Fund Holdings

Warberg Asset Management LLC

Filing Period:
Securities
SharesValue ($K)
Q2 2025
Q3 2025
Change
Q2 2025
Q3 2025
Weight (%)
Change
SPDR S&P 500 ETF TR(SPY)(Put)220,000294,000+74,000135,927,000195,856,920+59,929,920
SEAGATE HDD CAYMAN(STX)000026,180,4707.34%+26,180,470
SEA LTD(SE)000023,908,8396.71%+23,908,839
WESTERN DIGITAL CORP(WDC)000022,564,6716.33%+22,564,671
CNX RES CORP(CNX)000019,950,3595.60%+19,950,359
AXON ENTERPRISE INC(AXON)000019,717,7875.53%+19,717,787
LIVE NATION ENTERTAINMENT IN(LYV)000017,133,5534.81%+17,133,553
MICROCHIP TECHNOLOGY INC.(MCHP)000016,713,9004.69%+16,713,900
BOX INC(BOX)000014,097,5503.95%+14,097,550
INTEGER HLDGS CORP(ITGR)000013,562,5393.80%+13,562,539
OCCIDENTAL PETE CORP0449,311+449,311011,397,0133.20%+11,397,013
MACOM TECH SOLUTIONS HLDGS I(MTSI)000010,879,1323.05%+10,879,132
STRIDE INC(LRN)00009,995,0092.80%+9,995,009
WORKIVA INC(WK)00009,630,3882.70%+9,630,388
POST HLDGS INC(POST)00009,433,3662.65%+9,433,366
VENTAS RLTY LTD PARTNERSHIP(VTR)00008,649,7492.43%+8,649,749
SPOTIFY USA INC(SPOT)00008,337,9382.34%+8,337,938
RIGETTI COMPUTING INC(RGTI)0449,224+449,22408,225,2912.31%+8,225,291
HALOZYME THERAPEUTICS INC(HALO)00007,247,3502.03%+7,247,350
TYLER TEX INDPT SCH DIST(TYL)00006,641,5641.86%+6,641,564
PROGRESS SOFTWARE CORP(PRGS)00006,603,8311.85%+6,603,831
WISDOMTREE INC(WT)00006,443,7501.81%+6,443,750
SOUTHERN CO(SO)00005,351,2521.50%+5,351,252
ALNYLAM PHARMACEUTICALS INC(ALNY)00004,945,0801.39%+4,945,080
PORCH GROUP INC(PRCH)00004,492,0801.26%+4,492,080
FORD MTR CO(F)00004,114,4421.15%+4,114,442
EPR PPTYS(EPR)0142,350+142,35003,606,4371.01%+3,606,437
ISHARES TR(Put)20,00060,000+40,0001,765,0005,362,200+3,597,200
CENTERPOINT ENERGY INC(CNP)00003,331,5440.93%+3,331,544
STEREOTAXIS INC01,049,867+1,049,86703,291,3320.92%+3,291,332
WISDOMTREE INC(WT)00003,259,3750.91%+3,259,375
EXPEDIA GROUP INC(EXPE)00002,809,7530.79%+2,809,753
AMERICAN WTR CAP CORP(AWK)00002,546,7170.71%+2,546,717
ISHARES TR(Put)030,000+30,00002,435,700+2,435,700
CHART INDS INC(GTLS)033,343+33,34302,369,3540.66%+2,369,354
CORE SCIENTIFIC INC NEW(CORZ)0192,550+192,55002,239,3570.63%+2,239,357
NVIDIA CORPORATION(NVDA)(Call)010,000+10,00001,865,800+1,865,800
NVIDIA CORPORATION(NVDA)(Put)010,000+10,00001,865,800+1,865,800
CANTALOUPE INC(Put)96,300276,300+180,0001,058,3372,920,491+1,862,154
ITRON INC(ITRI)00001,605,8020.45%+1,605,802
GREENBRIER COS INC(GBX)00001,558,5980.44%+1,558,598
CENTRUS ENERGY CORP(LEU)(Put)05,000+5,00001,550,350+1,550,350
D. BORAL ARC ACQ I CORP.0140,000+140,00001,390,2000.39%+1,390,200
VENDOME ACQUISITION CORP I0138,500+138,50001,376,6900.39%+1,376,690
RIGETTI COMPUTING INC(RGTI)(Put)039,800+39,80001,185,642+1,185,642
VANECK ETF TRUST(Call)10,00021,000+11,000520,6001,604,400+1,083,800
NUTANIX INC(NTNX)00001,042,3720.29%+1,042,372
CHARLTON ARIA ACQUISITION CO098,665+98,66501,022,1690.29%+1,022,169
ROBINHOOD MKTS INC(Call)07,000+7,00001,002,260+1,002,260
LIBERTY MEDIA CORP DEL(FWONA)0000955,0340.27%+955,034
DRUGS MADE IN AMER ACQUTN CO092,055+92,0550945,4050.27%+945,405
FOUR LEAF ACQUISITION CORP075,932+75,9320873,2180.24%+873,218
ORIGIN INVT CORP I083,610+83,6100840,2810.24%+840,281
NEW ENGLAND RLTY ASSOC LTD P011,414+11,4140826,0310.23%+826,031
BLACK HAWK ACQUISITION CORP074,230+74,2300824,6950.23%+824,695
PANTAGES CAPITAL ACQUISITION076,190+76,1900781,7090.22%+781,709
KOCHAV DEFENSE ACQUI CO077,200+77,2000774,3160.22%+774,316
TRANSLATIONAL DEV ACQUISITIO073,422+73,4220759,1830.21%+759,183
TIDAL TRUST I(Put)030,000+30,0000749,700+749,700
AA MISSION ACQUISITION CORP067,196+67,1960706,9020.20%+706,902
PPL CAP FDG INC(PPL)0000692,1810.19%+692,181
CONSTELLATION BRANDS INC(STZ)(Put)05,000+5,0000673,350+673,350
STRATEGY INC(Put)02,000+2,0000644,420+644,420
EVERGY INC(EVRG)0000635,1220.18%+635,122
NUSCALE PWR CORP(Put)017,000+17,0000612,000+612,000
SOLENO THERAPEUTICS INC(Put)09,000+9,0000608,400+608,400
TALON CAP CORP060,000+60,0000602,9280.17%+602,928
EPR PPTYS(EPR)018,417+18,4170589,0680.17%+589,068
OKLO INC(OKLO)(Put)05,000+5,0000558,150+558,150
ISHARES BITCOIN TRUST ETF(IBIT)(Put)25,00032,000+7,0001,530,2502,080,000+549,750
BOEING CO07,399+7,3990516,0800.14%+516,080
NEOVOLTA INC0249,740+249,7400499,4800.14%+499,480
CAL REDWOOD ACQUISITION CORP049,900+49,9000499,0450.14%+499,045
OAK WOODS ACQUISITION CORP041,308+41,3080495,6960.14%+495,696
APPLE INC(Put)10,00010,00002,051,7002,546,300+494,600
UBER TECHNOLOGIES INC(UBER)0000487,2760.14%+487,276
NEXTERA ENERGY CAP HLDGS INC(NEE)0000465,9940.13%+465,994
THAYER VENTURES ACQ CORP II044,699+44,6990448,5540.13%+448,554
INDIGO ACQUISITION CORP044,612+44,6120444,7820.12%+444,782
OTG ACQUISITION CORP. I044,000+44,0000443,0800.12%+443,080
IONQ INC(IONQ)(Put)07,000+7,0000430,500+430,500
QUANTUMSPHERE ACQUISITION CO041,421+41,4210419,5950.12%+419,595
NOBLE CORP PLC(NE)047,198+47,1980384,9000.11%+384,900
GLOBA TERRA ACQUISITION COR036,300+36,3000362,2740.10%+362,274
GCM GROSVENOR INC0592,488+592,4880353,7890.10%+353,789
MCKINLEY ACQUISITION CORP035,000+35,0000349,6500.10%+349,650
CHAMPIONSGATE ACQUISITION CO034,742+34,7420348,8100.10%+348,810
OKLO INC(OKLO)(Call)03,000+3,0000334,890+334,890
IMAX CORP(IMAX)0000327,4950.09%+327,495
STRATEGY INC(MSTR)01,000+1,0000322,2100.09%+322,210
USA RARE EARTH INC044,000+44,0000317,5880.09%+317,588
PERCEPTIVE CAP SOLUTIONS COR029,931+29,9310316,0710.09%+316,071
DUNE ACQUISITION CORP II029,416+29,4160297,6900.08%+297,690
MOBILICOM LTD064,922+64,9220281,7610.08%+281,761
JOBY AVIATION INC(JOBY)045,818+45,8180275,3660.08%+275,366
STONEBRIDGE ACQUISITION II C027,500+27,5000274,1750.08%+274,175
APOLLO GLOBAL MGMT INC(APO)03,873+3,8730272,5430.08%+272,543
OPPFI INC(OPFI)0112,553+112,5530253,2440.07%+253,244
SOLARIUS CAPITAL ACQU CORP025,000+25,0000249,5000.07%+249,500
A PARADISE ACQUISITION CORP025,000+25,0000247,7500.07%+247,750
Page 1 of 4