Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q2 2023 ▲▼ | Q3 2023 ▲▼ | Change ▲▼ | Q2 2023 ▲▼ | Q3 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| BROOKFIELD REAL ASSETS INCOM | 0 | 115,000 | +115,000 | 0 | 1,409 | 0.99% | +1,409 |
| TAIWAN FD INC | 0 | 45,000 | +45,000 | 0 | 1,349 | 0.95% | +1,349 |
| FIRST TR SPECIALTY FIN & FIN | 0 | 242,712 | +242,712 | 0 | 818 | 0.58% | +818 |
| AMERICAN WELL CORP | 0 | 489,570 | +489,570 | 0 | 573 | 0.40% | +573 |
| ECOFIN SUSTAINABLE AND SOCIA | 0 | 61,974 | +61,974 | 0 | 742 | 0.52% | +742 |
| ABRDN NATL MUN INCOME FD | 82,036 | 148,420 | +66,384 | 824 | 1,278 | 0.90% | +454 |
| NUVEEN ARIZONA QLTY MUN INC(NAZ) | 70,709 | 122,133 | +51,424 | 760 | 1,176 | 0.83% | +416 |
| FS CREDIT OPPORTUNITIES CORP(FSCO) | 620,000 | 620,000 | 0 | 2,945 | 3,360 | 2.37% | +415 |
| VANGUARD INDEX FDS | 0 | 803 | +803 | 0 | 315 | 0.22% | +315 |
| DESTRA MULTI-ALTERNATIVE FD | 264,614 | 268,000 | +3,386 | 1,326 | 1,603 | 1.13% | +277 |
| CLOUGH GLOBAL OPPORTUNITIES | 0 | 54,553 | +54,553 | 0 | 242 | 0.17% | +242 |
| CLOUGH GLOBAL EQUITY FD COM | 0 | 44,080 | +44,080 | 0 | 242 | 0.17% | +242 |
| VANGUARD INDEX FDS | 0 | 858 | +858 | 0 | 234 | 0.16% | +234 |
| NUVEEN FLOATING RATE INCOME(JFR) | 0 | 26,646 | +26,646 | 0 | 219 | 0.15% | +219 |
| CLOUGH GLOBAL DIVID & INCOME | 0 | 43,630 | +43,630 | 0 | 217 | 0.15% | +217 |
| DIMENSIONAL ETF TRUST EMGR CRE EQT MNG | 0 | 9,602 | +9,602 | 0 | 217 | 0.15% | +217 |
| VANGUARD BD INDEX FDS | 28,100 | 31,878 | +3,778 | 2,114 | 2,305 | 1.63% | +191 |
| VANGUARD TAX-MANAGED FDS | 20,857 | 25,838 | +4,981 | 963 | 1,130 | 0.80% | +166 |
| SEVEN HILLS REALTY TRUST | 200,000 | 200,000 | 0 | 2,052 | 2,184 | 1.54% | +132 |
| FLAHERTY & CRUMRINE PFD INCO | 0 | 17,450 | +17,450 | 0 | 130 | 0.09% | +130 |
| SPROUTS FMRS MKT INC(SFM) | 18,450 | 18,450 | 0 | 678 | 790 | 0.56% | +112 |
| EXXON MOBIL CORP | 10,474 | 10,474 | 0 | 1,123 | 1,232 | 0.87% | +108 |
| PIMCO CALIF MUN INCOME FD II | 0 | 17,408 | +17,408 | 0 | 87 | 0.06% | +87 |
| EATON CORP PLC(ETN) | 5,145 | 5,145 | 0 | 1,035 | 1,097 | 0.77% | +63 |
| HIGHLAND GLOBAL ALLOCATION F | 150,000 | 170,000 | +20,000 | 1,298 | 1,360 | 0.96% | +63 |
| BLACKROCK VA MUN BD TR | 0 | 34,900 | +34,900 | 0 | 325 | 0.23% | +325 |
| FEDEX CORP(FDX) | 2,843 | 2,843 | 0 | 705 | 753 | 0.53% | +48 |
| PIONEER FLOATING RATE FUND I | 121,814 | 121,814 | 0 | 1,057 | 1,098 | 0.77% | +40 |
| US BANCORP DEL(USB) | 0 | 15,490 | +15,490 | 0 | 512 | 0.36% | +512 |
| COSTCO WHSL CORP NEW(COST) | 1,318 | 1,318 | 0 | 710 | 745 | 0.53% | +35 |
| CLEARBRIDGE MLP AND MIDSTRM | 58,000 | 58,000 | 0 | 2,011 | 2,043 | 1.44% | +32 |
| ENERGY FUELS INC(UUUU) | 0 | 16,248 | +16,248 | 0 | 134 | 0.09% | +134 |
| EAGLE CAP GROWTH FD INC | 0 | 27,862 | +27,862 | 0 | 240 | 0.17% | +240 |
| NUTRIEN LTD(NTR) | 10,256 | 10,256 | 0 | 606 | 633 | 0.45% | +28 |
| WAVE LIFE SCIENCES LTD(WVE) | 0 | 12,013 | +12,013 | 0 | 69 | 0.05% | +69 |
| INTEL CORP(INTC) | 0 | 10,798 | +10,798 | 0 | 384 | 0.27% | +384 |
| CHEVRON CORP NEW(CVX) | 0 | 2,340 | +2,340 | 0 | 395 | 0.28% | +395 |
| ANGEL OAK FINL STRATEGIES IN | 80,000 | 80,000 | 0 | 945 | 963 | 0.68% | +18 |
| CISCO SYS INC(CSCO) | 0 | 8,102 | +8,102 | 0 | 436 | 0.31% | +436 |
| WALMART INC(WMT) | 0 | 3,539 | +3,539 | 0 | 566 | 0.40% | +566 |
| MORGAN STANLEY EMKT DBT FD I | 117,137 | 117,137 | 0 | 754 | 760 | 0.54% | +6 |
| CVS HEALTH CORP(CVS) | 8,391 | 8,391 | 0 | 580 | 586 | 0.41% | +6 |
| NUVEEN VRIABL RAT PFD & INM | 0 | 30,303 | +30,303 | 0 | 475 | 0.34% | +475 |
| MASTERCARD INCORPORATED(MA) | 0 | 1,325 | +1,325 | 0 | 525 | 0.37% | +525 |
| DIMENSIONAL ETF TRUST INTL SMALL CAP V | 0 | 21,100 | +21,100 | 0 | 502 | 0.35% | +502 |
| KAYNE ANDERSON NEXTGEN ENRGY | 0 | 43,219 | +43,219 | 0 | 308 | 0.22% | +308 |
| DIMENSIONAL ETF TRUST SHOR DUR FIX ETF | 0 | 6,500 | +6,500 | 0 | 301 | 0.21% | +301 |
| PIONEER HIGH INCOME FUND INC | 0 | 27,064 | +27,064 | 0 | 182 | 0.13% | +182 |
| NOVAGOLD RES INC | 0 | 10,000 | +10,000 | 0 | 38 | 0.03% | +38 |
| JPMORGAN CHASE & CO(JPM) | 4,581 | 4,581 | 0 | 666 | 664 | 0.47% | -2 |
| UNION PAC CORP(UNP) | 0 | 2,291 | +2,291 | 0 | 467 | 0.33% | +467 |
| WISDOMTREE TR(WT) | 0 | 11,518 | +11,518 | 0 | 533 | 0.38% | +533 |
| TORTOISE ENERGY INFRA CORP(TYG) | 23,024 | 23,024 | 0 | 669 | 665 | 0.47% | -3 |
| PROCTER AND GAMBLE CO(PG) | 0 | 1,672 | +1,672 | 0 | 244 | 0.17% | +244 |
| FRANKLIN TEMPLETON ETF TR INTL AGGREGTE BD | 0 | 15,600 | +15,600 | 0 | 303 | 0.21% | +303 |
| NETAPP INC(NTAP) | 8,699 | 8,699 | 0 | 665 | 660 | 0.47% | -5 |
| J P MORGAN EXCHANGE TRADED F INCOME ETF | 0 | 6,700 | +6,700 | 0 | 297 | 0.21% | +297 |
| VANGUARD WORLD FDS FINANCIALS ETF | 0 | 5,871 | +5,871 | 0 | 472 | 0.33% | +472 |
| INVESCO QQQ TR | 0 | 598 | +598 | 0 | 214 | 0.15% | +214 |
| NEW AMER HIGH INCOME FD INC | 0 | 38,684 | +38,684 | 0 | 251 | 0.18% | +251 |
| ISHARES TR | 0 | 752 | +752 | 0 | 200 | 0.14% | +200 |
| SPDR S&P 500 ETF TR(SPY) | 0 | 512 | +512 | 0 | 219 | 0.15% | +219 |
| VANGUARD INDEX FDS | 0 | 995 | +995 | 0 | 211 | 0.15% | +211 |
| DIMENSIONAL ETF TRUST US COR EQU 2 ETF | 0 | 9,248 | +9,248 | 0 | 242 | 0.17% | +242 |
| NORTHROP GRUMMAN CORP(NOC) | 0 | 515 | +515 | 0 | 227 | 0.16% | +227 |
| VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD | 0 | 4,000 | +4,000 | 0 | 301 | 0.21% | +301 |
| DIMENSIONAL ETF TRUST CORE FIXE IN ETF | 0 | 7,200 | +7,200 | 0 | 291 | 0.21% | +291 |
| VANGUARD INTL EQUITY INDEX F | 0 | 7,100 | +7,100 | 0 | 278 | 0.20% | +278 |
| FIRST TR HIGH YIELD OPPRT 20 | 0 | 26,877 | +26,877 | 0 | 358 | 0.25% | +358 |
| ROYCE VALUE TR INC(RVT) | 0 | 13,382 | +13,382 | 0 | 172 | 0.12% | +172 |
| ISHARES TR | 0 | 2,330 | +2,330 | 0 | 354 | 0.25% | +354 |
| STARBUCKS CORP(SBUX) | 7,904 | 8,425 | +521 | 783 | 769 | 0.54% | -14 |
| HOME DEPOT INC(HD) | 0 | 1,664 | +1,664 | 0 | 503 | 0.35% | +503 |
| EATON VANCE CALIF MUN BD FD | 0 | 18,170 | +18,170 | 0 | 148 | 0.10% | +148 |
| FRANKLIN LTD DURATION INCOME(FTF) | 159,668 | 159,668 | 0 | 987 | 972 | 0.69% | -14 |
| PIONEER MUNICIPAL HIGH INCOM | 0 | 11,368 | +11,368 | 0 | 82 | 0.06% | +82 |
| CENTRAL & EASTERN EUROPE FD(CEE) | 0 | 33,995 | +33,995 | 0 | 292 | 0.21% | +292 |
| ROYCE MICRO-CAP TR INC | 0 | 36,519 | +36,519 | 0 | 302 | 0.21% | +302 |
| JOHNSON & JOHNSON(JNJ) | 0 | 1,820 | +1,820 | 0 | 284 | 0.20% | +284 |
| VISA INC(V) | 4,250 | 4,310 | +60 | 1,009 | 991 | 0.70% | -18 |
| MATTHEWS ASIA FDS | 0 | 11,700 | +11,700 | 0 | 308 | 0.22% | +308 |
| VIRTUS GLOBAL MULTI-SECTOR I | 145,000 | 145,000 | 0 | 1,083 | 1,064 | 0.75% | -19 |
| STERIS PLC(STE) | 3,397 | 3,397 | 0 | 764 | 745 | 0.53% | -19 |
| NUVEEN MORTGAGE AND INCOME F | 84,000 | 84,000 | 0 | 1,354 | 1,334 | 0.94% | -20 |
| AECOM(ACM) | 12,611 | 12,611 | 0 | 1,068 | 1,047 | 0.74% | -21 |
| GENTHERM INC(THRM) | 0 | 9,446 | +9,446 | 0 | 513 | 0.36% | +513 |
| DWS STRATEGIC MUN INCOME TR | 0 | 22,808 | +22,808 | 0 | 172 | 0.12% | +172 |
| MATTHEWS ASIA FDS | 0 | 16,100 | +16,100 | 0 | 360 | 0.25% | +360 |
| BNY MELLON MUN INCOME INC | 0 | 37,322 | +37,322 | 0 | 212 | 0.15% | +212 |
| SCHWAB CHARLES CORP(SCHW) | 11,145 | 11,080 | -65 | 632 | 608 | 0.43% | -23 |
| WESTERN ASSET EMERGING MKTS COM | 80,347 | 80,347 | 0 | 693 | 667 | 0.47% | -26 |
| DIMENSIONAL ETF TRUST EMERGING MKTS VA | 38,600 | 38,600 | 0 | 941 | 914 | 0.64% | -27 |
| VANGUARD INTL EQUITY INDEX F | 6,321 | 6,321 | 0 | 698 | 671 | 0.47% | -27 |
| MEXICO FD INC | 90,000 | 90,000 | 0 | 1,510 | 1,482 | 1.05% | -28 |
| ISHARES TR | 6,233 | 6,233 | 0 | 791 | 762 | 0.54% | -29 |
| VANGUARD INDEX FDS | 5,046 | 5,046 | 0 | 835 | 805 | 0.57% | -30 |
| INVESCO CALIF VALUE MUN INCO | 0 | 26,088 | +26,088 | 0 | 220 | 0.16% | +220 |
| ISHARES TR | 18,992 | 18,992 | 0 | 751 | 721 | 0.51% | -31 |
| MFS INVT GRADE MUN TR SH BEN INT | 113,651 | 113,651 | 0 | 836 | 804 | 0.57% | -32 |
| MFS HIGH YIELD MUN TR | 385,623 | 385,623 | 0 | 1,242 | 1,207 | 0.85% | -35 |