Fund HoldingsCaption Management, LLC

Total Portfolio Value
$7.42B
Total Bought
$4.20B
Total Sold
$3.44B
Net Transaction
+$759.13M
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
CYTOKINETICS INC(CYTK)(Put)01,688,600+1,688,6000140,981+140,981
MONDELEZ INTL INC(MDLZ)(Put)01,624,600+1,624,6000117,670+117,670
CYTOKINETICS INC(CYTK)(Call)01,351,900+1,351,9000112,870+112,870
VERIZON COMMUNICATIONS INC(VZ)02,556,000+2,556,000096,3611.30%+96,361
SPLUNK INC(Call)0595,500+595,500090,724+90,724
VERIZON COMMUNICATIONS INC(VZ)(Put)02,400,000+2,400,000090,480+90,480
SPDR SER TR(Call)
ST STR SP BIOT
0704,100+704,100062,869+62,869
NORTHROP GRUMMAN CORP(NOC)(Put)0115,000+115,000053,836+53,836
VERTIV HOLDINGS CO(VRT)(Call)01,185,800+1,185,800056,954+56,954
KENVUE INC(KVUE)(Call)2,324,5004,355,300+2,030,80046,67693,770+47,094
UNITED STATES STL CORP NEW(Put)0905,000+905,000044,028+44,028
AIR PRODS & CHEMS INC(Put)0150,000+150,000041,070+41,070
TAL EDUCATION GROUP(TAL)(Call)988,3003,954,200+2,965,9009,00349,942+40,938
SPDR SER TR(Put)
ST STR SP BIOT
0442,500+442,500039,511+39,511
ALLSTATE CORP(ALL)(Call)0266,900+266,900037,361+37,361
CYTOKINETICS INC(CYTK)0420,359+420,359035,0960.47%+35,096
T-MOBILE US INC(TMUS)(Put)590,000716,800+126,80082,630114,925+32,295
CRISPR THERAPEUTICS AG(CRSP)(Call)0580,700+580,700036,352+36,352
ADVANCED MICRO DEVICES INC(AMD)(Call)0215,000+215,000031,693+31,693
KARUNA THERAPEUTICS INC(Call)0102,100+102,100032,316+32,316
TAIWAN SEMICONDUCTOR MFG LTD(TSM)(Put)0293,600+293,600030,534+30,534
CAPRI HOLDINGS LIMITED(Put)
SHS
261,300873,100+611,80013,74743,865+30,118
SPLUNK INC(Put)0195,500+195,500029,784+29,784
CATERPILLAR INC(CAT)(Put)0100,000+100,000029,567+29,567
UNITED STATES STL CORP NEW(Call)392,400830,000+437,60012,74540,380+27,634
DEXCOM INC(DXCM)(Put)0260,200+260,200032,288+32,288
PROCTER AND GAMBLE CO(PG)(Put)0183,300+183,300026,861+26,861
STRUCTURE THERAPEUTICS INC(Call)0648,800+648,800026,445+26,445
PALO ALTO NETWORKS INC(PANW)(Put)0329,100+329,100097,045+97,045
IROBOT CORP(Put)0736,400+736,400028,499+28,499
PDD HOLDINGS INC(PDD)(Put)125,000250,400+125,40012,25936,636+24,377
CRISPR THERAPEUTICS AG(CRSP)(Put)0400,000+400,000025,040+25,040
IMMUNOGEN INC(Put)0800,000+800,000023,720+23,720
GOLDMAN SACHS GROUP INC(GS)(Call)060,000+60,000023,146+23,146
ZILLOW GROUP INC(Z)(Put)0469,100+469,100027,142+27,142
WESTERN ALLIANCE BANCORP(WAL)(Call)0480,000+480,000031,579+31,579
KANZHUN LIMITED(BZ)(Call)01,332,200+1,332,200022,128+22,128
RHYTHM PHARMACEUTICALS INC(RYTM)(Call)0471,700+471,700021,684+21,684
ILLUMINA INC(ILMN)(Call)0151,400+151,400021,081+21,081
TKO GROUP HOLDINGS INC(TKO)(Put)0300,000+300,000024,474+24,474
BIOGEN INC(BIIB)(Call)086,000+86,000022,254+22,254
ENDEAVOR GROUP HLDGS INC(Call)01,186,600+1,186,600028,158+28,158
TAKE-TWO INTERACTIVE SOFTWAR(TTWO)(Put)0121,500+121,500019,555+19,555
KINDER MORGAN INC DEL(KMI)(Call)01,100,000+1,100,000019,404+19,404
CITIGROUP INC(C)1,727,2001,752,200+25,00071,04090,1331.21%+19,093
METLIFE INC(MET)(Put)0373,300+373,300024,686+24,686
SUNRUN INC(RUN)(Call)01,212,800+1,212,800023,807+23,807
ISHARES TR(Put)0200,000+200,000018,282+18,282
LIVE NATION ENTERTAINMENT IN(LYV)(Call)0192,200+192,200017,990+17,990
TENET HEALTHCARE CORP(THC)(Call)0441,000+441,000033,326+33,326
NOVO-NORDISK A S(NVO)(Call)0170,000+170,000017,587+17,587
CITIGROUP INC(C)(Put)1,700,2001,695,400-4,80069,92987,211+17,282
LIBERTY MEDIA CORP DEL(Put)0600,000+600,000017,268+17,268
TRUIST FINL CORP(TFC)(Call)0525,000+525,000019,383+19,383
LENNAR CORP(LEN)(Put)0112,500+112,500016,767+16,767
METLIFE INC(MET)(Call)0470,200+470,200031,094+31,094
TECK RESOURCES LTD(TECK)(Call)0402,100+402,100016,997+16,997
SPDR SER TR(Put)
ST STR SP REGBNK
1,100,0001,191,900+91,90045,94762,491+16,544
REPLIGEN CORP(RGEN)(Call)090,000+90,000016,182+16,182
PDD HOLDINGS INC(PDD)(Call)0131,500+131,500019,240+19,240
HESS CORP(Put)0108,900+108,900015,699+15,699
JOHNSON & JOHNSON(JNJ)(Put)0100,000+100,000015,674+15,674
ILLUMINA INC(ILMN)(Put)0121,500+121,500016,918+16,918
RIO TINTO PLC(RIO)(Call)0200,000+200,000014,892+14,892
TAL EDUCATION GROUP(TAL)(Put)1,826,8002,469,600+642,80016,64231,191+14,549
SITEONE LANDSCAPE SUPPLY INC(SITE)(Put)087,500+87,500014,219+14,219
MEDTRONIC PLC(MDT)(Put)0171,000+171,000014,087+14,087
SIGMA LITHIUM CORPORATION(SGML)(Call)0612,000+612,000019,296+19,296
THE CIGNA GROUP(CI)055,110+55,110016,5030.22%+16,503
CEREVEL THERAPEUTICS HLDNG I(Call)0352,500+352,500014,946+14,946
VERADIGM INC(Put)02,031,300+2,031,300021,308+21,308
INTUITIVE SURGICAL INC(Call)040,000+40,000013,494+13,494
LYFT INC(LYFT)(Call)0900,000+900,000013,491+13,491
SAREPTA THERAPEUTICS INC(SRPT)(Call)656,100964,300+308,20079,53292,987+13,455
CARVANA CO(CVNA)(Call)0250,000+250,000013,235+13,235
APELLIS PHARMACEUTICALS INC
COM
273,250393,031+119,78110,39423,5270.32%+13,132
LEGEND BIOTECH CORP(LEGN)(Call)0278,500+278,500016,757+16,757
BAUSCH HEALTH COS INC(Put)01,650,400+1,650,400013,236+13,236
DEXCOM INC(DXCM)(Call)0145,000+145,000017,993+17,993
BATH & BODY WORKS INC(Call)0461,200+461,200019,905+19,905
CANO HEALTH INC(Call)02,173,900+2,173,900012,761+12,761
WILLSCOT MOBIL MINI HLDNG CO(WSC)(Call)0317,500+317,500014,129+14,129
SPRINGWORKS THERAPEUTICS INC(Call)0337,900+337,900012,333+12,333
CONSTELLATION BRANDS INC(STZ)(Call)050,000+50,000012,088+12,088
PINTEREST INC(PINS)(Call)0525,700+525,700019,472+19,472
CYMABAY THERAPEUTICS INC(Call)0839,900+839,900019,838+19,838
ELI LILLY & CO(LLY)(Put)020,000+20,000011,658+11,658
ZILLOW GROUP INC(Z)(Call)399,000519,400+120,40018,41830,052+11,635
FERGUSON PLC NEW(Call)060,000+60,000011,584+11,584
AGNICO EAGLE MINES LTD(AEM)(Put)0650,000+650,000035,653+35,653
AGNICO EAGLE MINES LTD(AEM)(Call)0608,900+608,900033,398+33,398
ASPEN AEROGELS INC(Call)01,075,900+1,075,900016,978+16,978
XENON PHARMACEUTICALS INC(XENE)(Call)0301,200+301,200013,873+13,873
SPDR SER TR
ST STR SP REGBNK
1,120,0001,105,000-15,00046,78257,9350.78%+11,153
SEA LTD(SE)(Put)0275,000+275,000011,138+11,138
BAUSCH HEALTH COS INC(Call)01,556,800+1,556,800012,486+12,486
FIRST SOLAR INC(FSLR)(Put)0132,500+132,500022,827+22,827
SIGMA LITHIUM CORPORATION(SGML)(Put)0466,500+466,500014,709+14,709
CHEVRON CORP NEW(CVX)(Call)074,000+74,000011,038+11,038
MERCK & CO INC(MRK)(Put)0100,000+100,000010,902+10,902
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