Fund Holdings

Focused Wealth Management, Inc

Filing Period:
Securities
SharesValue ($K)
Q4 2025
Q1 2026
Change
Q4 2025
Q1 2026
Weight (%)
Change
ISHARES TR0152,311+152,311012,192,5121.27%+12,192,512
ISHARES INC
MSCI EMRG CHN
0135,267+135,267010,640,1021.11%+10,640,102
VANGUARD INDEX FDS680,890696,791+15,901130,043,252136,710,40514.28%+6,667,153
NVIDIA CORPORATION(NVDA)52,19886,834+34,6369,734,95715,143,8781.58%+5,408,921
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
547,148579,931+32,78345,823,63347,989,2705.01%+2,165,637
MICROSOFT CORP(MSFT)11,78320,825+9,0425,698,6547,708,9060.81%+2,010,252
BLACKROCK MUNIYIELD N Y QUAL0185,104+185,10401,776,9980.19%+1,776,998
AMAZON COM INC(AMZN)41,29153,071+11,7809,530,68311,053,0031.15%+1,522,320
GOLUB CAP BDC INC(GBDC)11,945131,794+119,849162,0951,668,5090.17%+1,506,414
EXXON MOBIL CORP24,04224,849+8072,893,1754,215,8810.44%+1,322,706
VANGUARD INDEX FDS54,19158,073+3,88213,978,45315,210,3951.59%+1,231,942
VANGUARD WHITEHALL FDS212,334212,958+62430,474,10631,539,1333.30%+1,065,027
JPMORGAN CHASE & CO(JPM)10,94015,485+4,5453,525,0194,555,1460.48%+1,030,127
COSTCO WHOLESALE CORPORATION(COST)2671,262+995230,3631,257,9110.13%+1,027,548
PROTHENA CORP PLC
SHS
107,479207,403+99,9241,026,4242,015,9570.21%+989,533
VANGUARD INTL EQUITY INDEX F559,888573,138+13,25030,099,59430,978,0883.24%+878,494
CONSTELLATION ENERGY CORP(CEG)7,22812,258+5,0302,553,4883,422,9110.36%+869,423
VANGUARD INDEX FDS1,6133,030+1,4171,011,8571,810,7350.19%+798,878
BOEING CO(BA)03,826+3,8260761,4890.08%+761,489
EATON CORP PLC(ETN)1,2783,171+1,893407,0561,134,1720.12%+727,116
VANGUARD BD INDEX FDS187,395198,340+10,94513,880,35114,605,7901.53%+725,439
BOEING CO(BA)(Call)03,600+3,6000716,508+716,508
ELI LILLY & CO(LLY)7391,622+883794,6161,491,5350.16%+696,919
HONEYWELL INTL INC(HON)6,4838,676+2,1931,264,6961,961,1080.20%+696,412
INVESCO QQQ TR(Call)01,200+1,2000692,616+692,616
BANCO SANTANDER SA(SAN)058,986+58,9860665,3620.07%+665,362
JANUS DETROIT STR TR
HENDERSON MTG
291,732309,085+17,35313,329,21313,964,4801.46%+635,267
VANGUARD TAX-MANAGED FDS09,597+9,5970614,9930.06%+614,993
LINDE PLC(LIN)01,240+1,2400614,9760.06%+614,976
MARVELL TECHNOLOGY INC(MRVL)06,143+6,1430608,4180.06%+608,418
CORNING INC(GLW)04,298+4,2980584,3780.06%+584,378
CATERPILLAR INC(CAT)8,3017,518-7834,755,3025,326,2370.56%+570,935
PALO ALTO NETWORKS INC(PANW)03,530+3,5300565,9300.06%+565,930
NUVEEN S&P 500 DYNAMIC OVERW
COM
035,071+35,0710563,5910.06%+563,591
DIREXION SHARES ETF TRUST
DLY AMZN BULL 2X
020,606+20,6060553,4720.06%+553,472
GE VERNOVA INC(GEV)2,7462,667-791,794,9592,327,6480.24%+532,689
WALMART INC(WMT)27,32428,755+1,4313,044,1963,573,7140.37%+529,518
PROLOGIS INC.(PLD)03,853+3,8530509,2560.05%+509,256
PFIZER INC(PFE)109,717115,258+5,5412,731,9433,236,4510.34%+504,508
ISHARES TR35,34040,699+5,3593,398,2483,884,3350.41%+486,087
VISA INC(V)1,6723,538+1,866586,5171,069,2480.11%+482,731
KINDER MORGAN INC DEL(KMI)68,78870,752+1,9641,890,9692,372,2990.25%+481,330
BLACKROCK TAX MUNICPAL BD TR(BBN)776,422812,411+35,98912,671,20313,136,6881.37%+465,485
ARISTA NETWORKS INC(ANET)03,323+3,3230407,9980.04%+407,998
CROWDSTRIKE HLDGS INC(CRWD)01,013+1,0130395,4850.04%+395,485
VANGUARD INDEX FDS01,373+1,3730394,1750.04%+394,175
JOHNSON & JOHNSON(JNJ)6,9507,464+5141,438,2551,824,6080.19%+386,353
FREEPORT MCMORAN INC(FCX)(Call)06,000+6,0000352,680+352,680
PALANTIR TECHNOLOGIES INC(PLTR)(Call)02,400+2,4000351,072+351,072
WELLS FARGO & CO(WFC)4,4649,625+5,161416,003766,2520.08%+350,249
ALTRIA GROUP INC(MO)33,64734,304+6571,940,0882,263,7180.24%+323,630
REGENERON PHARMACEUTICALS(REGN)0384+3840296,5060.03%+296,506
SCHWAB STRATEGIC TR08,602+8,6020283,4380.03%+283,438
ROCKWELL AUTOMATION INC(ROK)(Put)0700+7000251,216+251,216
UNITED PARCEL SVCS INC(UPS)(Put)02,500+2,5000245,950+245,950
SNOWFLAKE INC(SNOW)01,602+1,6020241,6140.03%+241,614
FASTLY INC(FSLY)07,677+7,6770223,0940.02%+223,094
TKO GROUP HOLDINGS INC(TKO)(Put)01,100+1,1000221,815+221,815
TOLL BROTHERS INC(TOL)(Put)01,600+1,6000218,352+218,352
ROCKET LAB CORP(RKLB)03,283+3,2830210,8340.02%+210,834
DUCOMMUN INC DEL(DCO)01,728+1,7280210,8160.02%+210,816
M & T BK CORP(MTB)01,012+1,0120209,1470.02%+209,147
THERMO FISHER SCIENTIFIC INC(TMO)0423+4230208,0760.02%+208,076
ALPHABET INC(GOOG)9,25910,849+1,5902,905,5353,112,0150.33%+206,480
CAPRICOR THERAPEUTICS INC(CAPR)06,681+6,6810203,1020.02%+203,102
MICRON TECHNOLOGY INC(MU)(Call)0600+6000202,704+202,704
OKLO INC(OKLO)04,079+4,0790202,2780.02%+202,278
AIRBNB INC(Put)01,600+1,6000202,048+202,048
SOLITARIO RESOURCES CORP610,900762,900+152,000425,675625,5780.07%+199,903
WELLS FARGO & CO(WFC)(Put)02,500+2,5000199,025+199,025
CROWDSTRIKE HLDGS INC(CRWD)(Call)0500+5000195,205+195,205
COREWEAVE INC(CRWV)(Call)02,500+2,5000193,675+193,675
APPLIED MATLS INC3,8453,438-407988,2101,175,0620.12%+186,852
TESLA INC(TSLA)(Call)0500+5000185,875+185,875
REGIONS FINANCIAL CORP NEW(RF)(Put)07,000+7,0000182,840+182,840
KEYCORP(KEY)(Put)09,000+9,0000180,450+180,450
SCHWAB STRATEGIC TR47,78148,094+3131,310,6331,475,5380.15%+164,905
CHEVRON CORPORATION(CVX)2,0572,255+198313,486466,5030.05%+153,017
AMPHENOL CORP01,200+1,2000151,6070.02%+151,607
PHILIP MORRIS INTL INC(PM)2,8583,680+822458,370608,4990.06%+150,129
NETFLIX INC.(NFLX)(Call)01,500+1,5000144,225+144,225
FREEPORT MCMORAN INC(FCX)4,6126,271+1,659234,225368,5950.04%+134,370
ALPHABET INC(GOOG)44,16648,537+4,37113,823,85213,957,2541.46%+133,402
MERCK & CO INC(MRK)6,9977,200+203736,465866,1250.09%+129,660
NEXTERA ENERGY INC(NEE)8,4228,632+210676,114801,7490.08%+125,635
TERADYNE INC(TER)2,0241,731-293391,765513,1720.05%+121,407
BRISTOL-MYERS SQUIBB CO(BMY)4,0585,443+1,385218,911330,1440.03%+111,233
DUKE ENERGY CORP NEW(DUK)3,8424,276+434450,316559,8500.06%+109,534
MICRON TECHNOLOGY INC(MU)0316+3160106,7880.01%+106,788
AIRBNB INC0815+8150102,9180.01%+102,918
NBT BANCORP INC(NBTB)5,0257,289+2,264208,636310,3720.03%+101,736
AMPHENOL CORP(Put)0800+8000101,080+101,080
HOME DEPOT INC(HD)1,2791,639+360440,124538,9330.06%+98,809
ONEOK INC NEW(OKE)3,4863,874+388256,221350,2140.04%+93,993
GOLDMAN SACHS GROUP INC(GS)5,3775,694+3174,726,4724,817,1100.50%+90,638
ROCKET LAB CORP(RKLB)(Call)01,400+1,400089,908+89,908
EDISON INTL(EIX)3,6594,203+544219,587307,5880.03%+88,001
ARCHER DANIELS MIDLAND CO5,3485,412+64307,458393,4260.04%+85,968
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
71,49571,800+30513,695,67613,779,8841.44%+84,208
ROBINHOOD MKTS INC(HOOD)(Call)01,200+1,200083,160+83,160
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