Fund Holdings

NorthRock Partners, LLC

Filing Period:
Securities
SharesValue ($K)
Q4 2025
Q1 2026
Change
Q4 2025
Q1 2026
Weight (%)
Change
ISHARES TR1,444,7812,668,843+1,224,06288,651,762178,812,5482.89%+90,160,786
SPDR INDEX SHS FDS
ST PORT MARK ETF
01,124,639+1,124,639052,756,8450.85%+52,756,845
J P MORGAN EXCHANGE TRADED F
MORTGAGE BACKED
9,072,4339,745,400+672,967463,238,309497,015,4048.02%+33,777,095
ISHARES TR2,019,4272,242,910+223,483202,710,120225,771,4113.64%+23,061,291
ISHARES TR
HDG MSCI EAFE
2,712,7943,074,762+361,968112,201,181130,662,0262.11%+18,460,845
J P MORGAN EXCHANGE TRADED F
ULTRA SHT MUNCPL
1,184,0161,491,349+307,33360,313,77376,029,0091.23%+15,715,236
SPDR SERIES TRUST
ST STR P500ETF
3,809,4364,164,509+355,073305,593,014318,751,5555.14%+13,158,541
ISHARES TR
US TREAS BD ETF
165,640677,582+511,9423,813,86215,523,4080.25%+11,709,546
ISHARES TR56,325155,640+99,3156,416,54517,333,6270.28%+10,917,082
ISHARES TR408,193524,082+115,88939,251,85650,018,3950.81%+10,766,539
ISHARES INC
CORE MSCI EMKT
849,669945,629+95,96057,114,75165,957,6741.06%+8,842,923
SPDR SERIES TRUST
ST STR P500VAL
4,417,1914,586,305+169,114250,940,649259,493,1714.19%+8,552,522
FIRST TR EXCHNG TRADED FD VI
FT LADD BUFF ETF
1,192,8561,429,232+236,37640,867,24848,265,1660.78%+7,397,918
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
4,732,1474,867,688+135,541277,919,034284,954,4664.60%+7,035,432
SPDR SERIES TRUST
ST STR SP400GRW
1,054,7921,083,341+28,54997,494,511103,957,4301.68%+6,462,919
ISHARES TR
CORE DIV GRWTH
48,678120,395+71,7173,379,2788,449,3340.14%+5,070,056
ISHARES TR31,58051,095+19,5156,780,12511,177,0880.18%+4,396,963
SPDR SERIES TRUST
ST STR SP600SM C
781,673797,912+16,23971,108,82575,466,6051.22%+4,357,780
EXXON MOBIL CORP49,56560,712+11,1475,964,67110,300,4210.17%+4,335,750
SPDR SERIES TRUST
ST STR SP400VAL
1,303,6711,343,748+40,077110,355,759114,420,2111.85%+4,064,452
VANGUARD INDEX FDS554,355588,417+34,062347,653,068351,609,1095.67%+3,956,041
WISDOMTREE TR(WT)024,576+24,57603,897,3380.06%+3,897,338
SPDR SERIES TRUST
ST STR SP600GRWO
660,442682,296+21,85462,207,08365,923,5021.06%+3,716,419
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
9,83728,809+18,9721,884,3845,529,0370.09%+3,644,653
WALMART INC(WMT)39,25458,822+19,5684,357,1537,310,4240.12%+2,953,271
HAWKINS INC(HWKN)27,12743,827+16,7003,853,6626,731,8270.11%+2,878,165
TAIWAN SEMICONDUCTOR MANUFAC(TSM)3,59011,468+7,8781,089,8893,875,9220.06%+2,786,033
SPDR INDEX SHS FDS
ST STR MSCI EAFE
029,217+29,21702,725,0700.04%+2,725,070
ISHARES TR
MSCI USA VALUE
018,375+18,37502,612,7460.04%+2,612,746
CHEVRON CORPORATION(CVX)43,80244,183+3816,675,9499,141,5690.15%+2,465,620
COLUMBIA ETF TR I
MULTI SEC MUNI
0112,918+112,91802,315,9680.04%+2,315,968
NEW YORK LIFE INVESTMENTS ET
FTSE INTL EQTY C
068,582+68,58202,302,9840.04%+2,302,984
LUMENTUM HLDGS INC(LITE)03,192+3,19202,243,2100.04%+2,243,210
CATERPILLAR INC(CAT)8,74410,086+1,3425,009,6607,145,9270.12%+2,136,267
MERCK & CO INC(MRK)19,27634,262+14,9861,994,7054,121,3970.07%+2,126,692
JPMORGAN CHASE & CO(JPM)48,61960,410+11,79115,666,08717,770,4900.29%+2,104,403
PEPSICO INC(PEP)25,19336,577+11,3843,583,1745,680,1050.09%+2,096,931
PNC FINL SVCS GROUP INC(PNC)010,065+10,06502,094,4260.03%+2,094,426
VANECK ETF TRUST
SEMICONDUCTR ETF
1,8296,889+5,060658,6792,641,2440.04%+1,982,565
BERKSHIRE HATHAWAY INC DEL69+34,528,8006,463,2600.10%+1,934,460
PROSHARES TR
ULTRAPRO QQQ
60,725122,144+61,4193,201,4535,090,9690.08%+1,889,516
BLACKROCK ETF TRUST II21,18456,642+35,4581,096,1582,936,0380.05%+1,839,880
BLACKROCK ETF TRUST
ISHA I IN TE ETF
354,467414,031+59,56411,803,76613,642,3360.22%+1,838,570
BLACKROCK INC(BLK)7482,743+1,995801,1542,638,0940.04%+1,836,940
BROADCOM INC(AVGO)26,82435,927+9,1039,284,08311,119,9210.18%+1,835,838
JOHNSON & JOHNSON(JNJ)32,51334,953+2,4406,728,5768,544,0080.14%+1,815,432
PROLOGIS INC.(PLD)3,69516,913+13,218471,8312,235,5890.04%+1,763,758
FIDELITY COVINGTON TRUST
ENH MID COR ETF
046,761+46,76101,681,5290.03%+1,681,529
SELECT SECTOR SPDR TR
ST STR ENERG ETF
66,77676,026+9,2502,985,5924,657,3670.08%+1,671,775
MONDELEZ INTL INC(MDLZ)518,150512,580-5,57027,889,68629,545,1500.48%+1,655,464
PIMCO CORPORATE & INCM STRG(PCN)0136,941+136,94101,629,6080.03%+1,629,608
VANGUARD INDEX FDS5,30212,994+7,6921,012,6432,549,5040.04%+1,536,861
NXP SEMICONDUCTORS N V
COM
07,663+7,66301,508,5740.02%+1,508,574
CORNING INC(GLW)28,42429,321+8972,488,8553,986,8600.06%+1,498,005
AMERICAN CENTY ETF TR013,450+13,45001,485,8680.02%+1,485,868
EMERSON ELEC CO(EMR)5,18316,440+11,257687,9792,154,0610.03%+1,466,082
COSTCO WHOLESALE CORPORATION(COST)7,1557,660+5056,170,4167,633,2750.12%+1,462,859
DIREXION SHARES ETF TRUST
DLY NVDA BULL 2X
014,400+14,40001,388,1600.02%+1,388,160
AMGEN INC(AMGN)2,9286,543+3,615958,5132,302,4340.04%+1,343,921
COCA COLA CO(KO)27,12842,441+15,3131,896,5653,227,6670.05%+1,331,102
ALTRIA GROUP INC(MO)204,382198,271-6,11111,769,22013,083,9240.21%+1,314,704
MEDTRONIC PLC(MDT)12,30328,489+16,1861,176,6962,468,6190.04%+1,291,923
CARPENTER TECHNOLOGY CORP(CRS)03,122+3,12201,230,5360.02%+1,230,536
COGNEX CORP(CGNX)024,053+24,05301,178,4050.02%+1,178,405
WILLIAMS COS INC(WMB)3,84618,629+14,783231,1831,355,8640.02%+1,124,681
TARGET CORP(TGT)22,84727,428+4,5812,233,3313,324,2820.05%+1,090,951
ITT INC(ITT)05,679+5,67901,082,0490.02%+1,082,049
ISHARES TR
0-5 YR TIPS ETF
219,624227,876+8,25222,487,34523,569,2540.38%+1,081,909
INVESCO EXCH TRADED FD TR II045,153+45,15301,037,6390.02%+1,037,639
ISHARES TR
MSCI USA MIN ETF
18,69330,132+11,4391,760,2202,794,4580.05%+1,034,238
FEDERAL RLTY INVT TR NEW(FRT)09,516+9,51601,010,6940.02%+1,010,694
SPDR GOLD TR(GLD)4,9156,864+1,9491,947,8642,953,5480.05%+1,005,684
SPDR SERIES TRUST
ST STR SP600 SML
52,31871,374+19,0562,451,6403,448,8270.06%+997,187
ISHARES TR
CORE UNIVRSL USD
1,162,2661,191,852+29,58654,091,89155,051,6480.89%+959,757
CHART INDS INC(GTLS)04,551+4,5510940,9190.02%+940,919
EAST WEST BANCORP INC(EWBC)08,791+8,7910938,5460.02%+938,546
CULLEN FROST BANKERS INC(CFR)06,652+6,6520911,8970.01%+911,897
LOCKHEED MARTIN CORP(LMT)8,1017,975-1263,918,6734,820,0390.08%+901,366
PLANET LABS PBC(PL)032,175+32,1750899,2910.01%+899,291
GE VERNOVA INC(GEV)2,8083,129+3211,835,2452,731,9830.04%+896,738
ISHARES TR455,861466,390+10,52943,407,15344,283,7890.71%+876,636
SONIDA SENIOR LIVING INC(SNDA)026,876+26,8760866,7510.01%+866,751
CROCS INC(CROX)010,410+10,4100864,2380.01%+864,238
AMAZON COM INC(AMZN)113,315129,681+16,36626,155,43127,008,7300.44%+853,299
ISHARES TR
A RATE CP BD ETF
51,50369,682+18,1792,476,8273,316,1660.05%+839,339
ISHARES TR682,820683,676+85665,571,20666,405,5251.07%+834,319
AUTONATION INC(AN)04,260+4,2600831,8080.01%+831,808
DIREXION SHARES ETF TRUST
DA 500 BU 3X ETF
04,418+4,4180816,8440.01%+816,844
SEMTECH CORP(SMTC)010,531+10,5310809,8020.01%+809,802
ISHARES TR277,566274,803-2,76333,357,97934,160,8250.55%+802,846
QUALCOMM INC(QCOM)6,50814,803+8,2951,113,2241,906,3430.03%+793,119
ISHARES INC
MSCI JAPAN ETF
20,74929,215+8,4661,675,3542,466,9980.04%+791,644
SPDR SERIES TRUST
ST STR CORPO ETF
163,984192,498+28,5144,811,3075,588,2460.09%+776,939
COMCAST CORP NEW(CCZ)17,75242,260+24,508456,1511,213,2860.02%+757,135
ULTA BEAUTY INC(ULTA)01,443+1,4430754,7930.01%+754,793
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
146,493156,828+10,33511,679,89512,431,8050.20%+751,910
VANGUARD TAX-MANAGED FDS461,848461,341-50728,851,68529,562,7410.48%+711,056
HONEYWELL INTL INC(HON)6,1668,394+2,2281,203,1201,897,3490.03%+694,229
TEXAS INSTRS INC(TXN)2,8536,047+3,194494,9751,174,1450.02%+679,170
AIR PRODUCTS AND CHEMICALS I1,2253,316+2,091302,847963,5550.02%+660,708
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