Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q3 2023 ▲▼ | Q4 2023 ▲▼ | Change ▲▼ | Q3 2023 ▲▼ | Q4 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| APPLE INC(AAPL) | 36,509 | 45,302 | +8,793 | 6,251 | 8,722 | 4.65% | +2,471 |
| MICROSOFT CORP(MSFT) | 15,058 | 18,585 | +3,527 | 4,754 | 6,989 | 3.72% | +2,234 |
| SRH TOTAL RETURN FUND INC(STEW) | 0 | 155,000 | +155,000 | 0 | 2,150 | 1.15% | +2,150 |
| NEUBERGER BERMAN ENERGY INFR(NML) | 0 | 295,359 | +295,359 | 0 | 2,032 | 1.08% | +2,032 |
| KOREA FD INC(KF) | 0 | 86,005 | +86,005 | 0 | 2,013 | 1.07% | +2,013 |
| ASCENDIS PHARMA A/S(ASND) | 26,255 | 34,635 | +8,380 | 2,459 | 4,362 | 2.32% | +1,904 |
| HERZFELD CARIBBEAN BASIN FD(HERZ) | 189,747 | 899,494 | +709,747 | 634 | 2,501 | 1.33% | +1,867 |
| HIGHLAND OPPORTUNITIES | 1,423 | 285,000 | +283,577 | 416 | 2,192 | 1.17% | +1,776 |
| NUVEEN VIRGINIA QLTY MUNCPL(NPV) | 0 | 150,143 | +150,143 | 0 | 1,619 | 0.86% | +1,619 |
| LAM RESEARCH CORP(LRCX) | 2,272 | 3,855 | +1,583 | 1,424 | 3,019 | 1.61% | +1,595 |
| BNY MELLON STRATEGIC MUNS IN(LEO) | 0 | 264,388 | +264,388 | 0 | 1,549 | 0.83% | +1,549 |
| PIMCO CALIF MUN INCOME FD II | 17,408 | 268,583 | +251,175 | 87 | 1,558 | 0.83% | +1,470 |
| BNY MELLON MUN BD INFRASTRUC(DMB) | 0 | 140,000 | +140,000 | 0 | 1,443 | 0.77% | +1,443 |
| ECOFIN SUSTAINABLE AND SOCIA | 61,974 | 180,000 | +118,026 | 742 | 2,108 | 1.12% | +1,365 |
| NEUBERGER BERMAN MUN FD INC(NBH) | 0 | 127,508 | +127,508 | 0 | 1,320 | 0.70% | +1,320 |
| CLOUGH GLOBAL OPPORTUNITIES | 54,553 | 319,331 | +264,778 | 242 | 1,501 | 0.80% | +1,259 |
| CLOUGH GLOBAL DIVID & INCOME(GLV) | 43,630 | 278,767 | +235,137 | 217 | 1,435 | 0.76% | +1,218 |
| NVIDIA CORPORATION(NVDA) | 0 | 2,272 | +2,272 | 0 | 1,125 | 0.60% | +1,125 |
| AMAZON COM INC(AMZN) | 9,148 | 15,034 | +5,886 | 1,163 | 2,284 | 1.22% | +1,121 |
| TEMPLETON EMERGING MKTS INCO(TEI) | 0 | 218,151 | +218,151 | 0 | 1,113 | 0.59% | +1,113 |
| TORTOISE ENERGY INFRA CORP(TYG) | 23,024 | 58,814 | +35,790 | 665 | 1,692 | 0.90% | +1,027 |
| BLACKROCK SCIENCE & TECHNOLO(BSTZ) | 80,000 | 135,000 | +55,000 | 1,320 | 2,256 | 1.20% | +936 |
| KAYNE ANDERSON ENERGY INFRST(KYN) | 0 | 105,311 | +105,311 | 0 | 925 | 0.49% | +925 |
| FLAHERTY & CRUMRINE PFD INCO | 17,450 | 132,281 | +114,831 | 130 | 1,053 | 0.56% | +923 |
| HIGHLAND GLOBAL ALLOCATION F(HGLB) | 170,000 | 289,000 | +119,000 | 1,360 | 2,272 | 1.21% | +912 |
| NUVEEN VRIABL RAT PFD & INM(NPFD) | 30,303 | 83,090 | +52,787 | 475 | 1,350 | 0.72% | +875 |
| DESTRA MULTI-ALTERNATIVE FD(DMA) | 268,000 | 395,307 | +127,307 | 1,603 | 2,463 | 1.31% | +860 |
| TAIWAN FD INC(TWN) | 45,000 | 63,851 | +18,851 | 1,349 | 2,209 | 1.18% | +860 |
| NUVEEN PFD & INCOME OPPORTUN(JPC) | 0 | 122,612 | +122,612 | 0 | 829 | 0.44% | +829 |
| MORGAN STANLEY INDIA INVT FD(IIF) | 0 | 37,950 | +37,950 | 0 | 815 | 0.43% | +815 |
| MEXICO EQUITY & INCOME FD(MXE) | 132,000 | 183,212 | +51,212 | 1,241 | 2,052 | 1.09% | +811 |
| NEXPOINT DIVERSIFIED REL ET(NXDT) | 150,000 | 261,012 | +111,012 | 1,307 | 2,075 | 1.11% | +769 |
| TORTOISE ENERGY INDEPENDENC | 0 | 26,480 | +26,480 | 0 | 759 | 0.40% | +759 |
| PIMCO NEW YORK MUN FD II(PNI) | 0 | 99,507 | +99,507 | 0 | 755 | 0.40% | +755 |
| ELEVANCE HEALTH INC(ELV) | 1,487 | 2,887 | +1,400 | 647 | 1,361 | 0.73% | +714 |
| ABRDN GLOBAL INFRA INCOME FU(ASGI) | 0 | 39,481 | +39,481 | 0 | 708 | 0.38% | +708 |
| JAPAN SMALLER CAPITALIZATION(JOF) | 0 | 83,137 | +83,137 | 0 | 631 | 0.34% | +631 |
| PIMCO DYNAMIC INCOME STRATEG(PDX) | 0 | 30,000 | +30,000 | 0 | 614 | 0.33% | +614 |
| FLAHERTY & CRUMRINE TOTAL RE(FLC) | 0 | 41,286 | +41,286 | 0 | 601 | 0.32% | +601 |
| BERKSHIRE HATHAWAY INC DEL | 0 | 1,649 | +1,649 | 0 | 588 | 0.31% | +588 |
| ABRDN EMRG MKTS EQTY INCM FD(AEF) | 0 | 105,486 | +105,486 | 0 | 539 | 0.29% | +539 |
| MORGAN STANLEY CHINA A SH FD | 0 | 42,195 | +42,195 | 0 | 538 | 0.29% | +538 |
| LOCKHEED MARTIN CORP(LMT) | 0 | 1,180 | +1,180 | 0 | 535 | 0.29% | +535 |
| ABRDN NATL MUN INCOME FD | 148,420 | 177,120 | +28,700 | 1,278 | 1,808 | 0.96% | +531 |
| ISHARES TR CORE DIV GRWTH | 135,972 | 134,848 | -1,124 | 6,735 | 7,258 | 3.87% | +523 |
| UNITEDHEALTH GROUP INC(UNH) | 0 | 934 | +934 | 0 | 492 | 0.26% | +492 |
| LINCOLN NATL CORP IND(LNC) | 0 | 16,500 | +16,500 | 0 | 445 | 0.24% | +445 |
| NUVEEN ARIZONA QLTY MUN INC(NAZ) | 122,133 | 148,851 | +26,718 | 1,176 | 1,594 | 0.85% | +418 |
| ALPHABET INC(GOOG) | 14,755 | 16,781 | +2,026 | 1,931 | 2,344 | 1.25% | +413 |
| FIRST TR HIGH INCOME LONG / | 0 | 33,926 | +33,926 | 0 | 410 | 0.22% | +410 |
| AIRBNB INC | 0 | 3,000 | +3,000 | 0 | 408 | 0.22% | +408 |
| WESTERN ASSET MANAGED MUNS F(MMU) | 0 | 36,871 | +36,871 | 0 | 375 | 0.20% | +375 |
| RIVERNORTH DOUBLELINE STRATE(OPP) | 160,000 | 195,000 | +35,000 | 1,266 | 1,630 | 0.87% | +365 |
| NUVEEN FLOATING RATE INCOME(JFR) | 26,646 | 68,995 | +42,349 | 219 | 567 | 0.30% | +348 |
| NUVEEN PENNSYLVANIA QLT MUN | 34,675 | 59,994 | +25,319 | 353 | 695 | 0.37% | +342 |
| ABRDN JAPAN EQUITY FUND INC | 0 | 57,853 | +57,853 | 0 | 332 | 0.18% | +332 |
| DIMENSIONAL ETF TRUST INTL SMALL CAP V | 21,100 | 32,200 | +11,100 | 502 | 830 | 0.44% | +329 |
| VOYA GLBL EQTY DIV & PREM OP COM | 0 | 65,000 | +65,000 | 0 | 323 | 0.17% | +323 |
| NIKE INC(NKE) | 7,660 | 9,566 | +1,906 | 732 | 1,039 | 0.55% | +306 |
| A-MARK PRECIOUS METALS INC(GOLD) | 0 | 10,000 | +10,000 | 0 | 303 | 0.16% | +303 |
| GENERAL DYNAMICS CORP(GD) | 0 | 1,145 | +1,145 | 0 | 297 | 0.16% | +297 |
| VANGUARD BD INDEX FDS | 31,878 | 33,990 | +2,112 | 2,305 | 2,596 | 1.38% | +291 |
| GABELLI HLTHCARE & WELLNESS(GRX) | 0 | 30,419 | +30,419 | 0 | 284 | 0.15% | +284 |
| CALAMOS LNG SHR EQT DYNAMIC(CPZ) | 0 | 19,411 | +19,411 | 0 | 280 | 0.15% | +280 |
| NUVEEN MISSOURI QLT MUN INC COM | 0 | 27,050 | +27,050 | 0 | 271 | 0.14% | +271 |
| SPECIAL OPPORTUNITIES FD INC(SPE) | 0 | 22,786 | +22,786 | 0 | 270 | 0.14% | +270 |
| ILLINOIS TOOL WKS INC(ITW) | 0 | 1,000 | +1,000 | 0 | 262 | 0.14% | +262 |
| LOWES COS INC(LOW) | 2,298 | 3,298 | +1,000 | 478 | 734 | 0.39% | +256 |
| SCHWAB CHARLES CORP(SCHW) | 11,080 | 12,550 | +1,470 | 608 | 863 | 0.46% | +255 |
| RIVERNORTH FLEXIBLE MUNI INC(RFMZ) | 0 | 19,070 | +19,070 | 0 | 250 | 0.13% | +250 |
| ISHARES TR CORE MSCI INTL | 0 | 3,900 | +3,900 | 0 | 248 | 0.13% | +248 |
| NUVEEN MINN QUALITY MUN INM(NMS) | 0 | 22,435 | +22,435 | 0 | 246 | 0.13% | +246 |
| DIMENSIONAL ETF TRUST INTERNATNAL VAL | 0 | 7,000 | +7,000 | 0 | 241 | 0.13% | +241 |
| MEXICO FD INC(MXF) | 90,000 | 90,000 | 0 | 1,482 | 1,717 | 0.92% | +235 |
| RIVERNORTH MANAGED DUR MUN I(RMMZ) | 0 | 14,992 | +14,992 | 0 | 235 | 0.13% | +235 |
| PIONEER MUN HIGH INCOME OPPO | 110,000 | 121,552 | +11,552 | 1,051 | 1,285 | 0.68% | +234 |
| SOFI TECHNOLOGIES INC(SOFI) | 83,120 | 88,885 | +5,765 | 664 | 884 | 0.47% | +220 |
| VANGUARD INTL EQUITY INDEX F | 0 | 2,073 | +2,073 | 0 | 213 | 0.11% | +213 |
| BOEING CO(BA) | 0 | 809 | +809 | 0 | 211 | 0.11% | +211 |
| PFIZER INC(PFE) | 0 | 7,106 | +7,106 | 0 | 205 | 0.11% | +205 |
| ISHARES TR | 0 | 427 | +427 | 0 | 204 | 0.11% | +204 |
| VANGUARD INDEX FDS | 0 | 946 | +946 | 0 | 202 | 0.11% | +202 |
| SCHWAB STRATEGIC TR | 0 | 2,868 | +2,868 | 0 | 201 | 0.11% | +201 |
| FLAHERTY & CRUMRINE PFD INCO(PFD) | 0 | 19,898 | +19,898 | 0 | 197 | 0.10% | +197 |
| META PLATFORMS INC(META) | 3,296 | 3,303 | +7 | 989 | 1,169 | 0.62% | +180 |
| BRANDYWINEGBL GBL INCM OPP F(BWG) | 150,000 | 155,021 | +5,021 | 1,127 | 1,295 | 0.69% | +169 |
| NUVEEN MUNICIPAL CREDIT INC(NZF) | 120,447 | 120,447 | 0 | 1,256 | 1,424 | 0.76% | +167 |
| INTEL CORP(INTC) | 10,798 | 10,963 | +165 | 384 | 551 | 0.29% | +167 |
| US BANCORP DEL(USB) | 15,490 | 15,690 | +200 | 512 | 679 | 0.36% | +167 |
| NUVEEN AMT FREE MUN CR INC F(NVG) | 110,000 | 110,000 | 0 | 1,134 | 1,300 | 0.69% | +166 |
| QUALCOMM INC(QCOM) | 4,727 | 4,744 | +17 | 525 | 686 | 0.37% | +161 |
| AMERICAN WELL CORP(AMWL) | 489,570 | 492,070 | +2,500 | 573 | 733 | 0.39% | +160 |
| CLOUGH GLOBAL EQUITY FD COM | 44,080 | 67,752 | +23,672 | 242 | 401 | 0.21% | +160 |
| BLACKROCK MUNIYIELD MICH QU(MIY) | 110,749 | 110,749 | 0 | 1,100 | 1,258 | 0.67% | +158 |
| BLACKROCK INC(BLK) | 937 | 937 | 0 | 606 | 761 | 0.41% | +155 |
| HAWAIIAN HOLDINGS INC | 0 | 10,000 | +10,000 | 0 | 142 | 0.08% | +142 |
| EATON CORP PLC(ETN) | 5,145 | 5,145 | 0 | 1,097 | 1,239 | 0.66% | +142 |
| VISA INC(V) | 4,310 | 4,327 | +17 | 991 | 1,127 | 0.60% | +135 |
| ABRDN LIFE SCIENCES INVESTOR(HQL) | 0 | 10,000 | +10,000 | 0 | 135 | 0.07% | +135 |
| BLACKROCK MUNIHLDGS NJ QLTY(MUJ) | 100,700 | 100,700 | 0 | 1,019 | 1,149 | 0.61% | +130 |