Fund HoldingsNorthRock Partners, LLC

Total Portfolio Value
$2.61B
Total Bought
$294.95M
Total Sold
$77.36M
Net Transaction
+$217.59M
Filing Period:
Securities
SharesValue ($K)
Q4 2023
Q1 2024
Change
Q4 2023
Q1 2024
Weight (%)
Change
SPDR S&P 500 ETF TR(SPY)679,285689,337+10,052324,149361,65913.88%+37,510
SPDR SER TR
ST STR P500VAL
3,928,3874,069,717+141,330183,181203,8937.82%+20,712
SPDR SER TR
ST STR P500GRW
1,823,0991,861,476+38,377118,611136,1675.22%+17,556
FIRST TR EXCHNG TRADED FD VI
FT LADD BUFF ETF
0621,133+621,133017,3670.67%+17,367
NVIDIA CORPORATION(NVDA)84,06885,640+1,57218,88935,7451.37%+16,856
SPDR SER TR
ST STR SP400GRW
840,783888,334+47,55163,62277,5432.98%+13,921
ATI INC(ATI)0433,284+433,284022,1710.85%+22,171
MICROSOFT CORP(MSFT)125,716133,809+8,09347,27456,2962.16%+9,022
ISHARES TR1,519,7201,588,861+69,141152,382160,0146.14%+7,632
SPDR SER TR
ST STR SP400VAL
1,149,0401,207,116+58,07684,31791,7413.52%+7,424
ISHARES TR9,72422,424+12,7004,64511,7890.45%+7,144
AMAZON COM INC(AMZN)141,787147,442+5,65521,54326,5961.02%+5,052
META PLATFORMS INC(META)29,09730,940+1,84310,29915,0240.58%+4,725
VANGUARD INDEX FDS174,239166,707-7,53276,10880,1363.07%+4,029
SPDR SER TR
ST STR SP600GRWO
567,380584,552+17,17247,45050,9901.96%+3,540
BERKSHIRE HATHAWAY INC DEL39,21241,069+1,85713,98517,2700.66%+3,285
ELI LILLY & CO(LLY)11,71712,339+6226,8309,6000.37%+2,769
ISHARES TR135,282129,513-5,76941,01443,6521.68%+2,639
ABBVIE INC(ABBV)72,85874,157+1,29911,29113,5040.52%+2,213
ISHARES TR111,157108,586-2,57129,15231,2761.20%+2,124
JPMORGAN CHASE & CO(JPM)50,88257,420+6,5388,65510,7690.41%+2,114
ALPHABET INC(GOOG)110,400115,267+4,86715,42217,3970.67%+1,975
ISHARES TR81,69593,212+11,5176,1357,8710.30%+1,736
MERCK & CO INC(MRK)043,340+43,34005,7520.22%+5,752
VANGUARD INDEX FDS55,83757,363+1,52613,24614,9090.57%+1,663
VANGUARD WORLD FD
INF TECH ETF
06,260+6,26003,2830.13%+3,283
ALPHABET INC(GOOG)60,01066,073+6,0638,45710,0600.39%+1,603
ISHARES TR8,23754,826+46,5891,8923,3300.13%+1,438
WALMART INC(WMT)075,305+75,30504,5310.17%+4,531
BROADCOM INC(AVGO)3,9874,331+3444,4315,7420.22%+1,311
NETFLIX INC(NFLX)8,8869,080+1944,2105,5150.21%+1,305
PROCTER AND GAMBLE CO(PG)47,12750,181+3,0546,9068,1420.31%+1,236
SALESFORCE INC(CRM)17,60919,428+1,8194,6345,8580.22%+1,225
SPDR SER TR
ST STR SP600SM C
675,069692,577+17,50856,24057,4632.20%+1,223
ADVANCED MICRO DEVICES INC(AMD)25,01626,958+1,9423,6884,8660.19%+1,178
DISNEY WALT CO(DIS)31,09431,923+8292,8153,9060.15%+1,091
EXXON MOBIL CORP47,77550,399+2,6244,7775,8580.22%+1,082
VISA INC(V)22,65825,001+2,3435,8996,9770.27%+1,078
ESTABLISHMENT LABS HLDGS INC(ESTA)042,931+42,93102,1850.08%+2,185
JUNIPER NETWORKS INC028,624+28,62401,0610.04%+1,061
STRYKER CORPORATION(SYK)16,20916,450+2414,8675,9000.23%+1,033
ADVANCED ENERGY INDS010,025+10,02501,0220.04%+1,022
DIREXION SHS ETF TR
DLY NVDA BULL 2X
014,850+14,85009770.04%+977
AMERICAN EXPRESS CO(AXP)16,83517,735+9003,1544,0380.15%+884
HOME DEPOT INC(HD)16,00516,696+6915,5476,4040.25%+858
ORACLE CORP(ORCL)28,63630,714+2,0783,0193,8580.15%+839
ISHARES TR102,594101,052-1,54210,71711,5340.44%+817
MASTERCARD INCORPORATED(MA)9,3759,982+6073,9984,8070.18%+809
ISHARES TR479,486462,341-17,14536,13036,9231.42%+793
ISHARES TR
CORE MSCI EAFE
033,834+33,83402,5110.10%+2,511
CATERPILLAR INC(CAT)09,555+9,55503,5010.13%+3,501
COSTCO WHSL CORP NEW(COST)10,79510,966+1717,2838,0340.31%+752
CHEVRON CORP NEW(CVX)38,67441,090+2,4165,7696,4820.25%+713
GENERAL ELECTRIC CO(GE)012,235+12,23502,1480.08%+2,148
BANK AMERICA CORP089,655+89,65503,4210.13%+3,421
APPLIED MATLS INC012,113+12,11302,4980.10%+2,498
TARGET CORP(TGT)141,900117,699-24,20120,20920,8570.80%+648
UBER TECHNOLOGIES INC(UBER)014,051+14,05101,0820.04%+1,082
LOWES COS INC(LOW)08,613+8,61302,1940.08%+2,194
PROGRESSIVE CORP(PGR)018,574+18,57403,8410.15%+3,841
SPDR SER TR
ST STR BLO 1 ETF
010,263+10,26309420.04%+942
VANGUARD INDEX FDS09,594+9,59403,3020.13%+3,302
VANGUARD SPECIALIZED FUNDS42,07242,340+2687,1697,7320.30%+563
PGIM ETF TR
PGIM ULTRA SH BD
010,946+10,94605440.02%+544
ISHARES TR014,873+14,87301,6240.06%+1,624
ALTRIA GROUP INC(MO)275,760267,411-8,34911,38811,9170.46%+529
THERMO FISHER SCIENTIFIC INC(TMO)04,206+4,20602,4460.09%+2,446
CARDINAL HEALTH INC(CAH)87,81283,500-4,3128,8529,3440.36%+492
SPDR SER TR
ST STR PR SP1500
014,148+14,14809080.03%+908
MARATHON PETE CORP(MPC)08,221+8,22101,6570.06%+1,657
INTERNATIONAL BUSINESS MACHS(IBM)14,54714,875+3282,3792,8410.11%+461
WELLS FARGO CO NEW(WFC)052,124+52,12403,0210.12%+3,021
LINDE PLC(LIN)03,892+3,89201,8070.07%+1,807
RTX CORPORATION(RTX)026,260+26,26002,5610.10%+2,561
VANGUARD INTL EQUITY INDEX F039,381+39,38101,6450.06%+1,645
TRI CONTL CORP(TY)013,982+13,98204310.02%+431
QUALCOMM INC(QCOM)013,175+13,17502,2300.09%+2,230
KLA CORP(KLAC)02,531+2,53101,7680.07%+1,768
EDWARDS LIFESCIENCES CORP019,291+19,29101,8430.07%+1,843
VANGUARD TAX-MANAGED FDS029,912+29,91201,5010.06%+1,501
URBAN OUTFITTERS INC(URBN)131,773117,573-14,2004,7035,1050.20%+402
ABBOTT LABS46,82148,803+1,9825,1545,5470.21%+393
LAUDER ESTEE COS INC(EL)05,020+5,02007740.03%+774
FREEPORT-MCMORAN INC(FCX)018,349+18,34908630.03%+863
ATMUS FILTRATION TECHNOLOGIE(ATMU)011,899+11,89903840.01%+384
STARBUCKS CORP(SBUX)28,86334,502+5,6392,7713,1530.12%+382
THE CIGNA GROUP(CI)04,236+4,23601,5380.06%+1,538
ISHARES TR31,84231,462-3805,2625,6350.22%+373
SHERWIN WILLIAMS CO(SHW)02,847+2,84709890.04%+989
INTUITIVE SURGICAL INC04,255+4,25501,6980.07%+1,698
TAIWAN SEMICONDUCTOR MFG LTD(TSM)02,565+2,56503500.01%+350
GRAYSCALE BITCOIN TR BTC(GBTC)05,487+5,48703470.01%+347
EATON CORP PLC(ETN)04,292+4,29201,3460.05%+1,346
COINBASE GLOBAL INC(COIN)01,261+1,26103340.01%+334
NORTHERN TR CORP(NTRS)03,522+3,52203150.01%+315
ALLSTATE CORP(ALL)07,193+7,19301,2510.05%+1,251
CROWDSTRIKE HLDGS INC(CRWD)03,462+3,46201,1100.04%+1,110
LAM RESEARCH CORP(LRCX)01,361+1,36101,2400.05%+1,240
CONSTELLATION BRANDS INC(STZ)04,525+4,52501,2300.05%+1,230
FIRSTENERGY CORP(FE)07,715+7,71502980.01%+298
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