Fund Holdings — NorthRock Partners, LLC

Total Portfolio Value
$5.53B
Total Bought
$1.93B
Total Sold
$151.41M
Net Transaction
+$1.77B
Filing Period:
Securities
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SharesValue ($K)
Q2 2025
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Q3 2025
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Change
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Q2 2025
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Q3 2025
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Weight (%)
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Change
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VANGUARD INDEX FDS109,115468,305+359,19062,171286,7815.19%+224,610
ISHARES TR3,0001,882,125+1,879,12570189,5303.43%+189,460
INVESCO QQQ TR20,943304,852+283,90911,553183,0243.31%+171,472
LATTICE STRATEGIES TR01,639,891+1,639,891094,2771.71%+94,277
ISHARES TR
HDG MSCI EAFE
6531,794,056+1,793,4032571,0631.29%+71,038
APPLE INC(AAPL)729,644852,751+123,107149,699217,1363.93%+67,437
SPDR INDEX SHS FDS
ST PORT MARK ETF
2,8951,106,095+1,103,20012451,7760.94%+51,653
ISHARES TR38,211533,490+495,2793,51451,5080.93%+47,994
ISHARES TR
CORE UNIVRSL USD
109888,108+887,999541,4840.75%+41,478
J P MORGAN EXCHANGE TRADED F
MORTGAGE BACKED
7,711,3428,284,236+572,894387,032422,4967.64%+35,464
NVIDIA CORPORATION(NVDA)445,110555,666+110,55670,346103,6761.88%+33,330
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
328385,604+385,2762328,2610.51%+28,238
ISHARES TR13,878305,205+291,3271,30329,0400.53%+27,737
SPDR SERIES TRUST
ST STR P500ETF
3,632,3643,697,745+65,381264,044289,6815.24%+25,638
BLACKROCK ETF TRUST
ISHARES US EQUIT
0431,238+431,238025,5290.46%+25,529
SPDR SERIES TRUST
ST INTER ETF
9,857888,742+878,88528425,6850.46%+25,401
ISHARES TR24,083220,112+196,0292,63326,1560.47%+23,523
VANGUARD WHITEHALL FDS163276,262+276,0991323,3940.42%+23,381
SCHWAB STRATEGIC TR447935,642+935,1951021,9600.40%+21,949
BLACKROCK ETF TRUST
DYNAMIC EQTY ACT
0859,511+859,511021,7540.39%+21,754
ISHARES TR1,64199,896+98,25532120,6290.37%+20,309
PROCTER AND GAMBLE CO(PG)50,174176,076+125,9027,99427,0540.49%+19,060
VANGUARD INTL EQUITY INDEX F38,350366,432+328,0821,89519,8530.36%+17,959
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
4,103,3194,390,569+287,250241,193258,3854.67%+17,192
MICROSOFT CORP(MSFT)148,504174,619+26,11573,86590,4441.64%+16,579
ISHARES TR2,78449,282+46,49884716,4030.30%+15,556
SPDR SERIES TRUST
ST STR P500GRW
2,187,7212,133,192-54,529208,533222,9404.03%+14,407
VANGUARD SCOTTSDALE FDS
MTG-BKD SECS ETF
219290,491+290,2721013,6410.25%+13,631
ALPHABET INC(GOOG)128,956149,175+20,21922,72636,2650.66%+13,539
TESLA INC(TSLA)59,02771,641+12,61418,75031,8600.58%+13,110
VANGUARD SCOTTSDALE FDS
LONG TERM TREAS
472223,563+223,0912612,7120.23%+12,685
BLACKROCK ETF TRUST II0218,663+218,663011,6420.21%+11,642
SPDR SERIES TRUST
ST STR BLO 1 ETF
141,734263,587+121,85313,00124,1840.44%+11,183
ISHARES TR
MSCI USA MMENTM
2,55536,040+33,4856149,2420.17%+8,628
ISHARES TR0147,982+147,98208,0040.14%+8,004
SELECT SECTOR SPDR TR
ST STR FINL ETF
4,040151,061+147,0212128,1380.15%+7,926
ISHARES TR5,51645,241+39,7259568,8610.16%+7,905
BLACKROCK ETF TRUST
DISC VOLA EQ ETF
0316,056+316,05607,9010.14%+7,901
ISHARES TR
INVT GRAD SY ETF
6,441172,190+165,7492937,9280.14%+7,636
VANGUARD CHARLOTTE FDS
TOTAL INT BD ETF
0150,829+150,82907,4600.13%+7,460
AMAZON COM INC(AMZN)162,008195,586+33,57835,54342,9450.78%+7,402
BROADCOM INC(AVGO)56,81569,689+12,87415,65922,9910.42%+7,332
ALPHABET INC(GOOG)67,03177,640+10,60911,89118,9090.34%+7,019
SPDR SERIES TRUST
ST STR SP600SM C
788,734788,199-53562,91069,8741.26%+6,964
J P MORGAN EXCHANGE TRADED F
ULTRA SHT MUNCPL
904,2861,036,537+132,25146,04652,9050.96%+6,859
ISHARES GOLD TR(IAU)4,10095,995+91,8952566,9860.13%+6,730
INVESCO EXCH TRADED FD TR II
INVESCO PHLX SM
0131,611+131,61106,5960.12%+6,596
ISHARES TR
CORE MSCI EURO
8191,476+91,39556,2310.11%+6,226
SELECT SECTOR SPDR TR
ST STR TECHN ETF
13,79534,161+20,3663,4939,6290.17%+6,136
JPMORGAN CHASE & CO.(JPM)68,58375,102+6,51917,61423,6890.43%+6,075
DBX ETF TR0162,906+162,90606,0450.11%+6,045
ISHARES INC
CORE MSCI EMKT
524,672567,504+42,83231,49637,4100.68%+5,914
BLACKROCK ETF TRUST
ISHA I IN TE ETF
0164,902+164,90205,6330.10%+5,633
SPDR S&P 500 ETF TR(SPY)320,128304,545-15,583197,777202,8813.67%+5,105
ABBVIE INC(ABBV)76,79783,067+6,27014,25319,2330.35%+4,980
ISHARES TR18,49624,549+6,05311,48416,4310.30%+4,946
ISHARES TR41,96983,314+41,3454,7019,4880.17%+4,787
ISHARES TR
FUTU AI TECH ETF
233103,940+103,707104,7580.09%+4,749
ORACLE CORP(ORCL)36,03244,580+8,5487,87712,5380.23%+4,661
VANGUARD WORLD FD
INF TECH ETF
5,17210,628+5,4563,4307,9350.14%+4,505
ISHARES TR3,00075,490+72,490704,5570.08%+4,487
SELECT SECTOR SPDR TR
ST STR SVC ETF
037,395+37,39504,4260.08%+4,426
SPDR SERIES TRUST
ST STR CORPO ETF
0136,765+136,76504,0520.07%+4,052
BERKSHIRE HATHAWAY INC DEL49,39855,640+6,24223,99627,9720.51%+3,976
SPDR SERIES TRUST
ST STR SP400GRW
1,069,7121,057,787-11,92592,92696,8511.75%+3,925
PALANTIR TECHNOLOGIES INC(PLTR)37,68249,532+11,8505,1379,0360.16%+3,899
BERKSHIRE HATHAWAY INC DEL16+57294,5250.08%+3,796
ISHARES TR75,69180,644+4,95325,70329,4740.53%+3,771
SELECT SECTOR SPDR TR
ST STR INDL ETF
4,97927,970+22,9917354,3140.08%+3,579
SCHWAB STRATEGIC TR39145,507+145,46813,5500.06%+3,549
VANGUARD TAX-MANAGED FDS68,304124,035+55,7313,8907,4320.13%+3,542
META PLATFORMS INC(META)34,41739,384+4,96725,40328,9220.52%+3,520
ISHARES TR
CORE DIV GRWTH
18,64068,210+49,5701,1924,6440.08%+3,452
LOCKHEED MARTIN CORP(LMT)3,2199,874+6,6551,4914,9290.09%+3,439
PROSHARES TR
INVT INT RT HG
043,269+43,26903,4180.06%+3,418
SPDR SERIES TRUST
ST STR P500VAL
4,625,5244,436,679-188,845242,099245,4814.44%+3,382
ISHARES TR85516,029+15,1741613,3540.06%+3,193
SPDR SERIES TRUST
ST STR SP600GRWO
669,084660,330-8,75459,38162,2761.13%+2,895
PROSHARES TR
ULTRAPRO QQQ
16,50040,492+23,9921,3734,1870.08%+2,814
VANGUARD MALVERN FDS055,193+55,19302,7940.05%+2,794
ISHARES TR
US TREAS BD ETF
126120,833+120,70732,7940.05%+2,791
ISHARES TR
FALN ANGLS USD
098,288+98,28802,7300.05%+2,730
ISHARES TR
FLTG RATE NT ETF
053,264+53,26402,7210.05%+2,721
CHEVRON CORP NEW(CVX)38,84153,329+14,4885,5628,2820.15%+2,720
ISHARES TR10328,108+28,005102,6760.05%+2,666
FIRST TR EXCHNG TRADED FD VI
FT LADD BUFF ETF
909,213943,161+33,94828,91331,5200.57%+2,607
WALMART INC(WMT)58,99480,550+21,5565,7688,3010.15%+2,533
EXXON MOBIL CORP55,93675,940+20,0046,0328,5620.15%+2,530
UNITEDHEALTH GROUP INC(UNH)11,66817,702+6,0343,6406,1130.11%+2,473
MCDONALDS CORP(MCD)19,48127,131+7,6505,7808,2450.15%+2,465
WISDOMTREE TR(WT)048,406+48,40602,4330.04%+2,433
SELECT SECTOR SPDR TR
ST STR CARE ETF
4,20521,389+17,1845672,9770.05%+2,410
VANGUARD INDEX FDS10,57114,602+4,0314,6357,0030.13%+2,368
ISHARES TR3,00048,529+45,529702,3840.04%+2,314
GE AEROSPACE(GE)15,65821,013+5,3554,0306,3210.11%+2,291
CORNING INC(GLW)5,70531,102+25,3973002,5510.05%+2,251
GLOBAL X FDS
US INFR DEV ETF
5846,621+46,56332,2210.04%+2,218
HOME DEPOT INC(HD)17,66321,291+3,6286,4768,6270.16%+2,151
SELECT SECTOR SPDR TR
ST STR DISCR ETF
1,68310,498+8,8153662,5160.05%+2,150
QUALYS INC(QLYS)016,048+16,04802,1240.04%+2,124
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