Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q2 2023 ▲▼ | Q3 2023 ▲▼ | Change ▲▼ | Q2 2023 ▲▼ | Q3 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| NUVEEN FLOATING RATE INCOME(JFR) | 110,000 | 365,000 | +255,000 | 868 | 2,997 | 1.73% | +2,129 |
| ADOBE INC(ADBE) | 2,255 | 5,366 | +3,111 | 1,103 | 2,736 | 1.58% | +1,633 |
| ARISTA NETWORKS INC | 0 | 7,696 | +7,696 | 0 | 1,416 | 0.81% | +1,416 |
| BIOGEN INC(BIIB) | 0 | 5,048 | +5,048 | 0 | 1,297 | 0.75% | +1,297 |
| NVIDIA CORPORATION(NVDA) | 3,205 | 5,974 | +2,769 | 1,356 | 2,599 | 1.50% | +1,243 |
| NUVEEN AMT FREE QLTY MUN INC | 345,500 | 485,500 | +140,000 | 3,776 | 4,700 | 2.71% | +923 |
| WARNER BROS DISCOVERY INC(WBD) | 0 | 73,055 | +73,055 | 0 | 793 | 0.46% | +793 |
| ALPHABET INC(GOOG) | 70,884 | 70,599 | -285 | 8,485 | 9,239 | 5.32% | +754 |
| NUVEEN AMT FREE MUN CR INC F(NVG) | 55,000 | 122,500 | +67,500 | 644 | 1,263 | 0.73% | +619 |
| ELI LILLY & CO(LLY) | 3,056 | 3,662 | +606 | 1,433 | 1,967 | 1.13% | +534 |
| BLACKROCK MUNIYIELD FD INC | 215,000 | 300,000 | +85,000 | 2,245 | 2,754 | 1.59% | +509 |
| VIRTUS CONVERTIBLE & INCOME | 155,750 | 319,500 | +163,750 | 542 | 994 | 0.57% | +452 |
| META PLATFORMS INC(META) | 19,727 | 20,282 | +555 | 5,661 | 6,089 | 3.51% | +428 |
| INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF | 15,482 | 18,418 | +2,936 | 2,353 | 2,715 | 1.56% | +362 |
| AMGEN INC(AMGN) | 0 | 7,055 | +7,055 | 0 | 1,896 | 1.09% | +1,896 |
| EXXON MOBIL CORP | 0 | 26,578 | +26,578 | 0 | 3,125 | 1.80% | +3,125 |
| DISNEY WALT CO(DIS) | 0 | 25,420 | +25,420 | 0 | 2,060 | 1.19% | +2,060 |
| ALPHABET INC(GOOG) | 22,252 | 22,466 | +214 | 2,692 | 2,962 | 1.71% | +270 |
| MERCADOLIBRE INC(MELI) | 0 | 5,657 | +5,657 | 0 | 7,172 | 4.13% | +7,172 |
| HESS CORP | 8,230 | 8,441 | +211 | 1,119 | 1,291 | 0.74% | +173 |
| BLACKROCK FLOATING RATE INCO COM | 102,913 | 111,991 | +9,078 | 1,257 | 1,413 | 0.81% | +157 |
| DEERE & CO(DE) | 1,719 | 2,156 | +437 | 697 | 814 | 0.47% | +117 |
| TJX COS INC NEW(TJX) | 11,240 | 12,022 | +782 | 953 | 1,069 | 0.62% | +115 |
| AIRBNB INC | 17,439 | 16,920 | -519 | 2,235 | 2,322 | 1.34% | +87 |
| MODERNA INC(MRNA) | 4,600 | 6,240 | +1,640 | 559 | 645 | 0.37% | +86 |
| CLEAN HARBORS INC(CLH) | 9,372 | 9,618 | +246 | 1,541 | 1,610 | 0.93% | +69 |
| WALMART INC(WMT) | 12,462 | 12,561 | +99 | 1,959 | 2,009 | 1.16% | +50 |
| UBER TECHNOLOGIES INC(UBER) | 0 | 14,360 | +14,360 | 0 | 660 | 0.38% | +660 |
| CROWDSTRIKE HLDGS INC(CRWD) | 4,665 | 4,360 | -305 | 685 | 730 | 0.42% | +45 |
| ABBVIE INC(ABBV) | 0 | 3,712 | +3,712 | 0 | 553 | 0.32% | +553 |
| SL GREEN RLTY CORP(SLG) | 8,900 | 8,225 | -675 | 267 | 307 | 0.18% | +39 |
| CATERPILLAR INC(CAT) | 1,420 | 1,420 | 0 | 349 | 388 | 0.22% | +38 |
| DOMINOS PIZZA INC(DPZ) | 701 | 701 | 0 | 236 | 266 | 0.15% | +29 |
| INTERNATIONAL BUSINESS MACHS(IBM) | 3,863 | 3,863 | 0 | 517 | 542 | 0.31% | +25 |
| CHUBB LIMITED COM | 1,600 | 1,600 | 0 | 308 | 333 | 0.19% | +25 |
| BRITISH AMERN TOB PLC(BTI) | 23,000 | 25,025 | +2,025 | 764 | 786 | 0.45% | +22 |
| COMCAST CORP NEW(CCZ) | 7,400 | 7,400 | 0 | 307 | 328 | 0.19% | +21 |
| ZOETIS INC(ZTS) | 10,715 | 10,715 | 0 | 1,845 | 1,864 | 1.07% | +19 |
| UNITEDHEALTH GROUP INC(UNH) | 1,430 | 1,400 | -30 | 687 | 706 | 0.41% | +19 |
| EATON CORP PLC(ETN) | 1,200 | 1,200 | 0 | 241 | 256 | 0.15% | +15 |
| UIPATH INC(PATH) | 0 | 26,000 | +26,000 | 0 | 445 | 0.26% | +445 |
| DATADOG INC(DDOG) | 4,020 | 4,495 | +475 | 395 | 409 | 0.24% | +14 |
| HERON THERAPEUTICS INC | 511,250 | 589,150 | +77,900 | 593 | 607 | 0.35% | +14 |
| BERKSHIRE HATHAWAY INC DEL | 1 | 1 | 0 | 518 | 531 | 0.31% | +14 |
| EMBRAER S.A.(EMBJ) | 0 | 144,052 | +144,052 | 0 | 1,976 | 1.14% | +1,976 |
| CISCO SYS INC(CSCO) | 4,573 | 4,573 | 0 | 237 | 246 | 0.14% | +9 |
| ROSS STORES INC(ROST) | 10,925 | 10,925 | 0 | 1,225 | 1,234 | 0.71% | +9 |
| PALANTIR TECHNOLOGIES INC(PLTR) | 21,500 | 21,000 | -500 | 330 | 336 | 0.19% | +6 |
| BLACKROCK DEBT STRATEGIES FD | 104,710 | 100,000 | -4,710 | 1,025 | 1,027 | 0.59% | +2 |
| COINBASE GLOBAL INC(COIN)(Put) | 0 | 0 | 0 | 577 | 577 | — | 0 |
| THE CIGNA GROUP(CI) | 1,275 | 1,250 | -25 | 358 | 358 | 0.21% | -0 |
| AT&T INC(T) | 0 | 19,250 | +19,250 | 0 | 289 | 0.17% | +289 |
| EATON VANCE RISK-MANAGED DIV | 15,000 | 15,000 | 0 | 123 | 115 | 0.07% | -8 |
| PROCTER AND GAMBLE CO(PG) | 2,075 | 2,075 | 0 | 315 | 303 | 0.17% | -12 |
| MORGAN STANLEY(MS) | 2,650 | 2,600 | -50 | 226 | 212 | 0.12% | -14 |
| UNION PAC CORP(UNP) | 1,175 | 1,100 | -75 | 240 | 224 | 0.13% | -16 |
| DECKERS OUTDOOR CORP(DECK) | 1,456 | 1,454 | -2 | 768 | 747 | 0.43% | -21 |
| LOWES COS INC(LOW) | 1,306 | 1,306 | 0 | 295 | 271 | 0.16% | -23 |
| MASCO CORP(MAS) | 7,800 | 7,800 | 0 | 448 | 417 | 0.24% | -31 |
| SALESFORCE INC(CRM) | 3,105 | 3,080 | -25 | 656 | 625 | 0.36% | -31 |
| PALO ALTO NETWORKS INC(PANW) | 1,505 | 1,505 | 0 | 385 | 353 | 0.20% | -32 |
| COCA COLA CO(KO) | 0 | 10,725 | +10,725 | 0 | 600 | 0.35% | +600 |
| CYTOMX THERAPEUTICS INC | 106,150 | 112,450 | +6,300 | 183 | 145 | 0.08% | -38 |
| PLUG POWER INC(PLUG) | 15,800 | 16,500 | +700 | 164 | 125 | 0.07% | -39 |
| SNOWFLAKE INC(SNOW) | 1,605 | 1,580 | -25 | 282 | 241 | 0.14% | -41 |
| DOVER CORP(DOV) | 5,100 | 5,100 | 0 | 753 | 712 | 0.41% | -42 |
| PFIZER INC(PFE) | 0 | 26,545 | +26,545 | 0 | 880 | 0.51% | +880 |
| ISHARES TR | 9,984 | 10,264 | +280 | 4,450 | 4,408 | 2.54% | -42 |
| IDEXX LABS INC(IDXX) | 500 | 475 | -25 | 251 | 208 | 0.12% | -43 |
| HOME DEPOT INC(HD) | 7,253 | 7,290 | +37 | 2,253 | 2,203 | 1.27% | -50 |
| ABBOTT LABS | 4,162 | 4,162 | 0 | 454 | 403 | 0.23% | -51 |
| TENET HEALTHCARE CORP(THC) | 15,868 | 18,701 | +2,833 | 1,291 | 1,232 | 0.71% | -59 |
| YUM BRANDS INC(YUM) | 4,536 | 4,536 | 0 | 628 | 567 | 0.33% | -62 |
| INTEL CORP(INTC) | 0 | 12,325 | +12,325 | 0 | 438 | 0.25% | +438 |
| FORD MTR CO DEL(F) | 18,500 | 16,750 | -1,750 | 280 | 208 | 0.12% | -72 |
| NUVEEN MUN VALUE FD INC(NUV) | 0 | 75,160 | +75,160 | 0 | 621 | 0.36% | +621 |
| GENERAL MLS INC(GIS) | 0 | 6,200 | +6,200 | 0 | 397 | 0.23% | +397 |
| LOCKHEED MARTIN CORP(LMT) | 0 | 660 | +660 | 0 | 270 | 0.16% | +270 |
| MCDONALDS CORP(MCD) | 2,345 | 2,345 | 0 | 700 | 618 | 0.36% | -82 |
| INVESCO QQQ TR | 7,129 | 7,113 | -16 | 2,634 | 2,548 | 1.47% | -85 |
| AMERICAN TOWER CORP NEW(AMT) | 3,100 | 3,128 | +28 | 601 | 514 | 0.30% | -87 |
| FEDEX CORP(FDX) | 1,450 | 1,025 | -425 | 359 | 272 | 0.16% | -88 |
| SPDR S&P 500 ETF TR(SPY) | 0 | 3,978 | +3,978 | 0 | 1,701 | 0.98% | +1,701 |
| MERCK & CO INC(MRK) | 7,460 | 7,460 | 0 | 861 | 768 | 0.44% | -93 |
| INTUIT(INTU) | 1,575 | 1,225 | -350 | 722 | 626 | 0.36% | -96 |
| VISA INC(V) | 7,275 | 7,075 | -200 | 1,728 | 1,627 | 0.94% | -100 |
| BLACKROCK INC(BLK) | 570 | 450 | -120 | 394 | 291 | 0.17% | -103 |
| HONEYWELL INTL INC(HON) | 4,550 | 4,550 | 0 | 944 | 841 | 0.48% | -104 |
| PEPSICO INC(PEP) | 0 | 5,163 | +5,163 | 0 | 875 | 0.50% | +875 |
| APOLLO TACTICAL INCOME FD IN | 77,500 | 65,000 | -12,500 | 983 | 869 | 0.50% | -114 |
| CVS HEALTH CORP(CVS) | 6,900 | 5,025 | -1,875 | 477 | 351 | 0.20% | -126 |
| SNAP INC(SNAP) | 11,000 | 0 | -11,000 | 130 | 0 | — | -130 |
| MEDTRONIC PLC(MDT) | 5,603 | 4,503 | -1,100 | 494 | 353 | 0.20% | -141 |
| CSX CORP(CSX) | 44,015 | 44,015 | 0 | 1,501 | 1,353 | 0.78% | -147 |
| WESTERN AST INFL LKD OPP & I | 0 | 0 | 0 | 0 | 0 | — | 0 |
| THE TRADE DESK INC(TTD)(Call) | 0 | 0 | 0 | 0 | 0 | — | 0 |
| VIRTUS CONVERTIBLE & INC FD | 748,593 | 771,432 | +22,839 | 2,328 | 2,129 | 1.23% | -199 |
| DOW INC(DOW) | 4,000 | 0 | -4,000 | 213 | 0 | — | -213 |
| OCCIDENTAL PETE CORP(OXY) | 7,990 | 3,865 | -4,125 | 470 | 251 | 0.14% | -219 |
| ACTIVISION BLIZZARD INC | 0 | 0 | 0 | 0 | 0 | — | 0 |