Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q2 2024 ▲▼ | Q3 2024 ▲▼ | Change ▲▼ | Q2 2024 ▲▼ | Q3 2024 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| PUTNAM MUN OPPORTUNITIES TR(PMO) | 0 | 190,000 | +190,000 | 0 | 2,071 | 1.01% | +2,071 |
| PIMCO NEW YORK MUN INCOME FD | 83,236 | 230,000 | +146,764 | 651 | 1,909 | 0.93% | +1,258 |
| CLEARBRIDGE ENERGY MIDSTRM O(EMO) | 0 | 28,653 | +28,653 | 0 | 1,209 | 0.59% | +1,209 |
| PIMCO NEW YORK MUN FD II(PNI) | 128,524 | 250,000 | +121,476 | 952 | 1,973 | 0.96% | +1,020 |
| APPLE INC(AAPL) | 43,369 | 43,480 | +111 | 9,134 | 10,131 | 4.93% | +997 |
| MORGAN STANLEY CHINA A SH FD | 184,997 | 233,000 | +48,003 | 2,174 | 3,155 | 1.53% | +981 |
| PROCEPT BIOROBOTICS CORP(PRCT) | 0 | 10,468 | +10,468 | 0 | 839 | 0.41% | +839 |
| VANGUARD INDEX FDS | 7,216 | 10,415 | +3,199 | 1,317 | 2,091 | 1.02% | +774 |
| ISHARES TR CORE DIV GRWTH | 131,042 | 132,387 | +1,345 | 7,549 | 8,299 | 4.04% | +750 |
| ABRDN JAPAN EQUITY FUND INC | 57,853 | 172,000 | +114,147 | 340 | 1,075 | 0.52% | +735 |
| VANGUARD INDEX FDS | 6,711 | 9,000 | +2,289 | 1,679 | 2,406 | 1.17% | +728 |
| PIMCO CALIF MUN INCOME FD COM | 0 | 71,705 | +71,705 | 0 | 714 | 0.35% | +714 |
| SPROUTS FMRS MKT INC(SFM) | 18,450 | 18,450 | 0 | 1,544 | 2,037 | 0.99% | +494 |
| COSTCO WHSL CORP NEW(COST) | 1,318 | 1,818 | +500 | 1,120 | 1,612 | 0.78% | +491 |
| NEXPOINT DIVERSIFIED REL ET(NXDT) | 504,948 | 515,204 | +10,256 | 2,792 | 3,220 | 1.57% | +428 |
| FLAHERTY & CRUMRINE PFD SECS | 0 | 23,907 | +23,907 | 0 | 392 | 0.19% | +392 |
| FULCRUM THERAPEUTICS INC(FULC) | 0 | 106,717 | +106,717 | 0 | 381 | 0.19% | +381 |
| BOX INC(BOX) | 0 | 11,500 | +11,500 | 0 | 376 | 0.18% | +376 |
| ISHARES TR FUTU AI TECH ETF | 0 | 10,922 | +10,922 | 0 | 374 | 0.18% | +374 |
| TORTOISE ENERGY INFRA CORP(TYG) | 80,000 | 80,000 | 0 | 2,790 | 3,140 | 1.53% | +350 |
| ECOFIN SUSTAINABLE AND SOCIA | 227,000 | 227,000 | 0 | 2,613 | 2,962 | 1.44% | +350 |
| WESTERN AST INFL LKD OPP & I(WIW) | 199,617 | 231,033 | +31,416 | 1,699 | 2,042 | 0.99% | +344 |
| TRANSMEDICS GROUP INC(TMDX) | 3,000 | 5,000 | +2,000 | 452 | 785 | 0.38% | +333 |
| PIMCO CALIF MUN INCOME FD II | 328,504 | 358,504 | +30,000 | 1,922 | 2,251 | 1.09% | +330 |
| JAPAN SMALLER CAPITALIZATION(JOF) | 246,456 | 263,808 | +17,352 | 1,868 | 2,182 | 1.06% | +314 |
| ASCENDIS PHARMA A/S(ASND) | 34,729 | 33,684 | -1,045 | 4,736 | 5,029 | 2.45% | +293 |
| ABRDN INCOME CREDIT STRATEGI | 0 | 43,380 | +43,380 | 0 | 287 | 0.14% | +287 |
| MEXICO FD INC(MXF) | 153,000 | 181,000 | +28,000 | 2,448 | 2,731 | 1.33% | +283 |
| TESLA INC(TSLA) | 0 | 1,002 | +1,002 | 0 | 262 | 0.13% | +262 |
| EUROPEAN EQUITY FD INC(EEA) | 38,041 | 61,809 | +23,768 | 342 | 580 | 0.28% | +238 |
| DESTRA MULTI-ALTERNATIVE FD(DMA) | 395,307 | 395,307 | 0 | 3,190 | 3,427 | 1.67% | +237 |
| SRH TOTAL RETURN FUND INC(STEW) | 180,000 | 180,000 | 0 | 2,619 | 2,844 | 1.38% | +225 |
| META PLATFORMS INC(META) | 3,296 | 3,296 | 0 | 1,662 | 1,887 | 0.92% | +225 |
| VANGUARD WORLD FD INF TECH ETF | 0 | 362 | +362 | 0 | 212 | 0.10% | +212 |
| BANK NEW YORK MELLON CORP | 0 | 2,940 | +2,940 | 0 | 211 | 0.10% | +211 |
| FLAHERTY & CRUMRINE PFD INCO(PFD) | 140,368 | 140,108 | -260 | 1,465 | 1,674 | 0.81% | +209 |
| AECOM(ACM) | 12,611 | 12,611 | 0 | 1,112 | 1,302 | 0.63% | +191 |
| CHINA FD INC | 0 | 13,924 | +13,924 | 0 | 177 | 0.09% | +177 |
| VERONA PHARMA PLC | 34,400 | 23,400 | -11,000 | 497 | 673 | 0.33% | +176 |
| MORGAN STANLEY EMERGING MKTS(EDD) | 361,421 | 361,421 | 0 | 1,648 | 1,822 | 0.89% | +173 |
| FLAHERTY & CRUMRINE TOTAL RE(FLC) | 95,300 | 95,300 | 0 | 1,481 | 1,648 | 0.80% | +167 |
| LOWES COS INC(LOW) | 3,298 | 3,298 | 0 | 727 | 893 | 0.43% | +166 |
| NEW GERMANY FD INC(GF) | 75,215 | 84,921 | +9,706 | 612 | 758 | 0.37% | +146 |
| EAGLE CAP GROWTH FD INC | 48,778 | 59,769 | +10,991 | 451 | 591 | 0.29% | +140 |
| LOCKHEED MARTIN CORP(LMT) | 1,181 | 1,182 | +1 | 552 | 691 | 0.34% | +139 |
| GABELLI HLTHCARE & WELLNESS(GRX) | 101,196 | 101,196 | 0 | 969 | 1,108 | 0.54% | +139 |
| NVIDIA CORPORATION(NVDA) | 7,228 | 8,478 | +1,250 | 893 | 1,030 | 0.50% | +137 |
| PGIM SHORT DUR HIG YLD OPP F(SDHY) | 98,000 | 98,000 | 0 | 1,502 | 1,639 | 0.80% | +136 |
| WESTERN ASST INFLTN LKD INM COM SH BEN INT | 40,823 | 53,254 | +12,431 | 327 | 455 | 0.22% | +128 |
| MORGAN STANLEY INDIA INVT FD(IIF) | 37,950 | 37,950 | 0 | 1,015 | 1,142 | 0.56% | +126 |
| INVESCO QQQ TR | 599 | 836 | +237 | 287 | 408 | 0.20% | +121 |
| HIGHLAND GLOBAL ALLOCATION F(HGLB) | 362,300 | 362,300 | 0 | 2,728 | 2,848 | 1.38% | +120 |
| VANGUARD BD INDEX FDS | 33,990 | 33,990 | 0 | 2,546 | 2,664 | 1.30% | +118 |
| CENTRAL SECS CORP(CET) | 60,000 | 60,000 | 0 | 2,641 | 2,750 | 1.34% | +109 |
| SOFI TECHNOLOGIES INC(SOFI) | 87,038 | 87,038 | 0 | 575 | 684 | 0.33% | +109 |
| JOHNSON CTLS INTL PLC SHS | 9,705 | 9,705 | 0 | 645 | 753 | 0.37% | +108 |
| BROOKFIELD REAL ASSETS INCOM(RA) | 115,000 | 115,000 | 0 | 1,467 | 1,576 | 0.77% | +108 |
| BNY MELLON STRATEGIC MUNS IN(LEO) | 273,100 | 273,100 | 0 | 1,671 | 1,778 | 0.86% | +107 |
| HOME DEPOT INC(HD) | 1,732 | 1,732 | 0 | 596 | 702 | 0.34% | +106 |
| BERKSHIRE HATHAWAY INC DEL | 1,640 | 1,676 | +36 | 667 | 771 | 0.38% | +104 |
| FLAHERTY & CRUMRINE PFD INCO | 177,623 | 170,775 | -6,848 | 1,504 | 1,607 | 0.78% | +103 |
| FISERV INC(FISV) | 3,248 | 3,248 | 0 | 484 | 584 | 0.28% | +99 |
| DIMENSIONAL ETF TRUST INTL SMALL CAP V | 44,100 | 44,100 | 0 | 1,187 | 1,282 | 0.62% | +95 |
| EATON CORP PLC(ETN) | 5,145 | 5,145 | 0 | 1,613 | 1,705 | 0.83% | +92 |
| BRANDYWINEGBL GBL INCM OPP F(BWG) | 149,900 | 149,900 | 0 | 1,238 | 1,325 | 0.64% | +87 |
| RIVERNORTH DOUBLELINE STRATE(OPP) | 195,000 | 195,000 | 0 | 1,687 | 1,770 | 0.86% | +83 |
| PIMCO NEW YORK MUN INCOME FD | 140,000 | 143,602 | +3,602 | 826 | 905 | 0.44% | +79 |
| STERIS PLC(STE) | 3,397 | 3,397 | 0 | 746 | 824 | 0.40% | +78 |
| TRACTOR SUPPLY CO(TSCO) | 3,658 | 3,658 | 0 | 988 | 1,064 | 0.52% | +77 |
| BLACKROCK MUNIHLDGS NJ QLTY(MUJ) | 100,700 | 100,700 | 0 | 1,147 | 1,221 | 0.59% | +75 |
| ISHARES TR | 14,300 | 14,304 | +4 | 1,265 | 1,339 | 0.65% | +73 |
| HIGHLAND OPPORTUNITIES | 435,000 | 455,065 | +20,065 | 2,719 | 2,790 | 1.36% | +71 |
| UNITEDHEALTH GROUP INC(UNH) | 930 | 930 | 0 | 474 | 544 | 0.26% | +70 |
| MASTERCARD INCORPORATED(MA) | 1,328 | 1,328 | 0 | 586 | 656 | 0.32% | +70 |
| ISHARES TR | 23,116 | 22,990 | -126 | 985 | 1,054 | 0.51% | +70 |
| ISHARES TR CORE MSCI INTL | 9,185 | 9,488 | +303 | 603 | 672 | 0.33% | +69 |
| SCHWAB CHARLES CORP(SCHW) | 12,150 | 14,859 | +2,709 | 895 | 963 | 0.47% | +68 |
| MFS HIGH YIELD MUN TR | 286,058 | 286,058 | 0 | 981 | 1,048 | 0.51% | +67 |
| BLACKROCK MUNIYIELD MICH QU(MIY) | 110,749 | 110,749 | 0 | 1,267 | 1,330 | 0.65% | +63 |
| ISHARES TR | 764 | 907 | +143 | 278 | 340 | 0.17% | +62 |
| VANGUARD WORLD FD FINANCIALS ETF | 5,871 | 5,871 | 0 | 586 | 645 | 0.31% | +59 |
| NEUBERGER BERMAN MUN FD INC(NBH) | 135,900 | 135,900 | 0 | 1,451 | 1,510 | 0.73% | +58 |
| VANGUARD INDEX FDS | 766 | 835 | +69 | 383 | 441 | 0.21% | +58 |
| DEERE & CO(DE) | 1,282 | 1,282 | 0 | 479 | 535 | 0.26% | +56 |
| VISA INC(V) | 4,310 | 4,310 | 0 | 1,131 | 1,185 | 0.58% | +54 |
| CLOUGH GLOBAL DIVID & INCOME(GLV) | 278,867 | 278,867 | 0 | 1,590 | 1,643 | 0.80% | +53 |
| UNION PAC CORP(UNP) | 2,291 | 2,291 | 0 | 518 | 565 | 0.27% | +46 |
| WALMART INC(WMT) | 12,017 | 10,617 | -1,400 | 814 | 857 | 0.42% | +44 |
| BLACKROCK MUN TARGET TERM TR(BTT) | 49,697 | 49,697 | 0 | 1,032 | 1,074 | 0.52% | +42 |
| VANGUARD TAX-MANAGED FDS | 12,164 | 12,164 | 0 | 601 | 642 | 0.31% | +41 |
| VIRTUS GLOBAL MULTI-SECTOR I(VGI) | 77,022 | 77,022 | 0 | 583 | 623 | 0.30% | +40 |
| VANECK ETF TRUST JP MRGAN EM LOC | 24,900 | 24,900 | 0 | 592 | 632 | 0.31% | +40 |
| WAVE LIFE SCIENCES LTD(WVE) | 14,063 | 13,463 | -600 | 70 | 110 | 0.05% | +40 |
| JPMORGAN CHASE & CO.(JPM) | 4,581 | 4,581 | 0 | 927 | 966 | 0.47% | +39 |
| DIMENSIONAL ETF TRUST EMERGING MKTS VA | 40,360 | 40,360 | 0 | 1,110 | 1,149 | 0.56% | +39 |
| ABDRN EMRG MKTS EQTY INCM FD(AEF) | 105,486 | 105,486 | 0 | 557 | 594 | 0.29% | +37 |
| CLOUGH GLOBAL OPPORTUNITIES | 503,202 | 503,202 | 0 | 2,707 | 2,742 | 1.33% | +35 |
| VANGUARD INDEX FDS | 923 | 996 | +73 | 201 | 236 | 0.11% | +35 |
| US BANCORP DEL(USB) | 13,290 | 12,290 | -1,000 | 528 | 562 | 0.27% | +34 |
| BLACKROCK MUNIHLDNGS CALI QL(MUC) | 78,600 | 78,600 | 0 | 872 | 905 | 0.44% | +33 |