Fund Holdings — NorthRock Partners, LLC

Total Portfolio Value
$2.39B
Total Bought
$1.44B
Total Sold
$7.16M
Net Transaction
+$1.43B
Filing Period:
Securities
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SharesValue ($K)
Q3 2023
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Q4 2023
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Change
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Q3 2023
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Q4 2023
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Weight (%)
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Change
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SPDR S&P 500 ETF TR(SPY)0679,285+679,2850324,14913.56%+324,149
SPDR SER TR
ST STR P500VAL
03,928,387+3,928,3870183,1817.66%+183,181
ISHARES TR546,8651,519,720+972,85555,053152,3826.38%+97,329
APPLE INC(AAPL)0702,239+702,2390135,2025.66%+135,202
VANGUARD INDEX FDS0174,239+174,239076,1083.18%+76,108
SPDR SER TR
ST STR P500GRW
01,823,099+1,823,0990118,6114.96%+118,611
SPDR SER TR
ST STR SP400VAL
01,149,040+1,149,040084,3173.53%+84,317
SPDR SER TR
ST STR SP400GRW
0840,783+840,783063,6222.66%+63,622
MICROSOFT CORP(MSFT)58,015125,716+67,70118,31847,2741.98%+28,956
SPDR SER TR
ST STR SP600SM C
0675,069+675,069056,2402.35%+56,240
ISHARES TR0111,157+111,157029,1521.22%+29,152
SPDR SER TR
ST STR SP600GRWO
0567,380+567,380047,4501.99%+47,450
MONDELEZ INTL INC(MDLZ)0607,752+607,752044,2771.85%+44,277
ISHARES TR0479,486+479,486036,1301.51%+36,130
ISHARES TR0135,282+135,282041,0141.72%+41,014
INVESCO QQQ TR048,319+48,319019,7980.83%+19,798
ISHARES TR0304,373+304,373015,8580.66%+15,858
ISHARES TR0171,706+171,706016,6300.70%+16,630
ISHARES INC
MSCI EMRG CHN
19,176279,913+260,73795615,5100.65%+14,554
KEURIG DR PEPPER INC(KDP)0407,903+407,903013,5910.57%+13,591
AMAZON COM INC(AMZN)64,853141,787+76,9348,24421,5430.90%+13,299
PHILIP MORRIS INTL INC(PM)0254,231+254,231024,2451.01%+24,245
NVIDIA CORPORATION(NVDA)15,31084,068+68,7586,66018,8890.79%+12,229
CARDINAL HEALTH INC(CAH)087,812+87,81208,8520.37%+8,852
ISHARES TR0116,092+116,09209,0240.38%+9,024
FIRST TR EXCHNG TRADED FD VI
FT LADD BUFF ETF
0559,485+559,485014,8660.62%+14,866
SPDR SER TR
ST INTER ETF
0285,482+285,48208,1530.34%+8,153
TESLA INC(TSLA)25,36157,202+31,8416,34614,2140.59%+7,868
ABBVIE INC(ABBV)23,08972,858+49,7693,44211,2910.47%+7,849
ISHARES TR
MSCI USA QLT FCT
054,186+54,18607,9780.33%+7,978
ALPHABET INC(GOOG)60,573110,400+49,8277,92715,4220.65%+7,495
BERKSHIRE HATHAWAY INC DEL18,56939,212+20,6436,50513,9850.59%+7,481
VANGUARD INDEX FDS055,837+55,837013,2460.55%+13,246
SPDR INDEX SHS FDS
ST STR MSCI EAFE
095,258+95,25806,9620.29%+6,962
ISHARES TR
MSCI USA MIN ETF
080,310+80,31006,2670.26%+6,267
META PLATFORMS INC(META)13,44629,097+15,6514,03710,2990.43%+6,263
SPDR SER TR
ST STR SP DIV
058,988+58,98807,3720.31%+7,372
ALPHABET INC(GOOG)18,83460,010+41,1762,4838,4570.35%+5,974
TARGET CORP(TGT)0141,900+141,900020,2090.85%+20,209
ISHARES TR081,695+81,69506,1350.26%+6,135
ISHARES TR056,459+56,45905,5830.23%+5,583
SELECT SECTOR SPDR TR
ST STR TECHN ETF
028,953+28,95305,5730.23%+5,573
ISHARES TR0102,594+102,594010,7170.45%+10,717
ISHARES TR050,875+50,87504,7860.20%+4,786
URBAN OUTFITTERS INC(URBN)0131,773+131,77304,7030.20%+4,703
ISHARES TR045,453+45,45304,9200.21%+4,920
ALTRIA GROUP INC(MO)165,900275,760+109,8606,97611,3880.48%+4,412
WISDOMTREE TR(WT)084,507+84,50704,2460.18%+4,246
COSTCO WHSL CORP NEW(COST)5,53310,795+5,2623,1267,2830.30%+4,157
ELI LILLY & CO(LLY)5,17411,717+6,5432,7796,8300.29%+4,051
PEPSICO INC(PEP)034,013+34,01305,8170.24%+5,817
JPMORGAN CHASE & CO(JPM)32,53950,882+18,3434,7198,6550.36%+3,936
VANGUARD SPECIALIZED FUNDS042,072+42,07207,1690.30%+7,169
PROCTER AND GAMBLE CO(PG)21,17747,127+25,9503,0896,9060.29%+3,817
JOHNSON & JOHNSON(JNJ)26,47450,242+23,7684,1237,8750.33%+3,752
CHEVRON CORP NEW(CVX)12,08238,674+26,5922,0375,7690.24%+3,731
STRYKER CORPORATION(SYK)016,209+16,20904,8670.20%+4,867
HOME DEPOT INC(HD)6,27316,005+9,7321,8965,5470.23%+3,651
ISHARES TR09,724+9,72404,6450.19%+4,645
ABBOTT LABS046,821+46,82105,1540.22%+5,154
KRAFT HEINZ CO(KHC)0313,478+313,478011,5920.49%+11,592
UNITEDHEALTH GROUP INC(UNH)6,54312,665+6,1223,2996,6680.28%+3,369
SCHWAB STRATEGIC TR149,323193,105+43,7827,55610,8780.46%+3,322
MCDONALDS CORP(MCD)022,717+22,71706,7360.28%+6,736
BOEING CO(BA)020,820+20,82005,4270.23%+5,427
ISHARES TR022,150+22,15004,4460.19%+4,446
VISA INC(V)13,44822,658+9,2103,0935,8990.25%+2,806
SALESFORCE INC(CRM)9,58517,609+8,0241,9444,6340.19%+2,690
ADVANCED MICRO DEVICES INC(AMD)025,016+25,01603,6880.15%+3,688
ISHARES TR031,842+31,84205,2620.22%+5,262
MICROSOFT CORP(MSFT)(Call)06,900+6,90002,595—+2,595
BROADCOM INC(AVGO)2,2613,987+1,7261,8784,4310.19%+2,553
VANGUARD WHITEHALL FDS024,734+24,73402,7610.12%+2,761
CENTRAL GARDEN & PET CO(CENT)055,876+55,87602,4610.10%+2,461
AMERIPRISE FINL INC(AMP)30,81833,227+2,40910,16012,6210.53%+2,461
VANECK ETF TRUST
FALLEN ANGEL HG
085,105+85,10502,4490.10%+2,449
AMERICAN EXPRESS CO(AXP)016,835+16,83503,1540.13%+3,154
APPLE INC(AAPL)(Put)012,300+12,30002,368—+2,368
NETFLIX INC(NFLX)08,886+8,88604,2100.18%+4,210
SELECT SECTOR SPDR TR
ST STR CARE ETF
018,689+18,68902,5490.11%+2,549
NUSHARES ETF TR
NUVEEN ESG LRGCP
033,279+33,27902,3130.10%+2,313
AIRBNB INC015,991+15,99102,1770.09%+2,177
ADOBE INC(ADBE)05,767+5,76703,4410.14%+3,441
EXXON MOBIL CORP22,71247,775+25,0632,6714,7770.20%+2,106
ISHARES TR059,572+59,57202,3960.10%+2,396
AMGEN INC(AMGN)3,86410,420+6,5561,0383,0010.13%+1,963
ISHARES TR019,856+19,85601,8080.08%+1,808
HAWKINS INC(HWKN)045,830+45,83003,2270.14%+3,227
ISHARES TR015,821+15,82101,7510.07%+1,751
ORACLE CORP(ORCL)12,86028,636+15,7761,3623,0190.13%+1,657
SCHWAB STRATEGIC TR035,195+35,19501,6210.07%+1,621
DISNEY WALT CO(DIS)031,094+31,09402,8150.12%+2,815
INTERNATIONAL BUSINESS MACHS(IBM)014,547+14,54702,3790.10%+2,379
ISHARES TR08,237+8,23701,8920.08%+1,892
VANGUARD INDEX FDS018,613+18,61303,0600.13%+3,060
MASTERCARD INCORPORATED(MA)6,4419,375+2,9342,5503,9980.17%+1,448
ISHARES TR027,438+27,43801,4430.06%+1,443
ISHARES TR
ESG AW MSCI EAFE
018,884+18,88401,4260.06%+1,426
STARBUCKS CORP(SBUX)14,90528,863+13,9581,3602,7710.12%+1,411
INTEL CORP(INTC)050,877+50,87702,5570.11%+2,557
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