Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q3 2024 ▲▼ | Q4 2024 ▲▼ | Change ▲▼ | Q3 2024 ▲▼ | Q4 2024 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| Saba Capital Income & Opport(SABA) | 570,087 | 1,436,590 | +866,503 | 4,851 | 13,016 | 4.17% | +8,164 |
| Prospect Capital Corporation(PSEC) | 0 | 1,828,411 | +1,828,411 | 0 | 7,880 | 2.53% | +7,880 |
| XAI Octagn Flt Rat & Alt Inm | 0 | 1,036,151 | +1,036,151 | 0 | 6,880 | 2.20% | +6,880 |
| Brookfield Real Assets Incom(RA) | 309,471 | 594,984 | +285,513 | 4,240 | 7,925 | 2.54% | +3,685 |
| Suro Capital Corp(NSLR) | 1,088,510 | 1,357,409 | +268,899 | 4,398 | 7,982 | 2.56% | +3,584 |
| PIMCO Dynamic Income Strategy Fund(PDX) | 1,533,137 | 1,493,089 | -40,048 | 36,167 | 39,014 | 12.50% | +2,848 |
| Simplify Exchange Traded Fun SIMPLIFY INTERST | 0 | 53,202 | +53,202 | 0 | 2,785 | 0.89% | +2,785 |
| PGIM Short Dur Hig yld Opp F(SDHY) | 0 | 164,559 | +164,559 | 0 | 2,653 | 0.85% | +2,653 |
| Nuveen Real Estate Income Fund(JRS) | 0 | 291,923 | +291,923 | 0 | 2,519 | 0.81% | +2,519 |
| Flaherty & Crumrine Pfd Secs | 229,127 | 368,225 | +139,098 | 3,760 | 5,719 | 1.83% | +1,959 |
| Ecofin Sustainable and Social Impact Term Fund | 112,962 | 265,279 | +152,317 | 1,474 | 3,183 | 1.02% | +1,709 |
| Clearbridge Energy Midstrm O(EMO) | 81,031 | 105,647 | +24,616 | 3,420 | 4,917 | 1.58% | +1,497 |
| Tortoise Energy Infra Corp(TYG) | 99,054 | 127,580 | +28,526 | 3,888 | 5,358 | 1.72% | +1,470 |
| Kayne Anderson Energy Infrst(KYN) | 245,557 | 321,240 | +75,683 | 2,701 | 4,083 | 1.31% | +1,382 |
| Carnival Corp | 82,700 | 102,657 | +19,957 | 1,528 | 2,558 | 0.82% | +1,030 |
| Playa Hotels & Resorts Nv | 202,058 | 202,058 | 0 | 1,566 | 2,556 | 0.82% | +990 |
| NYLI MacKay Defined Term Muni(MMD) | 0 | 56,328 | +56,328 | 0 | 841 | 0.27% | +841 |
| New Fortress Energy Inc(NFE) | 133,602 | 133,602 | 0 | 1,214 | 2,020 | 0.65% | +806 |
| Eagle Pt Cr Co LLC(ECC) | 124,399 | 206,460 | +82,061 | 1,227 | 1,833 | 0.59% | +607 |
| Norwegian Cruise Line Holdings Ltd SHS | 243,207 | 213,207 | -30,000 | 4,988 | 5,486 | 1.76% | +498 |
| BlackRock Muni Intermediate Duration Fund Inc(BLK) | 44,517 | 86,319 | +41,802 | 560 | 1,046 | 0.34% | +486 |
| MasTec Inc(MTZ) | 34,872 | 34,872 | 0 | 4,293 | 4,747 | 1.52% | +455 |
| Nuveen Amt- Free Mun Value Fd(NUW) | 0 | 33,256 | +33,256 | 0 | 452 | 0.14% | +452 |
| OneSpaWorld Holdings Limited COM | 94,570 | 100,000 | +5,430 | 1,561 | 1,990 | 0.64% | +429 |
| MFS High Yield Municipal Trust | 161,321 | 284,360 | +123,039 | 591 | 1,001 | 0.32% | +410 |
| PIMCO Access Income Fund(PAXS) | 305,530 | 358,285 | +52,755 | 5,081 | 5,464 | 1.75% | +383 |
| BlackRock Science and Technology Trust II(BSTZ) | 227,639 | 226,339 | -1,300 | 4,371 | 4,687 | 1.50% | +317 |
| Nuveen NASDAQ 100 Dynamic Overwrite Fund(QQQX) | 113,701 | 117,169 | +3,468 | 2,856 | 3,169 | 1.02% | +313 |
| PIMCO Income Strategy FdII(PFN) | 399,172 | 444,945 | +45,773 | 3,042 | 3,315 | 1.06% | +273 |
| ASA Gold and Precious Metals Ltd SHS | 0 | 12,602 | +12,602 | 0 | 255 | 0.08% | +255 |
| Delaware Invts Natl Mun Inco | 0 | 25,115 | +25,115 | 0 | 254 | 0.08% | +254 |
| Nuveen Floating Rate Income(JFR) | 648,025 | 668,591 | +20,566 | 5,716 | 5,964 | 1.91% | +248 |
| Nuveen Dow 30 Dynamic Overwrite Fund | 268,086 | 279,234 | +11,148 | 3,981 | 4,205 | 1.35% | +224 |
| MFS Investment Grade Municipal Trust SH BEN INT | 71,123 | 97,088 | +25,965 | 585 | 776 | 0.25% | +191 |
| PIMCO Calif Mun Income Fd II | 93,268 | 130,893 | +37,625 | 586 | 749 | 0.24% | +163 |
| Flaherty & Crumrine Pfd Inco | 22,542 | 39,919 | +17,377 | 212 | 360 | 0.12% | +148 |
| Blackstone Strategic Cred 20(BGB) | 152,231 | 165,122 | +12,891 | 1,875 | 2,019 | 0.65% | +144 |
| Cohen & Steers Limited Duration Preferred and Income Fund, Inc.(LDP) | 166,960 | 186,703 | +19,743 | 3,631 | 3,771 | 1.21% | +140 |
| Western Asset Mortgage Opp Fund Inc.(DMO) | 123,469 | 134,792 | +11,323 | 1,478 | 1,591 | 0.51% | +113 |
| The Herzfeld Caribbean Basin Fund Inc(HERZ) | 2,532,115 | 2,497,386 | -34,729 | 5,723 | 5,831 | 1.87% | +109 |
| Wells Fargo Advantage Multi-Sector Income Fund(ERC) | 129,426 | 145,328 | +15,902 | 1,240 | 1,336 | 0.43% | +96 |
| Nuveen Mortgage and Income Fund(JLS) | 80,859 | 87,331 | +6,472 | 1,490 | 1,572 | 0.50% | +82 |
| Net Power Inc.(NPWR) | 32,771 | 32,771 | 0 | 38 | 118 | 0.04% | +80 |
| BNY Mellon Strategic Muns In(LEO) | 35,789 | 49,145 | +13,356 | 233 | 297 | 0.10% | +64 |
| Tortoise Pwr & Energy Infras | 0 | 2,370 | +2,370 | 0 | 48 | 0.02% | +48 |
| Pioneer Mun High Income Oppo | 37,316 | 42,844 | +5,528 | 463 | 508 | 0.16% | +45 |
| Invesco Tr Invt Grade Muns(VGM) | 32,858 | 38,798 | +5,940 | 347 | 392 | 0.13% | +45 |
| MFS High Income Mun Tr SH BEN INT | 59,086 | 76,036 | +16,950 | 237 | 280 | 0.09% | +43 |
| Nuveen CA Qualty Mun Income(NAC) | 32,766 | 38,256 | +5,490 | 390 | 432 | 0.14% | +42 |
| Pioneer Diversified High Income Trust | 101,600 | 109,456 | +7,856 | 1,250 | 1,292 | 0.41% | +42 |
| Destra Multi-Alternative Fd(DMA) | 669,203 | 689,580 | +20,377 | 5,802 | 5,834 | 1.87% | +32 |
| Pioneer Municipal High Income Advantage Trust | 30,156 | 34,950 | +4,794 | 267 | 295 | 0.09% | +28 |
| Putnam Managed Mun Income Tr(PMM) | 35,798 | 43,341 | +7,543 | 233 | 259 | 0.08% | +26 |
| First Tr Inter Dur Pfd & In(FPF) | 0 | 1,055 | +1,055 | 0 | 19 | 0.01% | +19 |
| Netflix, Inc.(NFLX) | 100 | 100 | 0 | 71 | 89 | 0.03% | +18 |
| Pioneer High Income Fund Inc. | 172,124 | 179,982 | +7,858 | 1,377 | 1,395 | 0.45% | +18 |
| Columbia Seligman Premium Technology Growth Fund(STK) | 3,425 | 3,997 | +572 | 115 | 128 | 0.04% | +13 |
| Oppfi Inc Com(OPFI) | 3,898 | 3,898 | 0 | 18 | 30 | 0.01% | +11 |
| EVERTEC Inc(EVTC) | 16,956 | 16,956 | 0 | 575 | 585 | 0.19% | +11 |
| Montana Technologies Corp(AIRJ) | 15,307 | 15,307 | 0 | 6 | 17 | 0.01% | +10 |
| Invesco QQQ Tr | 270 | 270 | 0 | 132 | 138 | 0.04% | +6 |
| Central Securities Corp(CET) | 81,851 | 82,237 | +386 | 3,752 | 3,757 | 1.20% | +5 |
| SPDR S&P 500 ETF Tr(SPY) | 390 | 390 | 0 | 224 | 229 | 0.07% | +5 |
| Consolidated Water Co Ltd ORD | 6,092 | 6,092 | 0 | 154 | 158 | 0.05% | +4 |
| SRH Total Return Fund Inc(STEW) | 12,338 | 12,341 | +3 | 195 | 198 | 0.06% | +3 |
| Purecycle Technologies Inc(PCT) | 5,457 | 5,457 | 0 | 16 | 19 | 0.01% | +2 |
| BNY Mellon Strategic Mun Bd | 99,710 | 107,273 | +7,563 | 621 | 623 | 0.20% | +2 |
| Meta Platforms Inc(META) | 100 | 100 | 0 | 57 | 59 | 0.02% | +1 |
| Aberdeen Emerging Markets Equity Inc.(AEF) | 1,239 | 1,545 | +306 | 7 | 8 | 0.00% | +1 |
| TMC The Metals Company Inc(TMC) | 8,959 | 8,959 | 0 | 9 | 10 | 0.00% | +1 |
| China Fd Inc | 738 | 824 | +86 | 9 | 10 | 0.00% | 0 |
| Nuveen Core Equity Alpha Fund(JCE) | 348 | 362 | +14 | 5 | 6 | 0.00% | 0 |
| Templeton Dragon Fd Inc.(TDF) | 976 | 1,095 | +119 | 9 | 9 | 0.00% | 0 |
| Royce Value Trust Inc(RVT) | 350 | 361 | +11 | 6 | 6 | 0.00% | 0 |
| General American Investors Co Inc(GAM) | 103 | 111 | +8 | 6 | 6 | 0.00% | 0 |
| Matterport Inc | 731 | 731 | 0 | 3 | 3 | 0.00% | 0 |
| Tri-Continental Corp(TY) | 161 | 172 | +11 | 5 | 5 | 0.00% | 0 |
| Liberty All Star Growth Fund Inc(ASG) | 991 | 991 | 0 | 6 | 6 | 0.00% | 0 |
| Gabelli Equity Trust Inc(GAB) | 943 | 968 | +25 | 5 | 5 | 0.00% | 0 |
| BlackRock Enhanced Equity Dividend Trust(BDJ) | 606 | 636 | +30 | 5 | 5 | 0.00% | 0 |
| The Gabelli Dividend & Income Trust COM | 222 | 225 | +3 | 5 | 5 | 0.00% | 0 |
| ProShares Short VIX Short-Term Futures ETF(AGQ) | 220 | 220 | 0 | 11 | 11 | 0.00% | -0 |
| SPDR S&P MidCap 400 ETF Tr(MDY) | 150 | 150 | 0 | 85 | 85 | 0.03% | -0 |
| Nexpoint Diversified Rel Et(NXDT) | 246 | 249 | +3 | 2 | 2 | 0.00% | -0 |
| Liberty All Star Equity Fund(USA) | 746 | 746 | 0 | 5 | 5 | 0.00% | -0 |
| Virtus Total Return Fund Inc.(ZTR) | 902 | 925 | +23 | 6 | 5 | 0.00% | -0 |
| PGIM Global Short Duration High Yield Fund, Inc.(GHY) | 962 | 962 | 0 | 12 | 12 | 0.00% | -0 |
| Aberdeen Japan Equity Fund Inc | 1,445 | 1,462 | +17 | 9 | 8 | 0.00% | -1 |
| TCW Strategic Income Fund Inc(TSI) | 2,000 | 2,000 | 0 | 10 | 10 | 0.00% | -1 |
| Morgan Stanley Emerging Mkts(EDD) | 1,300 | 1,300 | 0 | 7 | 6 | 0.00% | -1 |
| BlackRock ESG Cap Allc Tr(ECAT) | 463 | 460 | -3 | 8 | 8 | 0.00% | -1 |
| Aberdeen Total Dynamic Dividend Fund COM SH BEN INT | 1,058 | 1,058 | 0 | 10 | 9 | 0.00% | -1 |
| The European Equity Fund Inc(EEA) | 740 | 744 | +4 | 7 | 6 | 0.00% | -1 |
| Japan Smaller Capitalization Fund Inc(JOF) | 1,557 | 1,557 | 0 | 13 | 12 | 0.00% | -1 |
| Virtus Stone HBR Emrg Mkts I(EDF) | 1,568 | 1,546 | -22 | 8 | 7 | 0.00% | -1 |
| Aberdeen Std Global Infrastructure(ASGI) | 444 | 446 | +2 | 9 | 8 | 0.00% | -1 |
| NWTN Inc(AIIO) | 26,327 | 0 | -26,327 | 1 | 0 | — | -1 |
| SPDR Gold Tr(GLD) | 1,398 | 1,398 | 0 | 340 | 338 | 0.11% | -1 |
| The Mexico Fund, Inc.(MXF) | 694 | 694 | 0 | 10 | 9 | 0.00% | -1 |
| Aberdeen Global Dynamic Dividend Fund COM | 1,460 | 1,448 | -12 | 16 | 14 | 0.00% | -1 |