Fund Holdings — Warberg Asset Management LLC

Total Portfolio Value
$356.50M
Total Bought
$34.61M
Total Sold
$11.94M
Net Transaction
+$22.67M
Filing Period:
Securities
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SharesValue ($K)
Q2 2025
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Q3 2025
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Change
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Q2 2025
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Q3 2025
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Weight (%)
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Change
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OCCIDENTAL PETE CORP(OXY)58,599449,311+390,7121,21111,3973.20%+10,186
STRIDE INC(LRN)00009,9952.80%+9,995
WESTERN DIGITAL CORP(WDC)00012,61422,5656.33%+9,950
SEAGATE HDD CAYMAN(STX)00016,32126,1807.34%+9,859
SEA LTD(SE)00014,33423,9096.71%+9,574
LIVE NATION ENTERTAINMENT IN(LYV)0009,29117,1344.81%+7,842
RIGETTI COMPUTING INC(RGTI)123,575449,224+325,6495188,2252.31%+7,708
WISDOMTREE INC(WT)00006,4441.81%+6,444
ALNYLAM PHARMACEUTICALS INC(ALNY)00004,9451.39%+4,945
PORCH GROUP INC(PRCH)00004,4921.26%+4,492
SOUTHERN CO(SO)0001,0625,3511.50%+4,289
CENTERPOINT ENERGY INC(CNP)00003,3320.93%+3,332
WISDOMTREE INC(WT)00003,2590.91%+3,259
CHART INDS INC033,343+33,34302,3690.66%+2,369
HALOZYME THERAPEUTICS INC(HALO)0005,7657,2472.03%+1,482
D. BORAL ARC ACQ I CORP.
SHS CL A
0140,000+140,00001,3900.39%+1,390
VENDOME ACQUISITION CORP I(VNME)0138,500+138,50001,3770.39%+1,377
VENTAS RLTY LTD PARTNERSHIP(VTR)0007,6278,6502.43%+1,023
NUTANIX INC(NTNX)000681,0420.29%+975
LIBERTY MEDIA CORP DEL(FWONA)00009550.27%+955
ORIGIN INVT CORP I
ORD SHS
083,610+83,61008400.24%+840
KOCHAV DEFENSE ACQUI CO
SHS CL A
077,200+77,20007740.22%+774
STEREOTAXIS INC(STXS)1,201,5001,049,867-151,6332,5473,2910.92%+744
SPOTIFY USA INC(SPOT)0007,5958,3382.34%+743
PPL CAP FDG INC(PPL)00006920.19%+692
EVERGY INC(EVRG)00006350.18%+635
TALON CAP CORP
UNIT 08/27/2030
060,000+60,00006030.17%+603
BOEING CO07,399+7,39905160.14%+516
CAL REDWOOD ACQUISITION CORP(CRAQ)049,900+49,90004990.14%+499
NEXTERA ENERGY CAP HLDGS INC(NEE)00004660.13%+466
THAYER VENTURES ACQ CORP II
CL A
044,699+44,69904490.13%+449
INDIGO ACQUISITION CORP(INAC)044,612+44,61204450.12%+445
OTG ACQUISITION CORP. I(OTGA)044,000+44,00004430.12%+443
UBER TECHNOLOGIES INC(UBER)000474870.14%+440
QUANTUMSPHERE ACQUISITION CO(QUMS)041,421+41,42104200.12%+420
EXPEDIA GROUP INC(EXPE)0002,4392,8100.79%+371
GLOBA TERRA ACQUISITION COR
CL A ORD SHS
036,300+36,30003620.10%+362
MCKINLEY ACQUISITION CORP(MKLY)035,000+35,00003500.10%+350
CHAMPIONSGATE ACQUISITION CO(CHPG)034,742+34,74203490.10%+349
IMAX CORP(IMAX)00003270.09%+327
STRATEGY INC(MSTR)01,000+1,00003220.09%+322
WORKIVA INC(WK)0009,3239,6302.70%+307
MOBILICOM LTD(MOB)17,24464,922+47,67862820.08%+275
STONEBRIDGE ACQUISITION II C
UNIT 09/09/2030
027,500+27,50002740.08%+274
APOLLO GLOBAL MGMT INC(APO)03,873+3,87302730.08%+273
SOLARIUS CAPITAL ACQU CORP
SHS CL A
025,000+25,00002500.07%+250
A PARADISE ACQUISITION CORP
COM CL A
025,000+25,00002480.07%+248
USA RARE EARTH INC30,21444,000+13,786723180.09%+246
WINTERGREEN ACQUISITION CORP(WTG)023,964+23,96402410.07%+241
AXIOM INTELLIGENCE AC CORP 1
ORD SHS CL A
024,000+24,00002390.07%+239
BARCLAYS BANK PLC(DJP)07,000+7,00002320.07%+232
BLUE WTR ACQUISITION CORP. I
ORD SHS CL A
020,000+20,00002000.06%+200
BTC DEV CORP(BDCI)019,000+19,00001920.05%+192
JOBY AVIATION INC(JOBY)36,63845,818+9,180882750.08%+187
COLUMBUS CIRCLE CAP CORP. I018,480+18,48001870.05%+187
CAYSON ACQUISITION CORP(CAPN)017,226+17,22601800.05%+180
NOBLE CORP PLC(NE)28,88747,198+18,3112083850.11%+177
EPR PPTYS(EPR)135,412142,350+6,9383,4413,6061.01%+165
NEOVOLTA INC(NEOV)237,456249,740+12,2843354990.14%+165
CSLM DIGITA ASSET ACQ CORP I
USD CL A ORD SHS
015,828+15,82801570.04%+157
CORE SCIENTIFIC INC NEW(CORZ)194,514192,550-1,9642,1092,2390.63%+131
I-80 GOLD CORP(IAUX)0289,852+289,85201300.04%+130
BIOVIE INC(BIVI)0281,483+281,48301250.03%+125
AMPRIUS TECHNOLOGIES INC(AMPX)029,000+29,00001060.03%+106
DEFSEC TECHNOLOGIES INC(DFSC)028,950+28,95001030.03%+103
OYSTER ENTERPRISES II ACQUIS
ORD SHS CL A
010,000+10,00001000.03%+100
STRIVE INC(ASST)040,000+40,00001000.03%+100
CHENGHE ACQUISITION III CO(CHEC)010,000+10,00001000.03%+100
SYNERGY CHC CORP(SNYR)033,519+33,5190820.02%+82
EPR PPTYS(EPR)16,33618,417+2,0815095890.17%+80
POST HLDGS INC(POST)0009,3579,4332.65%+77
CURIS INC(CRIS)043,727+43,7270730.02%+73
GCM GROSVENOR INC461,528592,488+130,9602953540.10%+58
INTELLIGENT BIO SOLUTIONS IN044,693+44,6930460.01%+46
NEW ENGLAND RLTY ASSOC LTD P(NEN)10,73011,414+6847848260.23%+42
BLACK HAWK ACQUISITION CORP(BKHA)74,23074,23007908250.23%+35
MODULAR MED INC044,970+44,9700310.01%+31
AMERICAN WTR CAP CORP(AWK)0002,5172,5470.71%+30
GREENBRIER COS INC(GBX)0001,5291,5590.44%+30
CALIDI BIOTHERAPEUTICS INC(CLDI)018,705+18,7050280.01%+28
US GOLDMINING INC(USGO)23,46529,217+5,75221490.01%+28
CID HOLDCO INC(DAIC)432,500377,800-54,70033580.02%+25
CRITICAL METALS CORP(CRML)010,100+10,1000210.01%+21
LIVEWIRE GROUP INC(LVWR)632,821634,442+1,62132460.01%+14
REIN THERAPEUTICS INC(RNTX)011,000+11,0000130.00%+13
AUTONOMIX MED INC(AMIX)011,334+11,3340120.00%+12
VEEA INC(VEEA)018,900+18,9000120.00%+12
OAK WOODS ACQUISITION CORP41,42641,308-1184854960.14%+11
TAVIA ACQUISITION CORP(TAVI)107,410107,360-501,1011,1120.31%+11
KEEN VISION ACQUISITION CORP(KVACF)46,00045,988-125235330.15%+10
EUREKA ACQUISITION CORP(EURK)15,38815,783+3951611690.05%+8
CHARLTON ARIA ACQUISITION CO(CHAR)98,66598,66501,0141,0220.29%+8
RF ACQUISITION CORP II(RFAI)38,00038,00004014080.11%+7
EON RESOURCES INC(EONR)67,56462,068-5,49623300.01%+7
AA MISSION ACQUISITION CORP67,19667,19607007070.20%+7
MURANO GLOBAL INVTS PLC
*W EXP 03/19/202
28,20082,639+54,4395120.00%+7
DRUGS MADE IN AMER ACQUTN CO
ORD SHS
92,05592,05509399450.27%+6
PANTAGES CAPITAL ACQUISITION(PGAC)76,19076,19007767820.22%+6
RISING DRAGON ACQUISITION CO(RDAC)45,97945,97904744790.13%+5
CEA INDUSTRIES INC(BNC)54,06235,000-19,062260.00%+4
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Warberg Asset Management LLC — 13F Holdings — Q3 2025 | TickerTrail