Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q2 2023 ▲▼ | Q3 2023 ▲▼ | Change ▲▼ | Q2 2023 ▲▼ | Q3 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| SPDR S&P 500 ETF TR(SPY)(Put) | 0 | 20,000 | +20,000 | 0 | 8,550 | — | +8,550 |
| TRIPADVISOR INC(TRIP) | 50,000 | 175,000 | +125,000 | 825 | 2,902 | 1.38% | +2,077 |
| EXPENSIFY INC | 0 | 600,000 | +600,000 | 0 | 1,950 | 0.92% | +1,950 |
| ON24 INC COM | 0 | 275,240 | +275,240 | 0 | 1,742 | 0.83% | +1,742 |
| ALIGHT INC | 0 | 200,000 | +200,000 | 0 | 1,418 | 0.67% | +1,418 |
| NEW FORTRESS ENERGY INC | 80,000 | 105,000 | +25,000 | 2,142 | 3,442 | 1.63% | +1,300 |
| INTEVAC INC | 0 | 305,000 | +305,000 | 0 | 949 | 0.45% | +949 |
| KVH INDS INC | 0 | 151,829 | +151,829 | 0 | 774 | 0.37% | +774 |
| ASPEN AEROGELS INC | 250,000 | 300,000 | +50,000 | 1,973 | 2,580 | 1.22% | +608 |
| VERTEX INC(VERX) | 235,503 | 225,000 | -10,503 | 4,592 | 5,198 | 2.46% | +605 |
| EXXON MOBIL CORP | 49,293 | 49,243 | -50 | 5,287 | 5,790 | 2.74% | +503 |
| GRAFTECH INTL LTD | 225,000 | 425,000 | +200,000 | 1,134 | 1,628 | 0.77% | +494 |
| ALPHABET INC(GOOG) | 40,316 | 40,187 | -129 | 4,877 | 5,299 | 2.51% | +422 |
| SSGA ACTIVE ETF TR ST STR BL LN ETF | 46,638 | 56,503 | +9,865 | 1,953 | 2,369 | 1.12% | +416 |
| FIDELITY NATIONAL FINANCIAL(FNF) | 67,352 | 67,709 | +357 | 2,425 | 2,796 | 1.33% | +372 |
| UPLAND SOFTWARE INC | 660,034 | 586,549 | -73,485 | 2,376 | 2,710 | 1.28% | +334 |
| AMGEN INC(AMGN) | 6,845 | 6,880 | +35 | 1,520 | 1,849 | 0.88% | +329 |
| GRANITE PT MTG TR INC | 147,811 | 227,392 | +79,581 | 783 | 1,110 | 0.53% | +326 |
| ISHARES TR CMBS ETF | 0 | 7,233 | +7,233 | 0 | 326 | 0.15% | +326 |
| ABBVIE INC(ABBV) | 19,200 | 19,200 | 0 | 2,587 | 2,862 | 1.36% | +275 |
| ISHARES TR CONV BD ETF | 8,956 | 12,813 | +3,857 | 684 | 951 | 0.45% | +267 |
| SCHLUMBERGER LTD(SLB) | 27,068 | 27,271 | +203 | 1,330 | 1,590 | 0.75% | +260 |
| ISHARES TR | 33,917 | 38,017 | +4,100 | 2,546 | 2,803 | 1.33% | +256 |
| SELECT WATER SOLUTIONS INC(WTTR) | 241,300 | 266,300 | +25,000 | 1,955 | 2,117 | 1.00% | +163 |
| BLUE OWL CAPITAL CORPORATION(OBDC) | 47,019 | 56,377 | +9,358 | 631 | 781 | 0.37% | +150 |
| RITHM CAPITAL CORP(RITM) | 0 | 54,500 | +54,500 | 0 | 506 | 0.24% | +506 |
| EDGIO INC | 0 | 550,000 | +550,000 | 0 | 469 | 0.22% | +469 |
| VANGUARD SCOTTSDALE FDS LG-TERM COR BD | 21,475 | 24,873 | +3,398 | 1,686 | 1,781 | 0.84% | +96 |
| PIMCO DYNAMIC INCOME OPRNTS(PDO) | 59,518 | 73,242 | +13,724 | 777 | 870 | 0.41% | +93 |
| ARES CAPITAL CORP(ARCC) | 94,700 | 94,700 | 0 | 1,779 | 1,844 | 0.87% | +64 |
| CISCO SYS INC(CSCO) | 23,523 | 23,523 | 0 | 1,217 | 1,265 | 0.60% | +48 |
| ADOBE INC(ADBE) | 3,994 | 3,923 | -71 | 1,953 | 2,000 | 0.95% | +47 |
| EOG RES INC(EOG) | 0 | 4,080 | +4,080 | 0 | 517 | 0.25% | +517 |
| ALPHABET INC(GOOG) | 0 | 2,625 | +2,625 | 0 | 344 | 0.16% | +344 |
| BP PLC(BP) | 0 | 7,779 | +7,779 | 0 | 301 | 0.14% | +301 |
| ARBOR REALTY TRUST INC | 51,016 | 51,317 | +301 | 756 | 779 | 0.37% | +23 |
| ONEOK INC NEW(OKE) | 11,800 | 11,800 | 0 | 728 | 748 | 0.35% | +20 |
| LYONDELLBASELL INDUSTRIES N SHS - A - | 9,800 | 9,700 | -100 | 900 | 919 | 0.44% | +19 |
| CATERPILLAR INC(CAT) | 0 | 845 | +845 | 0 | 231 | 0.11% | +231 |
| STARWOOD PPTY TR INC(STWD) | 28,362 | 29,205 | +843 | 550 | 565 | 0.27% | +15 |
| VERISK ANALYTICS INC(VRSK) | 0 | 1,721 | +1,721 | 0 | 407 | 0.19% | +407 |
| DUPONT DE NEMOURS INC(DD) | 0 | 2,963 | +2,963 | 0 | 221 | 0.10% | +221 |
| SMARTSHEET INC | 0 | 5,531 | +5,531 | 0 | 224 | 0.11% | +224 |
| UNION PAC CORP(UNP) | 0 | 2,062 | +2,062 | 0 | 420 | 0.20% | +420 |
| VERITEX HLDGS INC | 28,000 | 28,000 | 0 | 502 | 503 | 0.24% | +1 |
| KRAFT HEINZ CO(KHC) | 0 | 12,659 | +12,659 | 0 | 426 | 0.20% | +426 |
| HOME DEPOT INC(HD) | 0 | 1,570 | +1,570 | 0 | 474 | 0.22% | +474 |
| FIRST TR NASDAQ 100 TECH IND | 0 | 1,400 | +1,400 | 0 | 203 | 0.10% | +203 |
| JPMORGAN CHASE & CO(JPM) | 6,824 | 6,824 | 0 | 992 | 990 | 0.47% | -3 |
| NUVEEN PFD & INCOME OPPORTUN(JPC) | 0 | 24,737 | +24,737 | 0 | 157 | 0.07% | +157 |
| CALAMOS GBL DYN INCOME FUND(CHW) | 0 | 11,000 | +11,000 | 0 | 61 | 0.03% | +61 |
| CALAMOS CONV OPPORTUNITIES &(CHI) | 0 | 12,000 | +12,000 | 0 | 126 | 0.06% | +126 |
| DUKE ENERGY CORP NEW(DUK) | 5,537 | 5,537 | 0 | 497 | 489 | 0.23% | -8 |
| REGIONS FINANCIAL CORP NEW(RF) | 0 | 15,000 | +15,000 | 0 | 258 | 0.12% | +258 |
| WATSCO INC(WSO) | 0 | 682 | +682 | 0 | 258 | 0.12% | +258 |
| CLEVELAND-CLIFFS INC NEW(CLF) | 0 | 10,000 | +10,000 | 0 | 156 | 0.07% | +156 |
| BNY MELLON MUN INCOME INC | 0 | 20,000 | +20,000 | 0 | 113 | 0.05% | +113 |
| NUVEEN TAXABLE MUNICPAL INM(NBB) | 0 | 12,000 | +12,000 | 0 | 174 | 0.08% | +174 |
| VISA INC(V) | 2,597 | 2,617 | +20 | 617 | 602 | 0.29% | -15 |
| PROSPECT CAP CORP(PSEC) | 171,718 | 173,505 | +1,787 | 1,065 | 1,050 | 0.50% | -15 |
| BLACKROCK TAX MUNICPAL BD TR(BBN) | 0 | 10,500 | +10,500 | 0 | 159 | 0.08% | +159 |
| ISHARES TR | 19,400 | 19,400 | 0 | 600 | 585 | 0.28% | -15 |
| BLACKROCK CR ALLOCATION INCO | 0 | 33,113 | +33,113 | 0 | 321 | 0.15% | +321 |
| JOHNSON & JOHNSON(JNJ) | 0 | 1,679 | +1,679 | 0 | 262 | 0.12% | +262 |
| BLACKROCK MUNIVEST FD INC | 0 | 21,000 | +21,000 | 0 | 127 | 0.06% | +127 |
| NUVEEN S&P 500 BUY-WRITE INC | 0 | 25,371 | +25,371 | 0 | 321 | 0.15% | +321 |
| BNY MELLON STRATEGIC MUN BD | 0 | 25,000 | +25,000 | 0 | 124 | 0.06% | +124 |
| FIDUS INVT CORP | 48,648 | 48,648 | 0 | 954 | 934 | 0.44% | -19 |
| BLACKROCK MUNIHOLDINGS FD IN(MHD) | 0 | 16,948 | +16,948 | 0 | 175 | 0.08% | +175 |
| FLAHERTY & CRUMRINE DYNAMIC | 0 | 20,500 | +20,500 | 0 | 344 | 0.16% | +344 |
| TYLER TECHNOLOGIES INC(TYL) | 0 | 542 | +542 | 0 | 209 | 0.10% | +209 |
| ROCKET COS INC(RKT) | 0 | 23,101 | +23,101 | 0 | 189 | 0.09% | +189 |
| BLACKROCK MUN INCOME TR | 0 | 23,000 | +23,000 | 0 | 204 | 0.10% | +204 |
| BLACKROCK LONG-TERM MUN ADVA | 0 | 37,000 | +37,000 | 0 | 332 | 0.16% | +332 |
| ORACLE CORP(ORCL) | 0 | 2,000 | +2,000 | 0 | 212 | 0.10% | +212 |
| BNY MELLON STRATEGIC MUNS IN | 0 | 30,000 | +30,000 | 0 | 160 | 0.08% | +160 |
| SPDR S&P 500 ETF TR(SPY) | 1,808 | 1,808 | 0 | 801 | 773 | 0.37% | -29 |
| EAGLE MATLS INC(EXP) | 0 | 1,500 | +1,500 | 0 | 250 | 0.12% | +250 |
| SAP SE(SAP) | 5,634 | 5,727 | +93 | 771 | 741 | 0.35% | -30 |
| PFIZER INC(PFE) | 0 | 8,825 | +8,825 | 0 | 293 | 0.14% | +293 |
| EATON VANCE TX ADV GLBL DIV(ETG) | 0 | 23,500 | +23,500 | 0 | 361 | 0.17% | +361 |
| FREEPORT-MCMORAN INC(FCX) | 15,622 | 15,918 | +296 | 625 | 594 | 0.28% | -31 |
| STRYKER CORPORATION(SYK) | 0 | 914 | +914 | 0 | 250 | 0.12% | +250 |
| DISNEY WALT CO(DIS) | 6,377 | 6,581 | +204 | 569 | 533 | 0.25% | -36 |
| CALAMOS STRATEGIC TOTAL RETU(CSQ) | 53,000 | 53,000 | 0 | 782 | 746 | 0.35% | -36 |
| BANK AMERICA CORP | 43,570 | 44,226 | +656 | 1,250 | 1,211 | 0.57% | -39 |
| STARBUCKS CORP(SBUX) | 5,909 | 5,981 | +72 | 585 | 546 | 0.26% | -39 |
| TEXAS INSTRS INC(TXN) | 0 | 2,746 | +2,746 | 0 | 437 | 0.21% | +437 |
| SIMON PPTY GROUP INC NEW(SPG) | 7,184 | 7,286 | +102 | 830 | 787 | 0.37% | -43 |
| NUVEEN MUN HIGH INCOME OPPOR(NMZ) | 0 | 33,000 | +33,000 | 0 | 306 | 0.15% | +306 |
| BLACKROCK ENHANCED EQUITY DI(BDJ) | 59,500 | 59,500 | 0 | 496 | 453 | 0.21% | -43 |
| BLACKROCK MUNIHOLDINGS QUALI | 0 | 22,310 | +22,310 | 0 | 196 | 0.09% | +196 |
| LADDER CAP CORP(LADR) | 84,648 | 85,108 | +460 | 918 | 873 | 0.41% | -45 |
| PALO ALTO NETWORKS INC(PANW) | 2,250 | 2,250 | 0 | 575 | 527 | 0.25% | -47 |
| SECUREWORKS CORP | 210,000 | 236,503 | +26,503 | 1,518 | 1,469 | 0.70% | -50 |
| NUVEEN AMT FREE MUN CR INC F(NVG) | 91,299 | 98,549 | +7,250 | 1,068 | 1,016 | 0.48% | -52 |
| HONEYWELL INTL INC(HON) | 2,993 | 3,079 | +86 | 621 | 569 | 0.27% | -52 |
| MERCK & CO INC(MRK) | 0 | 4,250 | +4,250 | 0 | 438 | 0.21% | +438 |
| NUVEEN PFD & INCOME SECS FD | 108,884 | 103,944 | -4,940 | 695 | 641 | 0.30% | -53 |
| PIMCO MUN INCOME FD II(PML) | 0 | 44,000 | +44,000 | 0 | 338 | 0.16% | +338 |