Fund Holdings

Warberg Asset Management LLC

Filing Period:
Securities
SharesValue ($K)
Q4 2025
Q1 2026
Change
Q4 2025
Q1 2026
Weight (%)
Change
LUMENTUM HLDGS INC(LITE)000068,506,91019.99%+68,506,910
OCCIDENTAL PETE CORP0486,509+486,509020,899,0736.10%+20,899,073
SEAGATE HDD CAYMAN(STX)000035,998,92210.50%+35,998,922
CNX RES CORP(CNX)000034,424,20410.04%+34,424,204
LCI INDS(LCII)00007,852,1052.29%+7,852,105
CORNERSTONE STRATEGIC INVEST(CLM)01,041,935+1,041,93507,585,2902.21%+7,585,290
TXNM ENERGY INC(TXNM)00006,675,0001.95%+6,675,000
EXXON MOBIL CORP(XOM)(Call)030,000+30,00005,089,800+5,089,800
UNITED STS OIL FD LP(Put)039,000+39,00004,962,750+4,962,750
SNOWFLAKE INC(SNOW)00004,889,4991.43%+4,889,499
WISDOMTREE INC(WT)000010,188,1722.97%+10,188,172
ASTRONICS CORP(ATRO)00005,198,7311.52%+5,198,731
AKAMAI TECHNOLOGIES INC(AKAM)00002,857,7030.83%+2,857,703
SHIFT4 PMTS INC(FOUR)049,991+49,99102,721,2600.79%+2,721,260
IRHYTHM HOLDINGS INC(IRTC)00002,194,9790.64%+2,194,979
ALBEMARLE CORP038,500+38,50002,766,2250.81%+2,766,225
SELECT SECTOR SPDR TR028,903+28,90301,769,8750.52%+1,769,875
STRATEGY INC(MSTR)(Call)014,000+14,00001,747,200+1,747,200
INVESCO QQQ TR03,000+3,00001,731,5400.51%+1,731,540
ISHARES TR016,928+16,92801,703,9720.50%+1,703,972
FG IMPERII ACQUISITION CORP0154,908+154,90801,530,4910.45%+1,530,491
XSOLLA SPAC 10143,000+143,00001,405,6900.41%+1,405,690
OCCIDENTAL PETE CORP(Call)020,000+20,00001,300,000+1,300,000
STARBUCKS CORP(SBUX)(Put)014,000+14,00001,254,260+1,254,260
NVIDIA CORPORATION(NVDA)(Put)022,000+22,00003,836,800+3,836,800
NOBLE CORP PLC(NE)056,999+56,99901,499,0740.44%+1,499,074
PONO CAP FOUR INC0105,000+105,00001,047,9000.31%+1,047,900
CLEARTHINK 1 ACQUISITION COR098,500+98,5000984,0150.29%+984,015
PRAETORIAN ACQUISITION CORP099,999+99,9990979,9900.29%+979,990
NOBLE CORP PLC(NE)029,855+29,8550912,6700.27%+912,670
LIVE NATION ENTERTAINMENT IN(LYV)000016,223,4694.73%+16,223,469
EVERGY INC(EVRG)00001,578,8080.46%+1,578,808
D BORAL ACQUISITION I CORP077,000+77,0000759,2200.22%+759,220
SILICON VY ACQUISITION CORP075,000+75,0000741,7500.22%+741,750
X3 ACQUISITION CORP LTD075,000+75,0000738,0000.22%+738,000
VINE HILL CAP INVTS CORP II070,497+70,4970697,9200.20%+697,920
BANK AMERICA CORP01,500+1,50001,787,3400.52%+1,787,340
RF ACQUISITION CORP III070,000+70,0000685,3000.20%+685,300
VALARIS LTD(VAL)041,465+41,4650663,0250.19%+663,025
SELECT SECTOR SPDR TR013,000+13,0000641,9400.19%+641,940
MICROCHIP TECHNOLOGY INC.(MCHP)000020,435,0405.96%+20,435,040
PROEM ACQUISITION CORP I051,500+51,5000514,7430.15%+514,743
BHAV ACQUISITION CORP050,000+50,0000499,0000.15%+499,000
ART TECHNOLOGY ACQUISITION C050,000+50,0000490,7500.14%+490,750
ISHARES TR06,000+6,0000477,4200.14%+477,420
CORE SCIENTIFIC INC NEW(CORZ)0267,900+267,90002,341,4460.68%+2,341,446
SC II ACQUISITION CORP046,200+46,2000460,6140.13%+460,614
PAYPAL HLDGS INC(PYPL)(Call)010,000+10,0000452,300+452,300
AMPRIUS TECHNOLOGIES INC(AMPX)063,200+63,2000434,1840.13%+434,184
GOLDMAN SACHS ETF TR04,000+4,0000400,7600.12%+400,760
THE TRADE DESK INC(Call)017,000+17,0000385,730+385,730
SELECT SECTOR SPDR TR(Put)030,000+30,00001,481,100+1,481,100
FUTURE MONEY ACQUISITION COR035,000+35,0000349,5140.10%+349,514
WISDOMTREE INC(WT)00003,337,5000.97%+3,337,500
PLANET LABS PBC(PL)027,076+27,0760445,4000.13%+445,400
CENTERPOINT ENERGY INC(CNP)00003,556,4251.04%+3,556,425
COLUMBUS CIRCLE CAP CORP II025,000+25,0000249,2500.07%+249,250
CRANE HBR ACQUISITION CORP I023,512+23,5120233,0040.07%+233,004
BARCLAYS BANK PLC(DJP)(Call)022,000+22,0000785,400+785,400
GIGCAPITAL9 CORP021,796+21,7960218,5050.06%+218,505
ISHARES TR02,500+2,5000216,7250.06%+216,725
BITCOIN INFRASTRUCTURE ACQUI020,000+20,0000198,1000.06%+198,100
CENTURY ALUM CO(CENX)0000588,7010.17%+588,701
UNIQURE NV(QURE)(Call)010,000+10,0000163,500+163,500
MOSAIC CO(MOS)(Call)030,000+30,0000765,000+765,000
CANTALOUPE INC(Put)0236,400+236,40002,555,484+2,555,484
OCCIDENTAL PETE CORP(Put)05,500+5,5000357,500+357,500
DAKOTA GOLD CORP025,045+25,0450126,4770.04%+126,477
BRIACELL THERAPEUTICS CORP0115,000+115,0000118,4620.03%+118,462
OAKTREE ACQUISITION CORP III010,025+10,0250106,3150.03%+106,315
ARMADA ACQUISITION CORP III010,000+10,000099,6000.03%+99,600
EPR PPTYS(EPR)099,923+99,92302,259,2590.66%+2,259,259
USA RARE EARTH INC(USAR)025,333+25,3330383,4150.11%+383,415
BIMERGEN ENERGY CORP097,248+97,248077,7940.02%+77,794
REVIVA PHARMACEUTCLS HLDGS I090,772+90,772066,2180.02%+66,218
EON RESOURCES INC0547,077+547,077062,0930.02%+62,093
TWIN VEE POWERCATS CO0239,431+239,431061,4860.02%+61,486
CALIDI BIOTHERAPEUTICS INC0250,000+250,000059,4750.02%+59,475
OUTLOOK THERAPEUTICS INC0275,000+275,000056,3750.02%+56,375
LIFECORE BIOMEDICAL INC015,000+15,000055,8000.02%+55,800
GOLD ROYALTY CORP068,508+68,5080113,0380.03%+113,038
VOX ROYALTY CORP010,000+10,000052,4000.02%+52,400
RIBBON ACQUISITION CORP021,826+21,8260229,3910.07%+229,391
I-80 GOLD CORP(IAUX)0291,753+291,7530291,7530.09%+291,753
VENU HLDG CORP012,000+12,000039,6000.01%+39,600
NEXTERA ENERGY CAP HLDGS INC(NEE)0000352,9300.10%+352,930
CRITICAL METALS CORP(CRML)(Put)033,000+33,0000262,020+262,020
BLACK HAWK ACQUISITION CORP072,323+72,3230840,7550.25%+840,755
ON SEMICONDUCTOR CORP(ON)000024,4960.01%+24,496
PERFECT MOMENT LTD095,200+95,200024,0480.01%+24,048
PRAIRIE OPER CO010,000+10,000020,3000.01%+20,300
AMPLITECH GROUP INC0166,667+166,667020,0000.01%+20,000
ICECURE MEDICAL LTD CAESAREA065,568+65,568019,7360.01%+19,736
AMPLITECH GROUP INC0200,117+200,117018,7470.01%+18,747
5E ADVANCED MATERIALS INC012,312+12,312017,2370.01%+17,237
TAVIA ACQUISITION CORP0104,360+104,36001,102,0420.32%+1,102,042
ALPHATON CAPITAL CORP042,133+42,133013,5540.00%+13,554
DRUGS MADE IN AMER ACQUTN CO092,054+92,0540966,1070.28%+966,107
ERNEXA THERAPEUTICS INC050,000+50,000010,0550.00%+10,055
X3 ACQUISITION CORP LTD037,500+37,50009,3770.00%+9,377
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