Fund Holdings — NorthRock Partners, LLC

Total Portfolio Value

$5.92B

Total Bought

$1.24B

Total Sold

$658.51M

Net Transaction

+$582.99M

Filing Period:Filter:

Securities ▲▼	Shares			Value ($K)
Securities ▲▼	Q3 2025 ▲▼	Q4 2025 ▲▼	Change ▲▼	Q3 2025 ▲▼	Q4 2025 ▲▼	Weight (%) ▲▼	Change ▲▼
ISHARES TR	4,879	2,019,427	+2,014,548	208	202,710	3.42%	+202,502
ISHARES TR	0	1,444,781	+1,444,781	0	88,652	1.50%	+88,652
ISHARES TR	80,644	298,766	+218,122	29,474	111,572	1.89%	+82,098
VANGUARD INDEX FDS	468,305	554,355	+86,050	286,781	347,653	5.87%	+60,872
INVESCO QQQ TR	304,852	375,518	+70,666	183,024	230,684	3.90%	+47,660
ISHARES TR	14,103	190,506	+176,403	3,412	46,895	0.79%	+43,483
ISHARES TR HDG MSCI EAFE	1,794,056	2,712,794	+918,738	71,063	112,201	1.90%	+41,139
J P MORGAN EXCHANGE TRADED F MORTGAGE BACKED	8,284,236	9,072,433	+788,197	422,496	463,238	7.83%	+40,742
ISHARES TR	12,405	408,193	+395,788	1,197	39,252	0.66%	+38,055
ISHARES TR	310,830	682,820	+371,990	29,022	65,571	1.11%	+36,549
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF	290,491	957,676	+667,185	13,641	45,087	0.76%	+31,446
ISHARES TR	6,160	303,725	+297,565	618	30,336	0.51%	+29,719
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF	3,279	107,902	+104,623	810	27,291	0.46%	+26,480
ISHARES TR 0-5 YR TIPS ETF	0	219,624	+219,624	0	22,487	0.38%	+22,487
VANGUARD TAX-MANAGED FDS	124,035	461,848	+337,813	7,432	28,852	0.49%	+21,419
ISHARES INC CORE MSCI EMKT	567,504	849,669	+282,165	37,410	57,115	0.96%	+19,705
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS	4,390,569	4,732,147	+341,578	258,385	277,919	4.70%	+19,534
ISHARES TR	533,490	718,922	+185,432	51,508	69,211	1.17%	+17,702
SPDR SERIES TRUST ST STR P500ETF	3,697,745	3,809,436	+111,691	289,681	305,593	5.16%	+15,912
ISHARES TR	305,205	455,861	+150,656	29,040	43,407	0.73%	+14,367
ISHARES TR	99,896	163,462	+63,566	20,629	34,665	0.59%	+14,036
VANGUARD INDEX FDS	2,514	54,025	+51,511	639	13,936	0.24%	+13,297
ISHARES TR CORE UNIVRSL USD	888,108	1,162,266	+274,158	41,484	54,092	0.91%	+12,608
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD	0	146,493	+146,493	0	11,680	0.20%	+11,680
ISHARES TR ESG AWR MSCI USA	0	68,699	+68,699	0	10,235	0.17%	+10,235
FIRST TR EXCHNG TRADED FD VI FT LADD BUFF ETF	943,161	1,192,856	+249,695	31,520	40,867	0.69%	+9,347
BLACKROCK ETF TRUST ISHARES US EQUIT	431,238	573,058	+141,820	25,529	34,848	0.59%	+9,318
VANGUARD INDEX FDS	12,439	108,817	+96,378	1,137	9,629	0.16%	+8,492
SELECT SECTOR SPDR TR ST STR TECHN ETF	34,161	125,435	+91,274	9,629	18,059	0.31%	+8,430
UNITED PARCEL SERVICE INC(UPS)	33,758	107,102	+73,344	2,820	10,623	0.18%	+7,804
ISHARES TR	49,282	70,565	+21,283	16,403	24,202	0.41%	+7,799
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL	1,036,537	1,184,016	+147,479	52,905	60,314	1.02%	+7,409
VANGUARD INDEX FDS	62,551	83,144	+20,593	20,528	27,876	0.47%	+7,348
ISHARES TR	220,112	277,566	+57,454	26,156	33,358	0.56%	+7,202
VANGUARD SCOTTSDALE FDS INT-TERM CORP	0	83,620	+83,620	0	7,003	0.12%	+7,003
VANGUARD WHITEHALL FDS	276,262	335,693	+59,431	23,394	30,212	0.51%	+6,818
BLACKROCK ETF TRUST II	218,663	338,397	+119,734	11,642	17,857	0.30%	+6,216
BLACKROCK ETF TRUST ISHA I IN TE ETF	164,902	354,467	+189,565	5,633	11,804	0.20%	+6,171
ISHARES TR ESG AWARE MSCI	9,350	136,990	+127,640	421	6,299	0.11%	+5,877
BLACKROCK ETF TRUST DYNAMIC EQTY ACT	859,511	1,076,818	+217,307	21,754	27,577	0.47%	+5,823
SPDR SERIES TRUST ST INTER ETF	888,742	1,091,131	+202,389	25,685	31,468	0.53%	+5,784
SCHWAB STRATEGIC TR	935,642	1,185,787	+250,145	21,960	27,712	0.47%	+5,752
ISHARES TR	4,879	95,175	+90,296	208	5,794	0.10%	+5,587
SPDR SERIES TRUST ST STR P500VAL	4,436,679	4,417,191	-19,488	245,481	250,941	4.24%	+5,459
DBX ETF TR	162,906	307,711	+144,805	6,045	11,333	0.19%	+5,288
ISHARES TR MSCI USA MMENTM	36,040	57,712	+21,672	9,242	14,446	0.24%	+5,203
SELECT SECTOR SPDR TR ST STR FINL ETF	151,061	229,936	+78,875	8,138	12,594	0.21%	+4,456
ISHARES TR ESG AW MSCI EAFE	19,571	64,556	+44,985	1,820	6,139	0.10%	+4,319
ISHARES TR ESG AWR US AGRGT	0	87,642	+87,642	0	4,194	0.07%	+4,194
VANGUARD INTL EQUITY INDEX F	366,432	445,838	+79,406	19,853	23,968	0.40%	+4,115
VEEVA SYS INC(VEEV)	2,522	21,463	+18,941	751	4,791	0.08%	+4,040
SCHWAB STRATEGIC TR	66,905	179,217	+112,312	2,149	5,878	0.10%	+3,729
ISHARES TR	16,029	31,580	+15,551	3,354	6,780	0.11%	+3,426
DIMENSIONAL ETF TRUST US COR EQU 2 ETF	27,866	112,300	+84,434	1,075	4,446	0.08%	+3,371
ISHARES TR SYSTEMATIC BD ET	0	35,633	+35,633	0	3,199	0.05%	+3,199
ISHARES GOLD TR(IAU)	95,995	124,996	+29,001	6,986	10,146	0.17%	+3,160
ISHARES TR	24,549	28,087	+3,538	16,431	19,238	0.33%	+2,808
SELECT SECTOR SPDR TR ST STR CARE ETF	21,389	36,624	+15,235	2,977	5,669	0.10%	+2,693
BLACKROCK ETF TRUST DISC VOLA EQ ETF	316,056	426,717	+110,661	7,901	10,585	0.18%	+2,683
ISHARES TR ESG AWRE 1 5 YR	0	97,838	+97,838	0	2,469	0.04%	+2,469
ISHARES TR	4,879	52,898	+48,019	208	2,663	0.04%	+2,455
INVESCO EXCH TRADED FD TR II INVESCO PHLX SM	131,611	161,837	+30,226	6,596	9,026	0.15%	+2,429
ISHARES TR	147,982	190,872	+42,890	8,004	10,284	0.17%	+2,280
ISHARES TR CORE MSCI EURO	91,476	118,183	+26,707	6,231	8,389	0.14%	+2,157
VANGUARD BD INDEX FDS	6,384	34,556	+28,172	475	2,560	0.04%	+2,085
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF	150,829	197,322	+46,493	7,460	9,535	0.16%	+2,075
ISHARES TR	37,255	45,783	+8,528	7,585	9,630	0.16%	+2,045
SELECT SECTOR SPDR TR ST STR INDL ETF	27,970	40,961	+12,991	4,314	6,354	0.11%	+2,040
ISHARES TR	4,879	28,307	+23,428	208	2,128	0.04%	+1,920
HINGE HEALTH INC(HNGE)	0	39,231	+39,231	0	1,822	0.03%	+1,822
TWILIO INC(TWLO)	0	12,356	+12,356	0	1,758	0.03%	+1,758
ISHARES INC MSCI JAPAN ETF	0	20,749	+20,749	0	1,675	0.03%	+1,675
VANGUARD SCOTTSDALE FDS INTER TERM TREAS	0	25,828	+25,828	0	1,548	0.03%	+1,548
ISHARES TR	0	16,206	+16,206	0	1,522	0.03%	+1,522
ISHARES TR FUTU AI TECH ETF	103,940	130,110	+26,170	4,758	6,269	0.11%	+1,510
VANGUARD INDEX FDS	5,461	10,296	+4,835	1,604	2,988	0.05%	+1,384
ISHARES TR	28,108	42,134	+14,026	2,676	4,057	0.07%	+1,381
BLUE OWL TECHNOLOGY FIN CORP	14,628	108,825	+94,197	202	1,582	0.03%	+1,380
VANGUARD WORLD FD INF TECH ETF	10,628	12,274	+1,646	7,935	9,252	0.16%	+1,317
ISHARES TR	18,201	26,848	+8,647	2,469	3,741	0.06%	+1,272
SPDR SERIES TRUST ST STR SP600SM C	788,199	781,673	-6,526	69,874	71,109	1.20%	+1,235
ESTABLISHMENT LABS HLDGS INC(ESTA)	42,932	40,930	-2,002	1,760	2,983	0.05%	+1,223
SELECT SECTOR SPDR TR ST STR ENERG ETF	20,089	66,776	+46,687	1,795	2,986	0.05%	+1,191
SCHWAB STRATEGIC TR	29,379	65,689	+36,310	949	2,082	0.04%	+1,133
ISHARES TR	8,392	19,492	+11,100	864	1,982	0.03%	+1,118
MSC INDL DIRECT INC(MSM)	0	12,648	+12,648	0	1,064	0.02%	+1,064
ISHARES TR US TREAS BD ETF	120,833	165,640	+44,807	2,794	3,814	0.06%	+1,020
COOPER STD HLDGS INC(CPS)	0	29,999	+29,999	0	985	0.02%	+985
SPDR INDEX SHS FDS ST PORT MARK ETF	1,106,095	1,126,823	+20,728	51,776	52,747	0.89%	+970
COMERICA INC	6,293	15,273	+8,980	431	1,328	0.02%	+896
ISHARES TR INVT GRAD SY ETF	172,190	193,093	+20,903	7,928	8,817	0.15%	+888
WISDOMTREE TR(WT)	48,406	64,756	+16,350	2,433	3,259	0.06%	+825
ISHARES INC ESG AWR MSCI EM	18,070	34,970	+16,900	785	1,545	0.03%	+760
SPDR SERIES TRUST ST STR CORPO ETF	136,765	163,984	+27,219	4,052	4,811	0.08%	+759
ON HLDG AG(ONON)	5,201	20,780	+15,579	220	966	0.02%	+746
ISHARES TR A RATE CP BD ETF	36,570	51,503	+14,933	1,773	2,477	0.04%	+704
KEURIG DR PEPPER INC(KDP)	413,254	400,469	-12,785	10,542	11,217	0.19%	+675
BLACKROCK ETF TRUST II	8,299	21,184	+12,885	431	1,096	0.02%	+665
VANECK ETF TRUST SEMICONDUCTR ETF	0	1,829	+1,829	0	659	0.01%	+659
INTUITIVE SURGICAL INC	4,879	1,515	-3,364	208	858	0.01%	+650

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