Fund HoldingsWaterloo Capital, L.P.

Total Portfolio Value
$340.75M
Total Bought
$84.31M
Total Sold
$78.59M
Net Transaction
+$5.72M
Filing Period:
Securities
SharesValue ($K)
Q2 2023
Q3 2023
Change
Q2 2023
Q3 2023
Weight (%)
Change
APTUS LARGE CAP ENHANCED YIELD ETF
APTUS LARGE CAP
0317,102+317,10207,8202.30%+7,820
APTUS INTERNATIONAL ENHANCED YIELD
APTUS INT ENH YL
249,847577,642+327,7954,96311,0493.24%+6,087
VANGUARD FTSE DEVELOPED MARKETS ETF0188,768+188,76808,2532.42%+8,253
ISHARES FLOATING RATE BOND ETF
FLTG RATE NT ETF
074,583+74,58303,7961.11%+3,796
ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF061,816+61,81602,9710.87%+2,971
SPDR PORTFOLIO HIGH YIELD BOND ETF
ST PORT HIGH ETF
0132,425+132,42502,9690.87%+2,969
ISHARES MSCI USA QUALITY FACTOR ETF
MSCI USA QLT FCT
13,26134,586+21,3251,7894,5581.34%+2,770
ENERGY SELECT SECTOR SPDR
ST STR ENERG ETF
031,845+31,84502,8780.84%+2,878
CAPITAL GROUP DIVIDEND VALUE ETF
SHS CREAT UNIT
093,650+93,65002,4790.73%+2,479
WISDOMTREE JAPAN HEDGED EQUITY FUND(WT)3,70228,375+24,6733082,5040.73%+2,196
ISHARES MSCI INDIA ETF
MSCI INDIA ETF
5,39250,048+44,6562362,2130.65%+1,977
VANGUARD FTSE EMERGING MARKETS ETF0105,200+105,20004,1251.21%+4,125
BNY MELLON CORE BOND ETF
CORE BOND ETF
044,969+44,96901,8120.53%+1,812
APTUS COLLARED INVESTMENT OPPORTUNITY ETF
APTUS COLLRD INV
483,669552,957+69,28815,04716,8264.94%+1,780
PIMCO ENHANCED SHORT MATURITY ACTIVE ETF
ENHAN SHRT MA AC
024,327+24,32702,4360.71%+2,436
COMMUNICATION SERVICES SELECT SECTOR SPDR FUND
ST STR SVC ETF
11,89237,097+25,2057742,4320.71%+1,659
INVESCO SENIOR LOAN ETF
SR LN ETF
071,468+71,46801,5000.44%+1,500
SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF
ST INTER ETF
054,020+54,02001,4870.44%+1,487
VANGUARD EMERGING MARKETS GOVERNMENT BOND ETF024,706+24,70601,4620.43%+1,462
FIRST TRUST LOW DURATION OPPORTUNITIES ETF
FST LOW OPPT EFT
028,555+28,55501,3490.40%+1,349
FIRST TRUST LARGE CAP VALUE ALPHADEX FUND
COM SHS
019,153+19,15301,2410.36%+1,241
WALMART INC COM(WMT)07,444+7,44401,1910.35%+1,191
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF047,539+47,53904,7591.40%+4,759
FIRST TRUST DEVELOPED MARKETS EX-US ALPHADEX FUND
DEV MRK EX US
019,311+19,31109700.28%+970
INVESCO NASDAQ 100 ETF
NASDAQ 100 ETF
47,31854,523+7,2057,1918,0372.36%+846
FIRST TRUST LIMITED DURATION INVESTMENT GRADE CORPORATE ETF
LTD DUR INVT ETF
045,898+45,89808440.25%+844
FIRST TRUST LARGE CAP GROWTH ALPHADEX FUND
COM SHS
08,701+8,70108420.25%+842
SPDR PORTFOLIO S&P 500 ETF
ST STR P500ETF
0101,767+101,76705,1151.50%+5,115
SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF
ST STR TOTAL ETF
021,118+21,11808160.24%+816
JPMORGAN ULTRA-SHORT INCOME ETF
ULTRA SHRT ETF
021,887+21,88701,0980.32%+1,098
ISHARES S&P 500 INDEX39,58942,557+2,96817,64518,2755.36%+630
FIRST TRUST MID CAP CORE ALPHADEX FUND
COM SHS
06,575+6,57506060.18%+606
FIRST TRUST CAPITAL STRENGTH ETF07,951+7,95105850.17%+585
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND
SHS
015,283+15,28305710.17%+571
TESLA MOTORS INC(TSLA)2,6615,010+2,3496971,2540.37%+557
FIRST TRUST ENHANCED SHORT MATURITY ETF
FIRST TR ENH NEW
08,657+8,65705140.15%+514
ISHARES 1-3 YEAR TREASURY BOND ETF06,061+6,06104910.14%+491
FIRST TRUST TACTICAL HIGH YIELD ETF
FIRST TR TA HIYL
012,465+12,46504890.14%+489
FIRST TRUST HEALTH CARE ALPHADEX FUND
HLTH CARE ALPH
04,638+4,63804510.13%+451
ALPHABET INC CAP STK CL A(GOOG)15,41117,365+1,9541,8452,2720.67%+428
INVESCO S&P 500 EQUAL WEIGHT ETF
S&P500 EQL WGT
043,147+43,14706,1141.79%+6,114
BOOKING HOLDINGS INC COM(BKNG)0135+13504160.12%+416
SPDR PORTFOLIO S&P 500 GROWTH ETF
ST STR P500GRW
147,650158,698+11,0489,0089,4082.76%+399
PROGRESSIVE CORP COM(PGR)09,413+9,41301,3110.38%+1,311
FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND
NASD TECH DIV
06,837+6,83703830.11%+383
FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF
SMIT UNCO BD ETF
015,996+15,99603820.11%+382
ISHARES IBONDS DEC 2024 TERM CORPORATE ETF16,24531,433+15,1884007770.23%+377
BERKSHIRE HATHAWAY INC DEL CL B NEW02,372+2,37208310.24%+831
SPDR SER TR S&P 400 MID CAP VALUE ETF
ST STR SP400VAL
05,636+5,63603660.11%+366
FIRST TRUST EUROPE ALPHADEX FUND
EUROPE ALPHADEX
010,729+10,72903540.10%+354
FIRST TRUST EMERGING MARKETS ALPHADEX FUND
EMERG MKT ALPH
016,282+16,28203400.10%+340
FIRST TRUST DOW JONES INTERNET INDEX FUND02,034+2,03403250.10%+325
PIONEER NATURAL RESOURCES CO06,053+6,05301,3900.41%+1,390
VANGUARD S&P 500 ETF18,78020,274+1,4947,6497,9622.34%+313
FIRST TRUST ENERGY ALPHADEX FUND
ENERGY ALPHADX
017,942+17,94203130.09%+313
EXXON MOBIL CORP COM06,022+6,02207080.21%+708
SPDR PORTFOLIO S&P 500 VALUE ETF
ST STR P500VAL
06,580+6,58002710.08%+271
ABBVIE INC COM(ABBV)01,809+1,80902700.08%+270
VANGUARD HIGH DIVIDEND YIELD INDEX ETF02,554+2,55402640.08%+264
CAPITAL GROUP GLOBAL GROWTH EQUITY ETF
SHS CREAT UNIT
011,495+11,49502630.08%+263
SPDR BLOOMBERG 3-12 MONTH T-BILL ETF
ST STR BL 12 ETF
04,788+4,78804760.14%+476
CHEVRON CORP NEW COM(CVX)03,296+3,29605560.16%+556
ROYAL BK CDA COM(RY)02,861+2,86102500.07%+250
MATERIALS SELECT SECTOR SPDR FUND
ST STR MATER ETF
03,136+3,13602460.07%+246
AUTOMATIC DATA PROCESSING INC COM01,019+1,01902450.07%+245
FIRST TRUST NASDAQ BANK ETF
NASDAQ BK ETF
011,850+11,85002450.07%+245
SPDR PORTFOLIO AGGREGATE BOND ETF
ST STR AGGRE ETF
017,904+17,90404360.13%+436
INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF
OPTIMUM YIELD
014,980+14,98002240.07%+224
ISHARES U.S. TREASURY BOND ETF
US TREAS BD ETF
19,20730,083+10,8764406630.19%+223
UNITEDHEALTH GROUP(UNH)02,765+2,76501,3940.41%+1,394
ALPHABET INC CAP STK CL C(GOOG)04,915+4,91506480.19%+648
VANGUARD TOTAL STOCK MARKET ETF02,337+2,33704960.15%+496
FLEXSHARES STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FUND
STOXX GLOBR INF
04,267+4,26702070.06%+207
SPDR GOLD ETF(GLD)03,015+3,01505170.15%+517
CONOCOPHILLIPS COM(COP)03,922+3,92204700.14%+470
MICROSOFT(MSFT)13,47315,083+1,6104,5884,7621.40%+174
JPMORGAN CHASE & CO COM(JPM)010,985+10,98501,5930.47%+1,593
BROADRIDGE FINL SOLUTIONS INC COM(BR)6,8807,205+3251,1401,2900.38%+151
JPMORGAN EQUITY PREMIUM INCOME ETF
EQUITY PREMIUM
15,55418,775+3,2218611,0060.30%+145
INVESCO TAXABLE MUNICIPAL BOND ETF
TAXABLE MUN BD
014,201+14,20103590.11%+359
ACCENTURE LTD BERMUDA CL A
SHS CLASS A
01,106+1,10603400.10%+340
ISHARES CORE GROWTH ALLOCATION ETF9,99413,158+3,1645146500.19%+136
CHEMED CORP NEW COM(CHE)02,227+2,22701,1570.34%+1,157
MAIDEN HOLDINGS LTD SHS(MHLA)068,000+68,00001200.04%+120
ADOBE SYS INC(ADBE)2,6862,806+1201,3131,4310.42%+117
AMERICAN TOWER CORP(AMT)05,182+5,18208520.25%+852
ISHARES TIPS BOND ETF4,9316,082+1,1515316310.19%+100
VANGUARD MID-CAP ETF03,110+3,11006480.19%+648
ORACLE CORPORATION(ORCL)2,2113,258+1,0472633450.10%+82
VALERO ENERGY CORP(VLO)03,086+3,08604370.13%+437
ROPER INDUSTRIES INC(ROP)02,545+2,54501,2330.36%+1,233
DIAMONDBACK ENERGY INC COM(FANG)01,906+1,90602950.09%+295
INTUIT INC(INTU)0807+80704120.12%+412
SCHWAB ETFS- US SMALL-CAP ETF41,46845,394+3,9261,8161,8800.55%+64
FINANCIAL SELECT SECTOR SPDR FUND
ST STR FINL ETF
12,87414,850+1,9764344930.14%+59
PERMIAN RESOURCES CORP CLASS A COM(PR)018,066+18,06602520.07%+252
TECHNOLOGY SELECT SECTOR SPDR FUND
ST STR TECHN ETF
6,9147,644+7301,2021,2530.37%+51
VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF04,159+4,15902970.09%+297
ISHARES CORE S&P MID CAP ETF8,8959,509+6142,3262,3710.70%+45
BROADCOM INC COM(AVGO)1,7141,841+1271,4871,5290.45%+43
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