453
LivaNova PLC(LIVN)08,330+8,33004400.17%+440
Morgan Stanley Emerging Mkts(EDD)0100,720+100,72004290.17%+429
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
ENHAN SHRT MA AC
03,587+3,58703590.14%+359
MFS High Yield Municipal Trust0114,670+114,67003590.14%+359
MFS Investment Grade Municipal Trust
SH BEN INT
050,389+50,38903560.14%+356
Eli Lilly & Co(LLY)0661+66103550.14%+355
iShares Nasdaq Biotechnology ETF02,850+2,85003490.13%+349
OFG Bancorp(OFG)011,541+11,54103450.13%+345
Insight Select Income Fd022,200+22,20003340.13%+334
Western Asset Mun Hi Incm Fd052,358+52,35803190.12%+319
DTF Tax-Free Income Inc029,723+29,72303170.12%+317
Nuveen Amt- Free Mun Value Fd022,244+22,24402980.12%+298
Merck & Co Inc(MRK)02,830+2,83002910.11%+291
Nuveen Select Maturities Municipal Fund029,637+29,63702510.10%+251
SPDR Gold Tr(GLD)01,398+1,39802400.09%+240
Nuveen Preferred and Income Fund014,807+14,80702320.09%+232
Western Asset/Claymore Inflation-Linked Securities & Income Fund
COM SH BEN INT
027,257+27,25702130.08%+213
Amgen Inc(AMGN)0700+70001880.07%+188
Consolidated Water Co Ltd
ORD
06,092+6,09201730.07%+173
Nuveen Mun Value Fd Inc.(NUV)020,630+20,63001700.07%+170
SPDR S&P 500 ETF Tr(SPY)0390+39001670.06%+167
Sprott Physical Gold and Silver Trust(CEF)08,000+8,00001390.05%+139
Goldman Sachs ETF TR04,302+4,30201290.05%+129
Vaneck ETF Trust
LONG MUNI ETF
07,270+7,27001210.05%+121
Putnam Master Intermediate Income Trust039,670+39,67001200.05%+120
Tortoise Pipeline & Energy Fund, Inc.04,268+4,26801200.05%+120
Novartis AG(NVS)01,200+1,20001160.04%+116
Ecofin Sustainable and Social Impact Term Fund09,510+9,51001140.04%+114
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