Securities ▲▼ | Shares | Value | |||||
|---|---|---|---|---|---|---|---|
Q2 2024 ▲▼ | Q3 2024 ▲▼ | Change ▲▼ | Q2 2024 ▲▼ | Q3 2024 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| Immunovant, Inc.(IMVT) | 1,907,704 | 1,882,704 | -25,000 | $50.36M | $53.68M | 12.99% | +$3.31M |
| Cornerstone Strategic Investment Fund, Inc.(CLM) | 5,908,095 | 5,907,907 | -188 | $45.49M | $45.37M | 10.98% | -$119.6K |
| Robinhood Markets, Inc.CL A(HOOD) | 1,129,168 | 1,129,502 | +334 | $25.64M | $26.45M | 6.40% | +$809.5K |
| Cornerstone Total Return Fund, Inc.(CRF) | 2,569,953 | 2,569,928 | -25 | $20.17M | $20.79M | 5.03% | +$616.6K |
| Archer Aviation Inc.CL A(ACHR) | 3,068,374 | 3,812,696 | +744,322 | $10.80M | $11.55M | 2.80% | +$751.8K |
| BlackRock, Inc.(BLK) | 202,744 | 724,410 | +521,666 | $2.50M | $9.11M | 2.21% | +$6.61M |
| Burlington Stores, Inc.NOTE 2 250 4 1(BURL) | 5,455 | 6,955 | +1,500 | $6.43M | $8.77M | 2.12% | +$2.34M |
| Redfin CorpNOTE 0 500 4 0 NOTE | 5,645 | 11,895 | +6,250 | $3.16M | $8.44M | 2.04% | +$5.27M |
| BlackRock Capital Allocation Term Trust(BCAT) | 280,000 | 450,000 | +170,000 | $4.59M | $7.40M | 1.79% | +$2.81M |
| Rivian Automotive, Inc.NOTE 4 625 3 1(RIVN) | 7,500 | 7,500 | 0 | $7.45M | $6.76M | 1.64% | -$698.3K |
| Stericycle Inc | 50,000 | 109,703 | +59,703 | $2.91M | $6.69M | 1.62% | +$3.79M |
| BlackRock ESG Capital Allocation Term TrustSHS BEN INT(ECAT) | 198,100 | 360,000 | +161,900 | $3.47M | $6.39M | 1.55% | +$2.91M |
| Pagaya Technologies Ltd.CL A(PGY) | 410,838 | 570,000 | +159,162 | $5.24M | $6.02M | 1.46% | +$782.6K |
| Jazz Pharmaceuticals plcNOTE 2 000 6 1(JAZZ) | 6,000 | 6,000 | 0 | $5.77M | $5.99M | 1.45% | +$225.7K |
| ON Semiconductor Corporation(ON) | 0 | 81,600 | +81,600 | $0 | $5.92M | 1.43% | +$5.92M |
| Runway Growth Finance Corp.(RWAY) | 332,933 | 522,327 | +189,394 | $3.92M | $5.37M | 1.30% | +$1.46M |
| BrightSpire Capital, Inc.CL A(BRSP) | 450,000 | 916,541 | +466,541 | $2.56M | $5.13M | 1.24% | +$2.57M |
| Catalent Inc | 67,868 | 75,000 | +7,132 | $3.82M | $4.54M | 1.10% | +$726.5K |
| United States Stl Corp New | 125,000 | 126,515 | +1,515 | $4.72M | $4.47M | 1.08% | -$255.2K |
| Seagate Technology Holdings plcNOTE 3 500 6 0(STX) | 0 | 3,000 | +3,000 | $0 | $4.31M | 1.04% | +$4.31M |
| Wolfspeed, Inc.NOTE 1 750 5 0(WOLF) | 0 | 6,000 | +6,000 | $0 | $4.22M | 1.02% | +$4.22M |
| BlackRock Science and Technology Term TrustSHS BEN INT(BSTZ) | 195,000 | 208,876 | +13,876 | $3.88M | $4.01M | 0.97% | +$128.0K |
| Juniper Networks Inc | 150,000 | 100,000 | -50,000 | $5.47M | $3.90M | 0.94% | -$1.57M |
| Albertsons Cos Inc | 150,000 | 200,000 | +50,000 | $2.96M | $3.70M | 0.89% | +$733.5K |
| PIMCO Dynamic Income Strategy FundCOM SHS BEN INT(PDX) | 145,603 | 154,432 | +8,829 | $3.24M | $3.64M | 0.88% | +$399.0K |
| Advent Convertible and Income Fund(AVK) | 0 | 298,611 | +298,611 | $0 | $3.51M | 0.85% | +$3.51M |
| Abrdn Total Dynamic DividendCOM SH BEN INT COM SH BEN INT | 0 | 375,000 | +375,000 | $0 | $3.41M | 0.83% | +$3.41M |
| Paramount GlobalCL B | 0 | 317,740 | +317,740 | $0 | $3.37M | 0.82% | +$3.37M |
| Abrdn Income Credit Strategi | 0 | 500,000 | +500,000 | $0 | $3.31M | 0.80% | +$3.31M |
| Uber Technologies, Inc.(UBER) | 0 | 43,897 | +43,897 | $0 | $3.30M | 0.80% | +$3.30M |
| CION Investment Corporation(CICB) | 340,817 | 270,000 | -70,817 | $4.13M | $3.21M | 0.78% | -$917.7K |
| Blackrock Health Sciences Te | 135,000 | 197,764 | +62,764 | $2.07M | $3.13M | 0.76% | +$1.06M |
| Equity ComwlthCOM SH BEN INT | 90,000 | 155,000 | +65,000 | $1.75M | $3.08M | 0.75% | +$1.34M |
| Highland Funds I - Highland Opportunities and Income FundHIGHLAND INCOME(HFRO) | 300,000 | 500,000 | +200,000 | $1.88M | $3.06M | 0.74% | +$1.19M |
| BlackRock Innovation and Growth Term TrustSHS BEN INT(BTX) | 235,000 | 381,075 | +146,075 | $1.70M | $2.88M | 0.70% | +$1.18M |
| Endeavor Group Hldgs IncCL A | 100,000 | 100,000 | 0 | $2.70M | $2.86M | 0.69% | +$153.0K |
| Federated Hermes Premier Municipal Income Fund(FMN) | 121,473 | 228,000 | +106,527 | $1.39M | $2.83M | 0.69% | +$1.44M |
| Sunnova Energy Intl Inc.NOTE 2 625 2 1 | 2,400 | 4,200 | +1,800 | $806.4K | $2.60M | 0.63% | +$1.79M |
| Investcorp Europe AcquisitioCL A | 220,000 | 220,000 | 0 | $2.50M | $2.59M | 0.63% | +$96.8K |
| Datadog, Inc.NOTE 0 125 6 1(DDOG) | 0 | 2,000 | +2,000 | $0 | $2.59M | 0.63% | +$2.59M |
| Nuveen New York AMT-Free Quality Municipal Income Fund(NRK) | 0 | 230,000 | +230,000 | $0 | $2.58M | 0.62% | +$2.58M |
| MidCap Financial Investment Corporation(MFIC) | 0 | 191,300 | +191,300 | $0 | $2.56M | 0.62% | +$2.56M |
| Block, Inc.NOTE 0 125 3 0(XYZ) | 0 | 2,500 | +2,500 | $0 | $2.44M | 0.59% | +$2.44M |
| Nuveen AMT-Free Municipal Credit Income Fund(NVG) | 180,000 | 180,000 | 0 | $2.24M | $2.41M | 0.58% | +$167.4K |
| Sirius XM Holdings Inc.(SIRI) | 0 | 100,000 | +100,000 | $0 | $2.37M | 0.57% | +$2.37M |
| Vista Outdoor Inc | 50,000 | 60,000 | +10,000 | $1.88M | $2.35M | 0.57% | +$468.3K |
| Wolfspeed, Inc.NOTE 0 250 2 1(WOLF) | 0 | 6,000 | +6,000 | $0 | $2.34M | 0.57% | +$2.34M |
| The Gabelli Utility Trust(GUT) | 0 | 436,411 | +436,411 | $0 | $2.27M | 0.55% | +$2.27M |
| Bitdeer Technologies GroupNOTE 8 500 8 1 | 0 | 1,850 | +1,850 | $0 | $2.21M | 0.53% | +$2.21M |
| Live Nation Entertainment, Inc.NOTE 2 000 2 1(LYV) | 7,500 | 2,000 | -5,500 | $7.77M | $2.17M | 0.53% | -$5.60M |
| Akamai Technologies, Inc.(AKAM) | 0 | 21,386 | +21,386 | $0 | $2.16M | 0.52% | +$2.16M |
| Saba Capital Income & Opportunities FundSHS NEW(BRW) | 257,357 | 275,000 | +17,643 | $1.81M | $2.09M | 0.51% | +$275.5K |
| FS KKR Capital Corp.(FSK) | 51,377 | 100,000 | +48,623 | $1.01M | $1.97M | 0.48% | +$959.3K |
| Nuveen Municipal Credit Income FundCOM SH BEN INT(NZF) | 150,000 | 150,000 | 0 | $1.85M | $1.97M | 0.48% | +$112.5K |
| Southwestern Energy Co | 0 | 251,063 | +251,063 | $0 | $1.79M | 0.43% | +$1.79M |
| Axonics Inc | 25,000 | 25,000 | 0 | $1.68M | $1.74M | 0.42% | +$59.3K |
| Sk Growth Opportunities CorpCL A | 0 | 150,000 | +150,000 | $0 | $1.70M | 0.41% | +$1.70M |
| Oaktree Specialty Lending Corporation(OCSL) | 0 | 100,000 | +100,000 | $0 | $1.63M | 0.39% | +$1.63M |
| Inflection Pt Acquisitn CrpCL A | 0 | 150,000 | +150,000 | $0 | $1.61M | 0.39% | +$1.61M |
| Capri Holdings LimitedSHS SHS | 102,317 | 36,000 | -66,317 | $3.38M | $1.53M | 0.37% | -$1.86M |
| Nuveen Municipal Credit Opportunities Fund(NMCO) | 150,000 | 120,690 | -29,310 | $1.65M | $1.41M | 0.34% | -$246.0K |
| The RealReal, Inc.NOTE 1 000 3 0(REAL) | 0 | 3,000 | +3,000 | $0 | $1.40M | 0.34% | +$1.40M |
| Spdr Ser TrS AND P OILGAS EXP SP O&G EXPL PRO | 0 | 10,238 | +10,238 | $0 | $1.35M | 0.33% | +$1.35M |
| Ishares TrRUSSELL 2000 ETF | 16,982 | 6,000 | -10,982 | $3.45M | $1.33M | 0.32% | -$2.12M |
| Hertz Global Holdings, Inc.(HTZ) | 287,229 | 399,575 | +112,346 | $1.01M | $1.32M | 0.32% | +$304.7K |
| Clough Global OpportunitiesSH BEN INT | 0 | 241,244 | +241,244 | $0 | $1.31M | 0.32% | +$1.31M |
| Invesco Quality Municipal Income Trust(IQI) | 125,000 | 125,000 | 0 | $1.24M | $1.30M | 0.32% | +$65.0K |
| Zscaler, Inc.NOTE 0 125 7 0(ZS) | 0 | 1,000 | +1,000 | $0 | $1.22M | 0.30% | +$1.22M |
| Insulet CorporationNOTE 0 375 9 0(PODD) | 1,000 | 1,000 | 0 | $1.10M | $1.19M | 0.29% | +$99.7K |
| State Street SPDR S&P 500 ETF TrustTR UNIT(SPY) | 0 | 2,044 | +2,044 | $0 | $1.17M | 0.28% | +$1.17M |
| Wolfspeed, Inc.NOTE 1 875 12 0(WOLF) | 5,886 | 3,136 | -2,750 | $3.35M | $1.14M | 0.28% | -$2.20M |
| Alight, Inc.CL A(ALIT) | 100,000 | 150,000 | +50,000 | $738.0K | $1.11M | 0.27% | +$372.0K |
| Hubbell Incorporated(HUBB) | 0 | 2,443 | +2,443 | $0 | $1.05M | 0.25% | +$1.05M |
| Liquidia Corporation(LQDA) | 150,000 | 100,000 | -50,000 | $1.80M | $1.00M | 0.24% | -$800.0K |
| GRAIL, Inc.(GRAL) | 16,304 | 72,239 | +55,935 | $250.6K | $994.0K | 0.24% | +$743.4K |
| PAR Technology CorporationNOTE 1 500 10 1(PAR) | 1,000 | 1,000 | 0 | $931.0K | $991.5K | 0.24% | +$60.5K |
| Spotify Technology S.A.SHS(SPOT) | 0 | 2,676 | +2,676 | $0 | $986.2K | 0.24% | +$986.2K |
| Perficient IncNOTE 0 125 11 1 | 0 | 1,000 | +1,000 | $0 | $983.0K | 0.24% | +$983.0K |
| Willis Towers Watson Public Limited CompanySHS(WTW) | 0 | 3,329 | +3,329 | $0 | $980.5K | 0.24% | +$980.5K |
| Tootsie Roll Industries, Inc.(TR) | 0 | 31,402 | +31,402 | $0 | $972.5K | 0.24% | +$972.5K |
| Amedisys Inc | 10,000 | 10,000 | 0 | $918.0K | $965.1K | 0.23% | +$47.1K |
| Select Sector Spdr TrSBI MATERIALS ST STR MATER ETF | 23,198 | 9,731 | -13,467 | $2.05M | $937.9K | 0.23% | -$1.11M |
| Western Asset Global High Income Fund Inc.(EHI) | 0 | 131,269 | +131,269 | $0 | $911.0K | 0.22% | +$911.0K |
| Kellanova | 0 | 11,240 | +11,240 | $0 | $907.2K | 0.22% | +$907.2K |
| Amazon.com, Inc.(AMZN) | 0 | 4,866 | +4,866 | $0 | $906.7K | 0.22% | +$906.7K |
| Vaneck Etf TrustAGRIBUSINESS ETF AGRIBUSINESS ETF | 0 | 11,221 | +11,221 | $0 | $847.3K | 0.21% | +$847.3K |
| Nuveen Amt Free Qlty Mun Inc | 0 | 70,000 | +70,000 | $0 | $837.9K | 0.20% | +$837.9K |
| Seritage Growth PropertiesCL A(SRG) | 201,292 | 176,836 | -24,456 | $940.0K | $822.3K | 0.20% | -$117.7K |
| Newell Brands Inc.(NWL) | 0 | 104,792 | +104,792 | $0 | $804.8K | 0.19% | +$804.8K |
| Spdr Ser TrS AND P REGL BKG ST STR SP REGBNK | 0 | 14,213 | +14,213 | $0 | $804.5K | 0.19% | +$804.5K |
| Vector Group Ltd | 0 | 53,431 | +53,431 | $0 | $797.2K | 0.19% | +$797.2K |
| Select Sector Spdr TrSBI HEALTHCARE ST STR CARE ETF | 1,895 | 5,145 | +3,250 | $276.2K | $792.4K | 0.19% | +$516.2K |
| Atlantica Sustainable Infr PSHS | 31,500 | 34,190 | +2,690 | $691.4K | $751.5K | 0.18% | +$60.1K |
| Sunnova Energy Intl Inc.NOTE 0 250 12 0 | 0 | 1,000 | +1,000 | $0 | $735.8K | 0.18% | +$735.8K |
| Boise Cascade Company(BCC) | 0 | 4,793 | +4,793 | $0 | $675.7K | 0.16% | +$675.7K |
| Mural Oncology Pub Ltd Co | 300,975 | 210,588 | -90,387 | $945.1K | $659.1K | 0.16% | -$285.9K |
| Nuveen New Jersey Qult Mun F COM | 0 | 50,000 | +50,000 | $0 | $652.0K | 0.16% | +$652.0K |
| First Tr Specialty Fin And FinCOM BEN INTR | 160,000 | 159,500 | -500 | $622.4K | $649.2K | 0.16% | +$26.8K |
| Gabelli Divid And Income Tr COM | 0 | 25,000 | +25,000 | $0 | $611.3K | 0.15% | +$611.3K |
| Sable Offshore Corp.(SOC) | 47,785 | 25,000 | -22,785 | $720.1K | $590.8K | 0.14% | -$129.4K |