Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q2 2023 ▲▼ | Q3 2023 ▲▼ | Change ▲▼ | Q2 2023 ▲▼ | Q3 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| PIMCO Energy & Tactical Credit Opportunities Fund(PDX) | 62,786 | 304,821 | +242,035 | 1,052 | 6,045 | 2.89% | +4,993 |
| First Trust Dynamic Europe Equity Income Fund | 17,198 | 317,469 | +300,271 | 234 | 3,937 | 1.89% | +3,703 |
| Great Ajax Corp | 786,337 | 893,646 | +107,309 | 19,367 | 21,555 | 10.32% | +2,187 |
| Destra Multi-Alternative Fund | 0 | 356,014 | +356,014 | 0 | 2,129 | 1.02% | +2,129 |
| Nuveen Pennsylvania Quality Municipal Income Fund | 141,974 | 344,236 | +202,262 | 1,604 | 3,501 | 1.68% | +1,897 |
| VMware Inc | 4,762 | 15,408 | +10,646 | 751 | 2,565 | 1.23% | +1,814 |
| BlackRock Health Sciences Term Trust | 0 | 104,194 | +104,194 | 0 | 1,501 | 0.72% | +1,501 |
| BlackRock Capital Investment Corp | 470,334 | 853,697 | +383,363 | 1,703 | 3,167 | 1.52% | +1,465 |
| Templeton Global Income Fund | 2,480,094 | 3,097,815 | +617,721 | 10,640 | 11,958 | 5.73% | +1,318 |
| MFS High Income Municipal Trust SH BEN INT | 0 | 346,618 | +346,618 | 0 | 1,081 | 0.52% | +1,081 |
| Nuveen Preferred & Income Term Fund | 49,056 | 111,076 | +62,020 | 865 | 1,907 | 0.91% | +1,042 |
| BNY Mellon Municipal Income Inc | 147,271 | 342,744 | +195,473 | 941 | 1,943 | 0.93% | +1,002 |
| abrdn National Municipal Income Fund | 0 | 108,001 | +108,001 | 0 | 930 | 0.45% | +930 |
| Carlyle Credit Income Fund(CCID) | 0 | 106,297 | +106,297 | 0 | 870 | 0.42% | +870 |
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc(EDD) | 326,122 | 548,796 | +222,674 | 1,598 | 2,338 | 1.12% | +740 |
| DWS Municipal Income Trust | 0 | 93,546 | +93,546 | 0 | 720 | 0.34% | +720 |
| BlackRock Municipal 2030 Target Term Trust(BTT) | 0 | 33,400 | +33,400 | 0 | 648 | 0.31% | +648 |
| BlackRock MuniHoldings California Quality Fund Inc(MUC) | 0 | 59,661 | +59,661 | 0 | 570 | 0.27% | +570 |
| Arlington Asset Investment Corp | 145,907 | 285,885 | +139,978 | 673 | 1,224 | 0.59% | +551 |
| Invesco Pennsylvania Value Municipal Income Trust(VPV) | 0 | 56,029 | +56,029 | 0 | 501 | 0.24% | +501 |
| Eaton Vance New York Municipal Bond Fund | 451,498 | 574,428 | +122,930 | 4,380 | 4,762 | 2.28% | +382 |
| DWS Strategic Municipal Income Trust | 92,106 | 148,543 | +56,437 | 784 | 1,119 | 0.54% | +335 |
| Gabelli Healthcare & WellnessRx Trust/The(GRX) | 0 | 31,790 | +31,790 | 0 | 273 | 0.13% | +273 |
| Eaton Vance California Municipal Income Trust | 91,887 | 131,118 | +39,231 | 934 | 1,201 | 0.58% | +267 |
| MFS Municipal Income Trust | 0 | 56,434 | +56,434 | 0 | 257 | 0.12% | +257 |
| Great Ajax Corp | 720,209 | 807,622 | +87,413 | 4,969 | 5,201 | 2.49% | +232 |
| Clough Global Equity Fund COM | 0 | 31,323 | +31,323 | 0 | 172 | 0.08% | +172 |
| Nuveen New Jersey Quality Municipal Income Fund COM | 0 | 15,888 | +15,888 | 0 | 168 | 0.08% | +168 |
| Central Securities Corp(CET) | 29,376 | 36,483 | +7,107 | 1,090 | 1,250 | 0.60% | +161 |
| Center Coast Brookfield MLP & Energy Infrastructure Fund | 295,700 | 295,700 | 0 | 6,115 | 6,269 | 3.00% | +154 |
| Taiwan Fund Inc/The/MD | 66,452 | 78,924 | +12,472 | 2,214 | 2,366 | 1.13% | +152 |
| Morgan Stanley India Investment Fund Inc(IIF) | 107,037 | 113,652 | +6,615 | 2,408 | 2,540 | 1.22% | +132 |
| BNY Mellon Strategic Municipals Inc | 0 | 23,538 | +23,538 | 0 | 125 | 0.06% | +125 |
| BlackRock MuniYield Pennsylvania Quality Fund | 0 | 11,469 | +11,469 | 0 | 119 | 0.06% | +119 |
| Eaton Vance California Municipal Bond Fund | 360,526 | 407,541 | +47,015 | 3,219 | 3,309 | 1.58% | +90 |
| BNY Mellon Strategic Municipal Bond Fund Inc | 0 | 16,024 | +16,024 | 0 | 80 | 0.04% | +80 |
| Templeton Emerging Markets Income Fund | 0 | 17,088 | +17,088 | 0 | 79 | 0.04% | +79 |
| Nuveen Corporate Income 2023 Target Term Fund | 413,984 | 413,984 | 0 | 3,883 | 3,949 | 1.89% | +66 |
| Japan Smaller Capitalization Fund Inc(JOF) | 79,124 | 92,088 | +12,964 | 589 | 655 | 0.31% | +65 |
| Mexico Fund Inc/The | 140,329 | 155,646 | +15,317 | 2,522 | 2,563 | 1.23% | +42 |
| First Trust Specialty Finance and Financial Opportunities Fund | 0 | 12,134 | +12,134 | 0 | 41 | 0.02% | +41 |
| Two Harbors Investment Corp(TWO) | 0 | 0 | 0 | 3,871 | 3,910 | 1.87% | +39 |
| PhenixFIN Corp | 15,337 | 15,337 | 0 | 552 | 581 | 0.28% | +29 |
| WHEELER REIT INC | 5,272 | 5,272 | 0 | 264 | 290 | 0.14% | +26 |
| Western Asset Investment Grade Defined Opportunity Trust Inc | 13,118 | 14,018 | +900 | 217 | 222 | 0.11% | +5 |
| PennyMac Corp(PMT) | 0 | 0 | 0 | 444 | 449 | 0.21% | +5 |
| Nicholas Financial Inc | 103,024 | 103,024 | 0 | 505 | 492 | 0.24% | -12 |
| Velocity Financial Inc | 12,120 | 12,120 | 0 | 150 | 137 | 0.07% | -13 |
| NXG NextGen Infrastructure Income Fund | 87,784 | 92,355 | +4,571 | 3,479 | 3,463 | 1.66% | -16 |
| General American Investors Co Inc(GAM) | 109,864 | 119,406 | +9,542 | 4,685 | 4,663 | 2.23% | -22 |
| PGIM Short Duration High Yield Opportunities Fund | 183,807 | 192,161 | +8,354 | 2,807 | 2,784 | 1.33% | -22 |
| Nuveen Core Plus Impact Fund | 1,378,772 | 1,524,947 | +146,175 | 13,995 | 13,969 | 6.69% | -26 |
| Ecofin Sustainable and Social | 32,613 | 32,613 | 0 | 421 | 391 | 0.19% | -31 |
| Blackstone Senior Floating Rate 2027 Term Fund(BSL) | 29,302 | 26,436 | -2,866 | 384 | 350 | 0.17% | -33 |
| Mexico Equity and Income Fund Inc/The | 25,653 | 25,653 | 0 | 274 | 241 | 0.12% | -33 |
| Morgan Stanley China A Share Fund Inc | 48,425 | 48,425 | 0 | 658 | 603 | 0.29% | -54 |
| Special Opportunities Fund Inc | 27,258 | 23,058 | -4,200 | 315 | 252 | 0.12% | -63 |
| Clough Global Opportunities Fund | 13,140 | 0 | -13,140 | 67 | 0 | — | -67 |
| MFS Investment Grade Municipal Trust SH BEN INT | 513,340 | 542,641 | +29,301 | 3,907 | 3,836 | 1.84% | -70 |
| Ladder Capital Corp(LADR) | 0 | 40,431 | +40,431 | 0 | 415 | 0.20% | +415 |
| Calamos Long/Short Equity & Dynamic Income Trust | 87,130 | 87,130 | 0 | 1,371 | 1,289 | 0.62% | -83 |
| Nuveen Floating Rate Income Fund/Closed-end Fund(JFR) | 10,941 | 0 | -10,941 | 88 | 0 | — | -88 |
| SRH Total Return Fund Inc(STEW) | 132,881 | 132,881 | 0 | 1,822 | 1,725 | 0.83% | -97 |
| Western Asset Intermediate Muni Fund Inc | 65,425 | 56,603 | -8,822 | 503 | 405 | 0.19% | -98 |
| Miller/Howard High Dividend Fund | 1,014,629 | 1,061,308 | +46,679 | 10,633 | 10,528 | 5.04% | -105 |
| Ellington Residential Mortgage REIT | 42,343 | 31,192 | -11,151 | 308 | 194 | 0.09% | -115 |
| Western Asset Mortgage Capital Corp | 0 | 10,608 | +10,608 | 0 | 100 | 0.05% | +100 |
| Blackstone Strategic Credit 2027 Term Fund(BGB) | 61,400 | 48,111 | -13,289 | 684 | 529 | 0.25% | -155 |
| Tortoise Energy Infrastructure Corp(TYG) | 85,273 | 85,273 | 0 | 2,620 | 2,464 | 1.18% | -156 |
| Voya Infrastructure Industrials and Materials Fund | 75,926 | 64,159 | -11,767 | 781 | 605 | 0.29% | -176 |
| Highland Opportunities and Income Fund | 22,078 | 0 | -22,078 | 188 | 0 | — | -188 |
| Tiptree Inc | 13,120 | 0 | -13,120 | 194 | 0 | — | -194 |
| MGIC Investment Corp(MTG) | 0 | 37,926 | +37,926 | 0 | 633 | 0.30% | +633 |
| Citigroup Inc(C) | 4,500 | 0 | -4,500 | 214 | 0 | — | -214 |
| Kayne Anderson NextGen Energy & Infrastructure Inc | 91,193 | 62,228 | -28,965 | 688 | 443 | 0.21% | -245 |
| Neuberger Berman New York Municipal Fund Inc | 25,412 | 0 | -25,412 | 245 | 0 | — | -245 |
| Radian Group Inc(RDN) | 0 | 25,359 | +25,359 | 0 | 637 | 0.30% | +637 |
| Dynex Capital Inc(DX) | 0 | 0 | 0 | 0 | 0 | — | 0 |
| Neuberger Berman California Municipal Fund Inc | 67,716 | 43,410 | -24,306 | 733 | 425 | 0.20% | -308 |
| Reading International Inc | 372,975 | 320,584 | -52,391 | 992 | 680 | 0.33% | -312 |
| Nuveen Preferred & Income Opportunities Fund(JPC) | 53,916 | 0 | -53,916 | 356 | 0 | — | -356 |
| MFA Financial Inc(MFA) | 0 | 220,471 | +220,471 | 0 | 2,119 | 1.01% | +2,119 |
| Two Harbors Investment Corp(TWO) | 28,845 | 0 | -28,845 | 387 | 0 | — | -387 |
| Clough Global Dividend and Income Fund | 188,205 | 138,223 | -49,982 | 1,078 | 687 | 0.33% | -391 |
| Tortoise Midstream Energy Fund Inc | 166,623 | 162,123 | -4,500 | 5,937 | 5,538 | 2.65% | -399 |
| DTF Tax-Free Income 2028 Term Fund Inc | 62,493 | 24,372 | -38,121 | 691 | 260 | 0.12% | -430 |
| ClearBridge Energy Midstream Opportunity Fund Inc(EMO) | 35,874 | 21,953 | -13,921 | 1,152 | 696 | 0.33% | -456 |
| Tortoise Pipeline & Energy Fund Inc | 16,131 | 0 | -16,131 | 472 | 0 | — | -472 |
| New America High Income Fund Inc/The | 324,886 | 266,198 | -58,688 | 2,209 | 1,725 | 0.83% | -484 |
| Nuveen Floating Rate Income Opportunity Fund | 75,648 | 0 | -75,648 | 596 | 0 | — | -596 |
| New York Mortgage Trust Inc(ADAM) | 408,845 | 392,845 | -16,000 | 4,150 | 3,335 | 1.60% | -815 |
| Eaton Vance Ltd Duration Income Fund COM | 87,167 | 0 | -87,167 | 828 | 0 | — | -828 |
| ClearBridge MLP & Midstream Total Return Fund Inc | 146,706 | 126,266 | -20,440 | 4,954 | 4,049 | 1.94% | -905 |
| Safeguard Scientifics Inc | 796,632 | 257,491 | -539,141 | 1,227 | 257 | 0.12% | -969 |
| FS Credit Opportunities Corp(FSCO) | 0 | 0 | 0 | 0 | 0 | — | 0 |
| Nuveen Senior Income Fund | 229,436 | 0 | -229,436 | 1,055 | 0 | — | -1,055 |
| Western Asset Inflation-Linked Opportunities & Income Fund(WIW) | 270,274 | 164,733 | -105,541 | 2,416 | 1,356 | 0.65% | -1,060 |
| BlackRock Resources & Commodities Strategy Trust(BCX) | 149,634 | 0 | -149,634 | 1,474 | 0 | — | -1,474 |
| Nuveen Short Duration Credit Opportunities Fund | 129,962 | 0 | -129,962 | 1,508 | 0 | — | -1,508 |
| Wheeler Real Estate Investment Trust Inc | 129,187 | 0 | -129,187 | 1,513 | 0 | — | -1,513 |