Fund HoldingsVivaldi Capital Management LP

Total Portfolio Value
$305.85M
Total Bought
$20.65M
Total Sold
$28.02M
Net Transaction
-$7.37M
Filing Period:
Securities
SharesValue ($K)
Q2 2023
Q3 2023
Change
Q2 2023
Q3 2023
Weight (%)
Change
NUVEEN MUNICIPAL CREDIT INC(NZF)0225,525+225,52502,3520.77%+2,352
NUVEEN AMT FREE MUN CR INC F(NVG)0225,431+225,43102,3240.76%+2,324
BLACKROCK MUNIYILD QULT FD I(MQY)0224,779+224,77902,2990.75%+2,299
SCHWAB STRATEGIC TR061,818+61,81801,0970.36%+1,097
ISHARES TR147,250158,570+11,32011,93912,8394.20%+900
SCHWAB STRATEGIC TR260,493278,522+18,02912,51913,3384.36%+819
FIRST TR EXCHNG TRADED FD VI
FT VEST US EQT
014,929+14,92905270.17%+527
SCHWAB STRATEGIC TR136,532158,509+21,9774,8675,3831.76%+516
SCHWAB STRATEGIC TR118,223131,718+13,4956,1916,6652.18%+474
PIMCO ETF TR
ENHAN SHRT MA AC
7,41811,999+4,5817401,2020.39%+461
SELECT SECTOR SPDR TR
ST STR INDL ETF
02,569+2,56902600.09%+260
VANGUARD BD INDEX FDS02,989+2,98902090.07%+209
VANGUARD WORLD FDS
FINANCIALS ETF
02,574+2,57402070.07%+207
ISHARES TR01,996+1,99602010.07%+201
ELI LILLY & CO(LLY)2,2132,286+731,0381,2280.40%+190
NVIDIA CORPORATION(NVDA)3,0213,371+3501,2781,4660.48%+188
SCHWAB STRATEGIC TR69,80378,718+8,9151,7191,8850.62%+165
ABBVIE INC(ABBV)8,8849,089+2051,1971,3550.44%+158
ALPHABET INC(GOOG)9,3329,733+4011,1171,2740.42%+157
EXXON MOBIL CORP9,5449,899+3551,0241,1640.38%+140
SCHWAB STRATEGIC TR24,23027,262+3,0321,7211,8450.60%+124
UROGEN PHARMA LTD(URGN)016,461+16,46102310.08%+231
SPDR INDEX SHS FDS
ST PORT MARK ETF
17,71321,352+3,6396097170.23%+108
JOHNSON & JOHNSON(JNJ)3,6454,539+8946037070.23%+104
VANGUARD WORLD FDS
HEALTH CAR ETF
01,842+1,84204330.14%+433
AMAZON COM INC(AMZN)10,54711,601+1,0541,3751,4750.48%+100
SCHWAB STRATEGIC TR45,13250,128+4,9961,9772,0760.68%+100
COINBASE GLOBAL INC(COIN)27,09827,102+41,9392,0350.67%+96
VANGUARD INDEX FDS01,111+1,11103030.10%+303
BERKSHIRE HATHAWAY INC DEL3,1823,322+1401,0851,1640.38%+79
AMGEN INC(AMGN)01,595+1,59504290.14%+429
HALOZYME THERAPEUTICS INC(HALO)35,07835,07801,2651,3400.44%+75
META PLATFORMS INC(META)01,728+1,72805190.17%+519
VANGUARD WORLD FDS
INF TECH ETF
01,167+1,16704840.16%+484
COMCAST CORP NEW(CCZ)010,226+10,22604530.15%+453
CISCO SYS INC(CSCO)13,70114,062+3617097560.25%+47
SPDR INDEX SHS FDS
ST STR EU 50 ETF
09,402+9,40203950.13%+395
APOLLO GLOBAL MGMT INC(APO)03,254+3,25402920.10%+292
COSTCO WHSL CORP NEW(COST)0804+80404540.15%+454
MCDONALDS CORP(MCD)01,318+1,31803470.11%+347
BLACKSTONE STRATEGIC CRED 20(BGB)400,365401,004+6394,3764,4071.44%+31
BROADRIDGE FINL SOLUTIONS IN(BR)01,675+1,67503000.10%+300
SPDR DOW JONES INDL AVERAGE(DIA)01,111+1,11103720.12%+372
UNITEDHEALTH GROUP INC(UNH)2,5612,483-781,2311,2520.41%+21
INDAPTUS THERAPEUTICS INC024,000+24,0000660.02%+66
ALBERTSONS COS INC020,588+20,58804680.15%+468
ACCENTURE PLC IRELAND
SHS CLASS A
0797+79702450.08%+245
GENERAL ELECTRIC CO(GE)6,8476,974+1277527710.25%+19
VISA INC(V)01,271+1,27102920.10%+292
KKR INCOME OPPORTUNITIES FD231,734226,326-5,4082,6902,7070.89%+16
LYFT INC(LYFT)016,120+16,12001700.06%+170
RPM INTL INC(RPM)02,736+2,73602590.08%+259
HOME DEPOT INC(HD)01,891+1,89105710.19%+571
SELECT SECTOR SPDR TR
ST STR CARE ETF
02,216+2,21602850.09%+285
GALECTIN THERAPEUTICS INC019,261+19,2610370.01%+37
UNION PAC CORP(UNP)01,637+1,63703330.11%+333
SELECT SECTOR SPDR TR
ST STR ENERG ETF
04,441+4,44104010.13%+401
BANK AMERICA CORP08,001+8,00102190.07%+219
VANGUARD INDEX FDS23,03025,521+2,4911,9241,9310.63%+7
US BANCORP DEL(USB)012,320+12,32004070.13%+407
SELECT SECTOR SPDR TR
ST STR FINL ETF
010,756+10,75603570.12%+357
KAYNE ANDERSON ENERGY INFRST(KYN)012,730+12,73001070.04%+107
ISHARES TR
CORE MSCI EAFE
21,87322,992+1,1191,4761,4800.48%+3
PARKER-HANNIFIN CORP(PH)0521+52102030.07%+203
NUVEEN QUALITY MUNCP INCOME(NAD)015,930+15,93001620.05%+162
INVESCO SR INCOME TR010,607+10,6070420.01%+42
ISHARES TR02,102+2,10202160.07%+216
VANGUARD INDEX FDS02,789+2,78904450.15%+445
PAN AMERN SILVER CORP(PAAS)011,186+11,18601620.05%+162
ISHARES TR02,594+2,59402870.09%+287
DOUBLELINE INCOME SOLUTIONS(DSL)010,100+10,10001180.04%+118
VANGUARD INTL EQUITY INDEX F7,5337,818+2857317280.24%-2
NUVEEN AMT FREE QLTY MUN INC019,097+19,09701850.06%+185
ISHARES TR07,300+7,30003640.12%+364
DIMENSIONAL ETF TRUST
US MKTWIDE VALUE
08,579+8,57902920.10%+292
ISHARES TR03,546+3,54602610.09%+261
SOFI TECHNOLOGIES INC(SOFI)015,822+15,82201260.04%+126
ALTRIA GROUP INC(MO)07,966+7,96603350.11%+335
PHILLIPS EDISON & CO INC(PECO)010,790+10,79003620.12%+362
BRISTOL-MYERS SQUIBB CO(BMY)05,125+5,12502970.10%+297
FIRST TR EXCHNG TRADED FD VI
FT VEST US EQT
07,315+7,31502600.08%+260
SPDR SER TR
ST NUVE TERM ETF
07,390+7,39003420.11%+342
DEERE & CO(DE)0583+58302200.07%+220
BANK NEW YORK MELLON CORP05,823+5,82302480.08%+248
FRANKLIN TEMPLETON ETF TR
FRANKLIN ASIA
010,172+10,17202070.07%+207
INVESCO QQQ TR01,067+1,06703820.12%+382
SCHWAB STRATEGIC TR05,755+5,75502550.08%+255
MORGAN STANLEY(MS)04,807+4,80703930.13%+393
ISHARES TR
ESG AWR MSCI USA
02,647+2,64702490.08%+249
WALMART INC(WMT)4,3854,249-1366896800.22%-10
ISHARES TR04,046+4,04602280.07%+228
VANECK ETF TRUST
MRNGSTR WDE MOAT
03,588+3,58802720.09%+272
CUMMINS INC(CMI)01,099+1,09902510.08%+251
SELECT SECTOR SPDR TR
ST STR TECHN ETF
5,1115,324+2138898730.29%-16
DISNEY WALT CO(DIS)03,438+3,43802790.09%+279
ISHARES TR010,504+10,50403990.13%+399
AMERICAN CENTY ETF TR15,86915,494-3759138960.29%-17
ARK ETF TR
GENOMIC REV ETF
07,740+7,74002160.07%+216
ISHARES TR01,208+1,20803010.10%+301
BLACKROCK MUNIYIELD QUALITY015,701+15,70101500.05%+150
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