Fund HoldingsArete Wealth Advisors, LLC

Total Portfolio Value
$577.73M
Total Bought
$346.20M
Total Sold
$228.52M
Net Transaction
+$117.68M
Filing Period:
Securities
SharesValue ($K)
Q2 2023
Q3 2023
Change
Q2 2023
Q3 2023
Weight (%)
Change
FS KKR CAPITAL CORP(FSK)1,012,7631,028,785+16,0221920,2573.51%+20,237
INVESCO QQQ TR48,29750,589+2,2921818,1243.14%+18,107
DISNEY WALT CO(DIS)212,359219,119+6,7601917,7153.07%+17,696
VANGUARD INDEX FDS63,59139,454-24,1372615,4942.68%+15,468
SPDR GOLD TRUST(GLD)48,57780,436+31,859913,7912.39%+13,782
BERKSHIRE HATHAWAY INC DEL34,65037,790+3,1401413,2382.29%+13,224
SPDR S&P 500 ETF TR(SPY)38,55728,804-9,7531712,3132.13%+12,296
SPDR SER TR
ST STR BLO 1 ETF
42,716112,657+69,941410,3441.79%+10,340
PROSHARES TR0688,421+688,42109,9611.72%+9,961
MCDONALDS CORP(MCD)32,79037,213+4,423109,8041.70%+9,794
EXXON MOBIL CORP67,20774,582+7,37578,7691.52%+8,762
FIRST TR HIGH YIELD OPPRT 20523,404538,955+15,55177,1791.24%+7,172
SPDR DOW JONES INDL AVRG ETF(DIA)21,86419,987-1,87786,6951.16%+6,687
EATON VANCE LTD DUR INCOME F
COM
710,733710,722-1176,4251.11%+6,418
APOLLO COML REAL EST FIN INC(ARI)625,300622,500-2,80076,3061.09%+6,299
VIRTUS DIVIDEND INTEREST & P(NFJ)510,248529,323+19,07565,9971.04%+5,991
ARES COML REAL ESTATE CORP619,374620,366+99265,9061.02%+5,900
ISHARES TR23,55613,226-10,330105,6800.98%+5,669
TRICO BANCSHARES(TCBK)169,286169,570+28465,4310.94%+5,426
APOLLO INVT CORP450,183394,751-55,43265,4280.94%+5,422
ACCENTURE PLC IRELAND
SHS CLASS A
17,20917,671+46255,4270.94%+5,422
WAL-MART STORES INC(WMT)36,39430,995-5,39964,9570.86%+4,951
MERCK & CO INC(MRK)39,05744,171+5,11454,5490.79%+4,545
TORTOISE ENERGY INFRA CORP(TYG)143,109152,071+8,96244,3950.76%+4,391
BAIN CAP SPECIALTY FIN INC(BCSF)343,773275,577-68,19654,2190.73%+4,214
NUVEEN AMT FREE QLTY MUN INC387,154412,093+24,93943,9890.69%+3,985
ISHARES TR046,550+46,55003,7690.65%+3,769
IDEXX LABS INC(IDXX)8,4298,476+4743,7060.64%+3,702
GRANITE PT MTG TR INC624,487754,287+129,80033,6810.64%+3,678
ISHARES TR041,148+41,14803,6490.63%+3,649
JOHNSON & JOHNSON(JNJ)34,87523,358-11,51763,6380.63%+3,632
PROCTOR & GAMBLE CO(PG)27,45324,809-2,64443,6190.63%+3,615
INVESCO ACTVELY MNGD ETC FD
OPTIMUM YIELD
0241,600+241,60003,6120.63%+3,612
ISHARES25,49613,805-11,69173,4420.60%+3,436
BLACKROCK MUNIYILD QULT FD I(MQY)319,380326,300+6,92043,3380.58%+3,334
BLACKROCK INTL GRWTH & INC T623,913656,146+32,23333,2740.57%+3,271
ISHARES60,69433,671-27,02363,1760.55%+3,170
GLOBAL NET LEASE INC(GNL)276,307253,894-22,41343,1710.55%+3,167
ADVENT CONV & INCOME FD(AVK)278,701293,603+14,90233,0800.53%+3,077
SPDR SERIES TRUST
ST STR P500ETF
85,96560,623-25,34243,0470.53%+3,042
NEW RESIDENTIAL INVT CORP(RITM)343,631326,459-17,17233,0330.52%+3,030
EATON VANCE MUN BD FD309,000319,000+10,00032,8580.49%+2,855
UNITED PARCEL SERVICE INC(UPS)15,58118,241+2,66032,8430.49%+2,840
BLACKSTONE MTG TR INC(BXMT)128,665129,625+96032,8190.49%+2,817
VANGUARD TAX MANAGED INTL FD185,62064,363-121,25792,8140.49%+2,805
COSTCO WHSL CORP NEW(COST)6,5654,920-1,64542,7790.48%+2,776
ISHARES TR
CORE UNIVRSL USD
78,70662,855-15,85142,7480.48%+2,744
NUVEEN NASDAQ 100 DYNAMIC OV(QQQX)0117,835+117,83502,6480.46%+2,648
ISHARES138,09927,937-110,162142,6270.45%+2,614
PEPSICO INC(PEP)14,31115,384+1,07332,6070.45%+2,604
CASEYS GEN STORES INC(CASY)09,594+9,59402,6050.45%+2,605
ISHARES44,85744,582-27532,5790.45%+2,576
LILLY ELI & CO(LLY)04,741+4,74102,5470.44%+2,547
ISHARES034,940+34,94002,4610.43%+2,461
BROADCOM INC(AVGO)02,922+2,92202,4270.42%+2,427
PULTE GROUP INC(PHM)032,551+32,55102,4100.42%+2,410
KINDER MORGAN INC DEL(KMI)146,471144,773-1,69832,4000.42%+2,398
PFIZER INC(PFE)76,05771,148-4,90932,3600.41%+2,357
ISHARES027,612+27,61202,2760.39%+2,276
WORLD GOLD TR(GLDM)061,420+61,42002,2520.39%+2,252
VERIZON COMMUNICATIONS INC(VZ)68,50268,373-12932,2160.38%+2,213
BLACKSTONE GROUP INC(BX)020,244+20,24402,1690.38%+2,169
ISHARES TR
GLOBAL REIT ETF
0101,338+101,33802,1450.37%+2,145
PALANTIR TECHNOLOGIES INC(PLTR)0127,498+127,49802,0400.35%+2,040
CISCO SYS INC(CSCO)037,140+37,14001,9970.35%+1,997
VANGUARD INTL EQUITY INDEX F134,90150,937-83,96451,9970.35%+1,992
CONOCOPHILLIPS(COP)016,403+16,40301,9650.34%+1,965
MEDTRONIC PLC(MDT)023,851+23,85101,8690.32%+1,869
FORD MTR CO DEL(F)0147,007+147,00701,8260.32%+1,826
GARTNER INC(IT)05,305+5,30501,8230.32%+1,823
CATERPILLAR INC DEL(CAT)06,478+6,47801,7690.31%+1,769
BLACKROCK LTD DURATION INCOM0135,697+135,69701,7480.30%+1,748
PHILIP MORRIS INTL INC(PM)018,488+18,48801,7120.30%+1,712
STARBUCKS CORP(SBUX)018,627+18,62701,7000.29%+1,700
SPDR INDEX SHS FDS
ST STR PO EX ETF
154,97854,016-100,96251,6750.29%+1,670
WARNER BROS DISCOVERY INC(WBD)0152,924+152,92401,6610.29%+1,661
FS CREDIT OPPORTUNITIES CORP(FSCO)0306,272+306,27201,6600.29%+1,660
INVESCO EXCH TRADED FD TR II
S&P SMALLCAP 600
045,035+45,03501,6400.28%+1,640
ISHARES TR21,8529,151-12,70141,6170.28%+1,613
MOODYS CORP(MCO)05,089+5,08901,6090.28%+1,609
US BANCORP DEL(USB)048,082+48,08201,5900.28%+1,590
DOW INC(DOW)030,662+30,66201,5810.27%+1,581
SPDR SERIES TRUST
ST SHOR CORP ETF
053,306+53,30601,5630.27%+1,563
VANECK VECTORS ETF TR
JUNIOR GOLD MINE
046,930+46,93001,5130.26%+1,513
INVENTRUST PPTYS CORP(IVT)063,451+63,45101,5110.26%+1,511
VANGUARD INDEX FDS27,4107,082-20,32861,5040.26%+1,498
ISHARES TR
CORE MSCI EAFE
73,58623,308-50,27851,5000.26%+1,495
VANGUARD INTL EQUITY INDEX F015,658+15,65801,4590.25%+1,459
ISHARES TR20,7645,439-15,32561,4470.25%+1,441
QUALCOMM INC(QCOM)012,841+12,84101,4260.25%+1,426
BLACKROCK INC(BLK)02,131+2,13101,3780.24%+1,378
NANO DIMENSION LTD0502,626+502,62601,3670.24%+1,367
NUVEEN QUALITY MUNCP INCOME(NAD)0133,242+133,24201,3510.23%+1,351
NORTHROP GRUMMAN CORP(NOC)03,065+3,06501,3490.23%+1,349
ORACLE CORP(ORCL)012,670+12,67001,3420.23%+1,342
ONEOK INC NEW(OKE)021,107+21,10701,3390.23%+1,339
INTRA-CELLULAR THERAPIES INC025,577+25,57701,3320.23%+1,332
GENERAL DYNAMICS CORP(GD)05,972+5,97201,3200.23%+1,320
GOLDMAN SACHS GROUP INC(GS)04,079+4,07901,3200.23%+1,320
ISHARES237,50426,893-210,611121,3160.23%+1,304
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