Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q4 2023 ▲▼ | Q1 2024 ▲▼ | Change ▲▼ | Q4 2023 ▲▼ | Q1 2024 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| SHOCKWAVE MED INC | 23,247 | 23,140 | -107 | 4,430 | 7,535 | 3.62% | +3,105 |
| CENTRAL SECS CORP(CET) | 0 | 60,000 | +60,000 | 0 | 2,506 | 1.21% | +2,506 |
| BNY MELLON MUN BD INFRASTRUC(DMB) | 140,000 | 344,983 | +204,983 | 1,443 | 3,584 | 1.72% | +2,141 |
| VANGUARD INDEX FDS | 0 | 6,711 | +6,711 | 0 | 1,750 | 0.84% | +1,750 |
| MORGAN STANLEY EMERGING MKTS(EDD) | 140,875 | 360,825 | +219,950 | 656 | 1,714 | 0.82% | +1,057 |
| MORGAN STANLEY CHINA A SH FD | 42,195 | 132,247 | +90,052 | 538 | 1,592 | 0.77% | +1,055 |
| CLOUGH GLOBAL OPPORTUNITIES | 319,331 | 500,000 | +180,669 | 1,501 | 2,540 | 1.22% | +1,039 |
| ASCENDIS PHARMA A/S(ASND) | 34,635 | 35,540 | +905 | 4,362 | 5,373 | 2.58% | +1,010 |
| INVESCO MUNICIPAL TRUST(VKQ) | 0 | 97,310 | +97,310 | 0 | 944 | 0.45% | +944 |
| BOEING CO(BA) | 809 | 5,867 | +5,058 | 211 | 1,132 | 0.54% | +921 |
| MICROSOFT CORP(MSFT) | 18,585 | 18,546 | -39 | 6,989 | 7,803 | 3.75% | +814 |
| TORTOISE ENERGY INFRA CORP(TYG) | 58,814 | 80,000 | +21,186 | 1,692 | 2,473 | 1.19% | +781 |
| WESTERN AST INFL LKD OPP & I(WIW) | 110,500 | 199,617 | +89,117 | 958 | 1,723 | 0.83% | +765 |
| GABELLI HLTHCARE & WELLNESS(GRX) | 30,419 | 101,196 | +70,777 | 284 | 1,036 | 0.50% | +752 |
| PIMCO NEW YORK MUN INCOME FD | 0 | 124,383 | +124,383 | 0 | 730 | 0.35% | +730 |
| ASA GOLD AND PRECIOUS MTLS L SHS | 0 | 46,544 | +46,544 | 0 | 715 | 0.34% | +715 |
| HIGHLAND OPPORTUNITIES | 285,000 | 410,000 | +125,000 | 2,192 | 2,882 | 1.39% | +691 |
| LAM RESEARCH CORP(LRCX) | 3,855 | 3,792 | -63 | 3,019 | 3,684 | 1.77% | +665 |
| NEXPOINT DIVERSIFIED REL ET(NXDT) | 261,012 | 410,542 | +149,530 | 2,075 | 2,710 | 1.30% | +635 |
| DESTRA MULTI-ALTERNATIVE FD(DMA) | 395,307 | 395,307 | 0 | 2,463 | 3,091 | 1.49% | +629 |
| FLAHERTY & CRUMRINE TOTAL RE(FLC) | 41,286 | 77,505 | +36,219 | 601 | 1,198 | 0.58% | +598 |
| NEW GERMANY FD INC(GF) | 0 | 61,001 | +61,001 | 0 | 531 | 0.26% | +531 |
| INVESCO QUALITY MUN INCOME T(IQI) | 0 | 52,037 | +52,037 | 0 | 504 | 0.24% | +504 |
| ECOFIN SUSTAINABLE AND SOCIA | 180,000 | 220,000 | +40,000 | 2,108 | 2,598 | 1.25% | +490 |
| VANGUARD INDEX FDS | 5,046 | 7,216 | +2,170 | 908 | 1,385 | 0.67% | +476 |
| BLACKROCK SCIENCE & TECHNOLO(BSTZ) | 135,000 | 140,000 | +5,000 | 2,256 | 2,716 | 1.31% | +460 |
| META PLATFORMS INC(META) | 3,303 | 3,296 | -7 | 1,169 | 1,600 | 0.77% | +431 |
| AMAZON COM INC(AMZN) | 15,034 | 15,048 | +14 | 2,284 | 2,714 | 1.31% | +430 |
| SRH TOTAL RETURN FUND INC(STEW) | 155,000 | 170,000 | +15,000 | 2,150 | 2,560 | 1.23% | +410 |
| FRANKLIN LTD DURATION INCOME(FTF) | 159,668 | 219,397 | +59,729 | 993 | 1,376 | 0.66% | +382 |
| EATON CORP PLC(ETN) | 5,145 | 5,145 | 0 | 1,239 | 1,609 | 0.77% | +370 |
| DIMENSIONAL ETF TRUST INTL SMALL CAP V | 32,200 | 44,100 | +11,900 | 830 | 1,199 | 0.58% | +369 |
| ISHARES TR CORE MSCI INTL | 3,900 | 9,185 | +5,285 | 248 | 617 | 0.30% | +368 |
| TAIWAN FD INC(TWN) | 63,851 | 65,000 | +1,149 | 2,209 | 2,575 | 1.24% | +367 |
| ISHARES TR | 14,431 | 22,951 | +8,520 | 580 | 943 | 0.45% | +363 |
| MEXICO FD INC(MXF) | 90,000 | 107,424 | +17,424 | 1,717 | 2,065 | 0.99% | +347 |
| ISHARES TR CORE DIV GRWTH | 134,848 | 130,927 | -3,921 | 7,258 | 7,602 | 3.66% | +344 |
| PIMCO CALIF MUN INCOME FD II | 268,583 | 328,504 | +59,921 | 1,558 | 1,895 | 0.91% | +338 |
| ABRDN LIFE SCIENCES INVESTOR(HQL) | 10,000 | 34,333 | +24,333 | 135 | 468 | 0.23% | +333 |
| HIGHLAND GLOBAL ALLOCATION F(HGLB) | 289,000 | 340,000 | +51,000 | 2,272 | 2,604 | 1.25% | +333 |
| EUROPEAN EQUITY FD INC(EEA) | 0 | 36,992 | +36,992 | 0 | 330 | 0.16% | +330 |
| VERONA PHARMA PLC | 0 | 19,400 | +19,400 | 0 | 312 | 0.15% | +312 |
| WESTERN ASST INFLTN LKD INM COM SH BEN INT | 0 | 38,003 | +38,003 | 0 | 309 | 0.15% | +309 |
| SPROUTS FMRS MKT INC(SFM) | 18,450 | 18,450 | 0 | 888 | 1,190 | 0.57% | +302 |
| MFS HIGH INCOME MUN TR SH BEN INT | 0 | 73,090 | +73,090 | 0 | 265 | 0.13% | +265 |
| GENERAL AMERN INVS CO INC(GAM) | 0 | 5,300 | +5,300 | 0 | 247 | 0.12% | +247 |
| TORTOISE PIPELINE & ENERGY F | 0 | 7,753 | +7,753 | 0 | 245 | 0.12% | +245 |
| TORTOISE MIDSTRM ENERGY FD I | 0 | 6,220 | +6,220 | 0 | 238 | 0.11% | +238 |
| EAGLE CAP GROWTH FD INC | 25,790 | 48,158 | +22,368 | 244 | 459 | 0.22% | +215 |
| ELLSWORTH GROWTH & INCOME FD(ECF) | 0 | 26,176 | +26,176 | 0 | 213 | 0.10% | +213 |
| PRICE T ROWE GROUP INC(TROW) | 0 | 1,690 | +1,690 | 0 | 206 | 0.10% | +206 |
| BNY MELLON STRATEGIC MUN BD | 0 | 32,630 | +32,630 | 0 | 191 | 0.09% | +191 |
| ALPHABET INC(GOOG) | 16,781 | 16,756 | -25 | 2,344 | 2,529 | 1.22% | +185 |
| TRACTOR SUPPLY CO(TSCO) | 3,658 | 3,658 | 0 | 787 | 957 | 0.46% | +171 |
| EXXON MOBIL CORP | 10,474 | 10,474 | 0 | 1,047 | 1,217 | 0.59% | +170 |
| NETAPP INC(NTAP) | 8,699 | 8,699 | 0 | 767 | 913 | 0.44% | +146 |
| JPMORGAN CHASE & CO(JPM) | 4,601 | 4,581 | -20 | 783 | 918 | 0.44% | +135 |
| TORTOISE ENERGY INDEPENDENC | 26,480 | 26,480 | 0 | 759 | 893 | 0.43% | +134 |
| FLAHERTY & CRUMRINE PFD INCO | 132,281 | 140,611 | +8,330 | 1,053 | 1,187 | 0.57% | +134 |
| NEUBERGER BERMAN NEXT GENERA(NBXG) | 160,000 | 160,000 | 0 | 1,749 | 1,880 | 0.90% | +131 |
| CLOUGH GLOBAL DIVID & INCOME(GLV) | 278,767 | 278,867 | +100 | 1,435 | 1,559 | 0.75% | +124 |
| NVIDIA CORPORATION(NVDA) | 2,272 | 1,375 | -897 | 1,125 | 1,243 | 0.60% | +117 |
| QUALCOMM INC(QCOM) | 4,744 | 4,744 | 0 | 686 | 803 | 0.39% | +117 |
| TAIWAN SEMICONDUCTOR MFG LTD(TSM) | 3,523 | 3,523 | 0 | 366 | 479 | 0.23% | +113 |
| WALMART INC(WMT) | 3,548 | 11,117 | +7,569 | 559 | 669 | 0.32% | +110 |
| LOWES COS INC(LOW) | 3,298 | 3,298 | 0 | 734 | 840 | 0.40% | +106 |
| FEDEX CORP(FDX) | 2,843 | 2,843 | 0 | 719 | 824 | 0.40% | +105 |
| NEUBERGER BERMAN MUN FD INC(NBH) | 127,508 | 135,900 | +8,392 | 1,320 | 1,423 | 0.68% | +103 |
| BERKSHIRE HATHAWAY INC DEL | 1,649 | 1,640 | -9 | 588 | 690 | 0.33% | +102 |
| BNY MELLON STRATEGIC MUNS IN(LEO) | 264,388 | 270,000 | +5,612 | 1,549 | 1,647 | 0.79% | +98 |
| COSTCO WHSL CORP NEW(COST) | 1,324 | 1,318 | -6 | 874 | 966 | 0.46% | +92 |
| FISERV INC(FISV) | 3,248 | 3,248 | 0 | 431 | 519 | 0.25% | +88 |
| NUVEEN MISSOURI QLT MUN INC COM | 27,050 | 34,880 | +7,830 | 271 | 354 | 0.17% | +83 |
| LINCOLN NATL CORP IND(LNC) | 16,500 | 16,500 | 0 | 445 | 527 | 0.25% | +82 |
| CLOUGH GLOBAL EQUITY FD COM | 67,752 | 73,483 | +5,731 | 401 | 478 | 0.23% | +77 |
| VISA INC(V) | 4,327 | 4,310 | -17 | 1,127 | 1,203 | 0.58% | +76 |
| FS CREDIT OPPORTUNITIES CORP(FSCO) | 329,852 | 328,000 | -1,852 | 1,870 | 1,945 | 0.94% | +75 |
| JOHNSON CTLS INTL PLC SHS | 9,705 | 9,705 | 0 | 559 | 634 | 0.30% | +75 |
| MASTERCARD INCORPORATED(MA) | 1,328 | 1,328 | 0 | 566 | 640 | 0.31% | +73 |
| TEMPLETON EMERGING MKTS INCO(TEI) | 218,151 | 218,151 | 0 | 1,113 | 1,185 | 0.57% | +72 |
| AECOM(ACM) | 12,611 | 12,611 | 0 | 1,166 | 1,237 | 0.59% | +71 |
| MEXICO EQUITY & INCOME FD(MXE) | 183,212 | 183,212 | 0 | 2,052 | 2,118 | 1.02% | +66 |
| VANGUARD WORLD FD FINANCIALS ETF | 5,871 | 5,871 | 0 | 542 | 601 | 0.29% | +59 |
| HOME DEPOT INC(HD) | 1,671 | 1,664 | -7 | 579 | 638 | 0.31% | +59 |
| MORGAN STANLEY INDIA INVT FD(IIF) | 37,950 | 37,950 | 0 | 815 | 871 | 0.42% | +56 |
| RIVERNORTH DOUBLELINE STRATE(OPP) | 195,000 | 195,000 | 0 | 1,630 | 1,681 | 0.81% | +51 |
| NUVEEN MUNICIPAL CREDIT INC(NZF) | 120,447 | 120,447 | 0 | 1,424 | 1,474 | 0.71% | +51 |
| SCHWAB CHARLES CORP(SCHW) | 12,550 | 12,550 | 0 | 863 | 908 | 0.44% | +44 |
| NUVEEN VIRGINIA QLTY MUNCPL(NPV) | 150,143 | 150,143 | 0 | 1,619 | 1,662 | 0.80% | +44 |
| VANGUARD INDEX FDS | 719 | 742 | +23 | 314 | 357 | 0.17% | +43 |
| ALLSPRING GLOBAL DIVIDEND OP(EOD) | 20,711 | 27,511 | +6,800 | 90 | 132 | 0.06% | +42 |
| SPDR S&P 500 ETF TR(SPY) | 579 | 607 | +28 | 275 | 318 | 0.15% | +42 |
| NUVEEN ARIZONA QLTY MUN INC(NAZ) | 148,851 | 148,851 | 0 | 1,594 | 1,634 | 0.79% | +40 |
| NUVEEN AMT FREE MUN CR INC F(NVG) | 110,000 | 110,000 | 0 | 1,300 | 1,337 | 0.64% | +36 |
| NUVEEN CORE PLUS IMPACT FUND(NPCT) | 130,000 | 130,000 | 0 | 1,310 | 1,346 | 0.65% | +35 |
| JAPAN SMALLER CAPITALIZATION(JOF) | 83,137 | 83,137 | 0 | 631 | 663 | 0.32% | +32 |
| MATTHEWS ASIA FDS | 17,928 | 17,928 | 0 | 420 | 452 | 0.22% | +32 |
| ELEVANCE HEALTH INC(ELV) | 2,887 | 2,687 | -200 | 1,361 | 1,393 | 0.67% | +32 |
| DIMENSIONAL ETF TRUST EMERGING MKTS VA | 40,360 | 40,360 | 0 | 1,017 | 1,048 | 0.50% | +31 |
| NUVEEN MASSACHUSETS QLT MUN | 72,634 | 72,634 | 0 | 763 | 793 | 0.38% | +30 |