Fund Holdings — NorthRock Partners, LLC

Total Portfolio Value

$5.93B

Total Bought

$2.29B

Total Sold

$1.89B

Net Transaction

+$399.93M

Filing Period:Filter:

Securities ▲▼	Shares			Value ($K)
Securities ▲▼	Q3 2025 ▲▼	Q4 2025 ▲▼	Change ▲▼	Q3 2025 ▲▼	Q4 2025 ▲▼	Weight (%) ▲▼	Change ▲▼
SPDR SERIES TRUST ST STR P500ETF	0	3,809,436	+3,809,436	0	305,593	5.16%	+305,593
SPDR SERIES TRUST ST STR P500VAL	0	4,417,191	+4,417,191	0	250,941	4.23%	+250,941
SPDR SERIES TRUST ST STR P500GRW	0	2,095,412	+2,095,412	0	223,581	3.77%	+223,581
SPDR SERIES TRUST ST STR SP400VAL	0	1,303,671	+1,303,671	0	110,356	1.86%	+110,356
SPDR SERIES TRUST ST STR SP400GRW	0	1,054,792	+1,054,792	0	97,495	1.64%	+97,495
ISHARES TR	0	1,444,781	+1,444,781	0	88,652	1.50%	+88,652
ISHARES TR	80,644	298,766	+218,122	29,474	111,572	1.88%	+82,098
SPDR SERIES TRUST ST STR SP600SM C	0	781,673	+781,673	0	71,109	1.20%	+71,109
SPDR SERIES TRUST ST STR SP600GRWO	0	660,442	+660,442	0	62,207	1.05%	+62,207
VANGUARD INDEX FDS	468,305	554,355	+86,050	286,781	347,653	5.87%	+60,872
ISHARES TR CORE UNIVRSL USD	0	1,162,266	+1,162,266	0	54,092	0.91%	+54,092
INVESCO QQQ TR	304,852	375,518	+70,666	183,024	230,684	3.89%	+47,660
ISHARES TR	0	190,506	+190,506	0	46,895	0.79%	+46,895
ISHARES TR HDG MSCI EAFE	1,794,056	2,712,794	+918,738	71,063	112,201	1.89%	+41,139
J P MORGAN EXCHANGE TRADED F MORTGAGE BACKED	8,284,236	9,072,433	+788,197	422,496	463,238	7.82%	+40,742
ISHARES TR	0	408,193	+408,193	0	39,252	0.66%	+39,252
ISHARES TR	0	682,820	+682,820	0	65,571	1.11%	+65,571
SPDR SERIES TRUST ST INTER ETF	0	1,091,131	+1,091,131	0	31,468	0.53%	+31,468
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF	290,491	957,676	+667,185	13,641	45,087	0.76%	+31,446
ISHARES TR	0	303,725	+303,725	0	30,336	0.51%	+30,336
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF	0	107,902	+107,902	0	27,291	0.46%	+27,291
ISHARES TR 0-5 YR TIPS ETF	0	219,624	+219,624	0	22,487	0.38%	+22,487
SPDR SERIES TRUST ST STR BLO 1 ETF	0	236,491	+236,491	0	21,611	0.36%	+21,611
VANGUARD TAX-MANAGED FDS	124,035	461,848	+337,813	7,432	28,852	0.49%	+21,419
ISHARES INC CORE MSCI EMKT	567,504	849,669	+282,165	37,410	57,115	0.96%	+19,705
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS	4,390,569	4,732,147	+341,578	258,385	277,919	4.69%	+19,534
SELECT SECTOR SPDR TR ST STR TECHN ETF	0	125,435	+125,435	0	18,059	0.30%	+18,059
ISHARES TR	533,490	718,922	+185,432	51,508	69,211	1.17%	+17,702
ISHARES TR	305,205	455,861	+150,656	29,040	43,407	0.73%	+14,367
ISHARES TR	99,896	163,462	+63,566	20,629	34,665	0.58%	+14,036
VANGUARD INDEX FDS	0	54,025	+54,025	0	13,936	0.24%	+13,936
ISHARES TR	1,882,125	2,019,427	+137,302	189,530	202,710	3.42%	+13,180
SELECT SECTOR SPDR TR ST STR FINL ETF	0	229,936	+229,936	0	12,594	0.21%	+12,594
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD	0	146,493	+146,493	0	11,680	0.20%	+11,680
ISHARES TR ESG AWR MSCI USA	0	68,699	+68,699	0	10,235	0.17%	+10,235
FIRST TR EXCHNG TRADED FD VI FT LADD BUFF ETF	943,161	1,192,856	+249,695	31,520	40,867	0.69%	+9,347
BLACKROCK ETF TRUST ISHARES US EQUIT	431,238	573,058	+141,820	25,529	34,848	0.59%	+9,318
VANGUARD INDEX FDS	0	108,817	+108,817	0	9,629	0.16%	+9,629
UNITED PARCEL SERVICE INC(UPS)	0	107,102	+107,102	0	10,623	0.18%	+10,623
ISHARES TR	49,282	70,565	+21,283	16,403	24,202	0.41%	+7,799
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL	1,036,537	1,184,016	+147,479	52,905	60,314	1.02%	+7,409
VANGUARD INDEX FDS	0	83,144	+83,144	0	27,876	0.47%	+27,876
ISHARES TR	220,112	277,566	+57,454	26,156	33,358	0.56%	+7,202
VANGUARD SCOTTSDALE FDS INT-TERM CORP	0	83,620	+83,620	0	7,003	0.12%	+7,003
VANGUARD WHITEHALL FDS	276,262	335,693	+59,431	23,394	30,212	0.51%	+6,818
SELECT SECTOR SPDR TR ST STR INDL ETF	0	40,961	+40,961	0	6,354	0.11%	+6,354
BLACKROCK ETF TRUST II	218,663	338,397	+119,734	11,642	17,857	0.30%	+6,216
BLACKROCK ETF TRUST ISHA I IN TE ETF	164,902	354,467	+189,565	5,633	11,804	0.20%	+6,171
ISHARES TR ESG AWARE MSCI	0	136,990	+136,990	0	6,299	0.11%	+6,299
BLACKROCK ETF TRUST DYNAMIC EQTY ACT	859,511	1,076,818	+217,307	21,754	27,577	0.47%	+5,823
SCHWAB STRATEGIC TR	935,642	1,185,787	+250,145	21,960	27,712	0.47%	+5,752
SELECT SECTOR SPDR TR ST STR CARE ETF	0	36,624	+36,624	0	5,669	0.10%	+5,669
DBX ETF TR	162,906	307,711	+144,805	6,045	11,333	0.19%	+5,288
ISHARES TR MSCI USA MMENTM	36,040	57,712	+21,672	9,242	14,446	0.24%	+5,203
SPDR SERIES TRUST ST STR CORPO ETF	0	163,984	+163,984	0	4,811	0.08%	+4,811
ISHARES TR ESG AW MSCI EAFE	0	64,556	+64,556	0	6,139	0.10%	+6,139
SPDR SERIES TRUST ST STR SP DIV	0	30,162	+30,162	0	4,197	0.07%	+4,197
ISHARES TR ESG AWR US AGRGT	0	87,642	+87,642	0	4,194	0.07%	+4,194
VANGUARD INTL EQUITY INDEX F	366,432	445,838	+79,406	19,853	23,968	0.40%	+4,115
VEEVA SYS INC(VEEV)	0	21,463	+21,463	0	4,791	0.08%	+4,791
SELECT SECTOR SPDR TR ST STR SVC ETF	0	31,873	+31,873	0	3,752	0.06%	+3,752
SCHWAB STRATEGIC TR	0	179,217	+179,217	0	5,878	0.10%	+5,878
ISHARES TR	16,029	31,580	+15,551	3,354	6,780	0.11%	+3,426
DIMENSIONAL ETF TRUST US COR EQU 2 ETF	0	112,300	+112,300	0	4,446	0.08%	+4,446
ISHARES TR SYSTEMATIC BD ET	0	35,633	+35,633	0	3,199	0.05%	+3,199
ISHARES GOLD TR(IAU)	95,995	124,996	+29,001	6,986	10,146	0.17%	+3,160
SELECT SECTOR SPDR TR ST STR DISCR ETF	0	25,865	+25,865	0	3,089	0.05%	+3,089
SELECT SECTOR SPDR TR ST STR ENERG ETF	0	66,776	+66,776	0	2,986	0.05%	+2,986
ISHARES TR	24,549	28,087	+3,538	16,431	19,238	0.32%	+2,808
BLACKROCK ETF TRUST DISC VOLA EQ ETF	316,056	426,717	+110,661	7,901	10,585	0.18%	+2,683
ISHARES TR ESG AWRE 1 5 YR	0	97,838	+97,838	0	2,469	0.04%	+2,469
SPDR SERIES TRUST ST STR SP600 SML	0	52,318	+52,318	0	2,452	0.04%	+2,452
INVESCO EXCH TRADED FD TR II INVESCO PHLX SM	131,611	161,837	+30,226	6,596	9,026	0.15%	+2,429
ISHARES TR	147,982	190,872	+42,890	8,004	10,284	0.17%	+2,280
ISHARES TR CORE MSCI EURO	91,476	118,183	+26,707	6,231	8,389	0.14%	+2,157
VANGUARD BD INDEX FDS	0	34,556	+34,556	0	2,560	0.04%	+2,560
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF	150,829	197,322	+46,493	7,460	9,535	0.16%	+2,075
ISHARES TR	0	45,783	+45,783	0	9,630	0.16%	+9,630
ISHARES TR	0	28,307	+28,307	0	2,128	0.04%	+2,128
HINGE HEALTH INC(HNGE)	0	39,231	+39,231	0	1,822	0.03%	+1,822
TWILIO INC(TWLO)	0	12,356	+12,356	0	1,758	0.03%	+1,758
ISHARES INC MSCI JAPAN ETF	0	20,749	+20,749	0	1,675	0.03%	+1,675
SPDR SERIES TRUST ST STR SP AERO	0	6,875	+6,875	0	1,659	0.03%	+1,659
VANGUARD SCOTTSDALE FDS INTER TERM TREAS	0	25,828	+25,828	0	1,548	0.03%	+1,548
ISHARES TR	0	16,206	+16,206	0	1,522	0.03%	+1,522
ISHARES TR FUTU AI TECH ETF	103,940	130,110	+26,170	4,758	6,269	0.11%	+1,510
SPDR SERIES TRUST ST STR R2K LOWV	0	10,811	+10,811	0	1,418	0.02%	+1,418
SPDR SERIES TRUST ST STR PR SP1500	0	16,791	+16,791	0	1,385	0.02%	+1,385
VANGUARD INDEX FDS	0	10,296	+10,296	0	2,988	0.05%	+2,988
APPLE INC(AAPL)(Put)	0	12,400	+12,400	0	3,368	—	+3,368
ISHARES TR	28,108	42,134	+14,026	2,676	4,057	0.07%	+1,381
BLUE OWL TECHNOLOGY FIN CORP	0	108,825	+108,825	0	1,582	0.03%	+1,582
VANGUARD WORLD FD INF TECH ETF	10,628	12,274	+1,646	7,935	9,252	0.16%	+1,317
SPDR SERIES TRUST ST STR MSCI USAQ	0	7,531	+7,531	0	1,312	0.02%	+1,312
ISHARES TR	0	26,848	+26,848	0	3,741	0.06%	+3,741
ISHARES TR	75,490	95,175	+19,685	4,557	5,794	0.10%	+1,238
ESTABLISHMENT LABS HLDGS INC(ESTA)	0	40,930	+40,930	0	2,983	0.05%	+2,983
SCHWAB STRATEGIC TR	0	65,689	+65,689	0	2,082	0.04%	+2,082
ISHARES TR	0	19,492	+19,492	0	1,982	0.03%	+1,982
MSC INDL DIRECT INC(MSM)	0	12,648	+12,648	0	1,064	0.02%	+1,064

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